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NYSE · USD

ACEL

Accel Entertainment, Inc.

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Tapewire entity
4999
SEC CIK
0001698991
Parsed reports
512

Last 12 months

Inside the activity.

1 purchase rows · 41 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202508
Jan 202602
Feb 202602
Mar 2026017
Apr 202601
May 202614
Jun 202603
Jul 202600
Aug 202601
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 13, 2024 Filed Jul 16, 2024 23:05 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 453 $10.37 $4,697.61
Disclosure

SEC source: 0001628280-24-031990 · wk-form4_1721171106.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,895

Read SEC document
July 13, 2024 Filed Jul 16, 2024 23:05 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,544 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031990 · wk-form4_1721171106.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2024 Filed Jul 12, 2024 21:21 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 5,000 $10.50 $52,500.00
Disclosure

SEC source: 0001628280-24-031801 · wk-form4_1720819278.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,804

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

Read SEC document
July 12, 2024 Filed Jul 16, 2024 23:05 UTC SaleClass A-1 Common Stock 700 $10.50 $7,353.01
Disclosure

SEC source: 0001628280-24-031993 · wk-form4_1721171138.xml · nonDerivative · entry 2

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 575,526

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023 (and to which each of Crilly Court Trust and Grant Place Fund LLC is a party). The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F4 · ownership.nature: Securities are held by Grant Place Fund LLC, of which the Reporting Person is the Manager. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 12, 2024 Filed Jul 16, 2024 23:05 UTC SaleClass A-1 Common Stock 700 $10.50 $7,350.00
Disclosure

SEC source: 0001628280-24-031993 · wk-form4_1721171138.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 435,635

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023 (and to which each of Crilly Court Trust and Grant Place Fund LLC is a party). The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 22:26 UTC
Harmer DerekSecretary
SaleClass A-1 Common Stock 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001628280-24-029671 · wk-form4_1719267955.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 187,804

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 19:11 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 737 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028917 · wk-form4_1718752258.xml · derivative · entry 6

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Class A-1 Common Stock · 737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 19:11 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 216 $9.94 $2,147.04
Disclosure

SEC source: 0001628280-24-028917 · wk-form4_1718752258.xml · nonDerivative · entry 4

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,964

Read SEC document
June 16, 2024 Filed Jun 18, 2024 19:11 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 737 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028917 · wk-form4_1718752258.xml · nonDerivative · entry 3

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 23:19 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Units (RSU) · Derivative 5,614 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028920 · wk-form4_1718752786.xml · derivative · entry 8

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,841

Underlying: Class A-1 Common Stock · 5,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F4 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 23:19 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Tax withholdingClass A-1 Common Stock 2,448 $9.94 $24,333.12
Disclosure

SEC source: 0001628280-24-028920 · wk-form4_1718752786.xml · nonDerivative · entry 6

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,247,968

Read SEC document
June 16, 2024 Filed Jun 18, 2024 23:19 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 5,614 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028920 · wk-form4_1718752786.xml · nonDerivative · entry 5

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,250,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 23:09 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 2,021 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028916 · wk-form4_1718752174.xml · derivative · entry 6

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,063

Underlying: Class A-1 Common Stock · 2,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 16, 2022, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
June 16, 2024 Filed Jun 18, 2024 23:09 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 593 $9.94 $5,894.42
Disclosure

SEC source: 0001628280-24-028916 · wk-form4_1718752174.xml · nonDerivative · entry 4

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,804

Read SEC document
June 16, 2024 Filed Jun 18, 2024 23:09 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 2,021 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028916 · wk-form4_1718752174.xml · nonDerivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 21:00 UTC SaleClass A-1 Common Stock 34,870 $9.93 $346,356.74
Disclosure

SEC source: 0001628280-24-028396 · wk-form4_1718413201.xml · nonDerivative · entry 2

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.86 to $9.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 19:11 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 796 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028917 · wk-form4_1718752258.xml · derivative · entry 5

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,573

Underlying: Class A-1 Common Stock · 796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 19:11 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 234 $9.94 $2,325.96
Disclosure

SEC source: 0001628280-24-028917 · wk-form4_1718752258.xml · nonDerivative · entry 2

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,443

Read SEC document
June 14, 2024 Filed Jun 18, 2024 19:11 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 796 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028917 · wk-form4_1718752258.xml · nonDerivative · entry 1

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:19 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,957 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028920 · wk-form4_1718752786.xml · derivative · entry 7

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,704

Underlying: Class A-1 Common Stock · 6,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:19 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
SaleClass A-1 Common Stock 17 $10.01 $170.17
Disclosure

SEC source: 0001628280-24-028920 · wk-form4_1718752786.xml · nonDerivative · entry 4

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,244,802

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024. The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:19 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GiftClass A-1 Common Stock 1,180 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028920 · wk-form4_1718752786.xml · nonDerivative · entry 3

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,244,819

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:19 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Tax withholdingClass A-1 Common Stock 3,034 $9.94 $30,157.96
Disclosure

SEC source: 0001628280-24-028920 · wk-form4_1718752786.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,245,999

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:19 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
Exercise / conversionClass A-1 Common Stock 6,957 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028920 · wk-form4_1718752786.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,249,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:14 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,784 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028918 · wk-form4_1718752469.xml · derivative · entry 4

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,488

Underlying: Class A-1 Common Stock · 1,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:14 UTC
Phelan Mark T.President, U.S. Gaming
GiftClass A-1 Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028918 · wk-form4_1718752469.xml · nonDerivative · entry 3

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Indirect · By daughter (M. Phelan)

Disclosed balance after: 1,000

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:14 UTC
Phelan Mark T.President, U.S. Gaming
Tax withholdingClass A-1 Common Stock 523 $9.94 $5,198.62
Disclosure

SEC source: 0001628280-24-028918 · wk-form4_1718752469.xml · nonDerivative · entry 2

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,807

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:14 UTC
Phelan Mark T.President, U.S. Gaming
Exercise / conversionClass A-1 Common Stock 1,784 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028918 · wk-form4_1718752469.xml · nonDerivative · entry 1

Phelan Mark T. · CIK 0001794567 · President, U.S. Gaming

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:09 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028916 · wk-form4_1718752174.xml · derivative · entry 5

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,925

Underlying: Class A-1 Common Stock · 1,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on March 14, 2023, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:09 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 541 $9.94 $5,377.54
Disclosure

SEC source: 0001628280-24-028916 · wk-form4_1718752174.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,376

Read SEC document
June 14, 2024 Filed Jun 18, 2024 23:09 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,846 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028916 · wk-form4_1718752174.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 21:00 UTC SaleClass A-1 Common Stock 30,000 $10.03 $300,957.00
Disclosure

SEC source: 0001628280-24-028396 · wk-form4_1718413201.xml · nonDerivative · entry 1

Peterson Karl Mr. · CIK 0001425873 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 2,438,938

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.02 to $10.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Held through personal vehicles.

Read SEC document
June 12, 2024 Filed Jun 15, 2024 00:53 UTC SaleClass A-1 Common Stock 5,301 $10.52 $55,775.53
Disclosure

SEC source: 0001628280-24-028393 · wk-form4_1718412782.xml · nonDerivative · entry 2

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 576,226

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023 (and to which each of Crilly Court Trust and Grant Place Fund LLC is a party). The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F5 · ownership.nature: Securities are held by Grant Place Fund LLC, of which the Reporting Person is the Manager. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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June 12, 2024 Filed Jun 15, 2024 00:53 UTC SaleClass A-1 Common Stock 5,210 $10.52 $54,821.18
Disclosure

SEC source: 0001628280-24-028393 · wk-form4_1718412782.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 436,335

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023 (and to which each of Crilly Court Trust and Grant Place Fund LLC is a party). The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 22, 2024 Filed May 24, 2024 00:32 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GiftClass A-1 Common Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-025064 · wk-form4_1716510721.xml · nonDerivative · entry 2

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,242,076

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May 22, 2024 Filed May 24, 2024 00:31 UTC
Harmer DerekSecretary
GiftClass A-1 Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-025063 · wk-form4_1716510707.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By son (C. Harmer)

Disclosed balance after: 1,000

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May 21, 2024 Filed May 24, 2024 00:32 UTC
Rubenstein Andrew H.Director · CEO and President · 10% owner
GiftClass A-1 Common Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-025064 · wk-form4_1716510721.xml · nonDerivative · entry 1

Rubenstein Andrew H. · CIK 0001794156 · Director · CEO and President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,246,376

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May 16, 2024 Filed May 17, 2024 21:16 UTC SaleClass A-1 Common Stock 25,000 $10.08 $252,050.00
Disclosure

SEC source: 0001628280-24-024146 · wk-form4_1715980554.xml · nonDerivative · entry 2

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,244,235

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.055 to $10.105, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 15, 2024 Filed May 17, 2024 21:16 UTC SaleClass A-1 Common Stock 175,000 $9.76 $1,707,527.50
Disclosure

SEC source: 0001628280-24-024146 · wk-form4_1715980554.xml · nonDerivative · entry 1

Rubenstein Gordon · CIK 0001794004 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,269,235

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.64 to $9.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by Fund Indy LLC, of which the Reporting Person is the sole Member. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 15, 2024 Filed May 22, 2024 01:27 UTC
Kozlik ChristenChief Accounting Officer
GrantRestricted Stock Units (RSU) · Derivative 14,708 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024625 · wk-form4_1716341229.xml · derivative · entry 1

Kozlik Christen · CIK 0001954320 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,708

Underlying: Class A-1 Common Stock · 14,708 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/3 of the shares underlying the RSUs will vest on each of the first three anniversaries of the grant date, in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.

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April 28, 2024 Filed Apr 29, 2024 18:07 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-019123 · wk-form4_1714428421.xml · derivative · entry 3

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Class A-1 Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on April 28, 2024, and the remainder will vest in 8 equal quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on April 28, 2024, and the remainder will vest in 8 equal quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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April 28, 2024 Filed Apr 29, 2024 18:07 UTC
Ellis Mathew ScotChief Financial Officer
Tax withholdingClass A-1 Common Stock 3,663 $11.19 $40,988.97
Disclosure

SEC source: 0001628280-24-019123 · wk-form4_1714428421.xml · nonDerivative · entry 2

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,881

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April 28, 2024 Filed Apr 29, 2024 18:07 UTC
Ellis Mathew ScotChief Financial Officer
Exercise / conversionClass A-1 Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-019123 · wk-form4_1714428421.xml · nonDerivative · entry 1

Ellis Mathew Scot · CIK 0001929049 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 16, 2024 Filed Apr 17, 2024 01:04 UTC SaleClass A-1 Common Stock 5,339 $11.04 $58,946.30
Disclosure

SEC source: 0001628280-24-016487 · wk-form4_1713315842.xml · nonDerivative · entry 4

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 581,527

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023 (and to which each of Crilly Court Trust and Grant Place Fund LLC is a party). The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.77 to $11.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F5 · ownership.nature: Securities are held by Grant Place Fund LLC, of which the Reporting Person is the Manager. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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April 16, 2024 Filed Apr 17, 2024 01:04 UTC SaleClass A-1 Common Stock 5,369 $11.05 $59,326.91
Disclosure

SEC source: 0001628280-24-016487 · wk-form4_1713315842.xml · nonDerivative · entry 2

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 441,545

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023 (and to which each of Crilly Court Trust and Grant Place Fund LLC is a party). The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.77 to $11.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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April 15, 2024 Filed Apr 17, 2024 01:04 UTC SaleClass A-1 Common Stock 7,161 $11.01 $78,818.26
Disclosure

SEC source: 0001628280-24-016487 · wk-form4_1713315842.xml · nonDerivative · entry 3

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 586,866

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023 (and to which each of Crilly Court Trust and Grant Place Fund LLC is a party). The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F5 · ownership.nature: Securities are held by Grant Place Fund LLC, of which the Reporting Person is the Manager. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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April 15, 2024 Filed Apr 17, 2024 01:04 UTC SaleClass A-1 Common Stock 7,131 $11.01 $78,499.47
Disclosure

SEC source: 0001628280-24-016487 · wk-form4_1713315842.xml · nonDerivative · entry 1

Ruttenberg David W. · CIK 0001794305 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 446,914

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023 (and to which each of Crilly Court Trust and Grant Place Fund LLC is a party). The 10b5-1 plan included a representation from the Reporting Person to the broker administering the plan that the Reporting Person was not in possession of any material nonpublic information regarding the Issuer or the securities subject to the plan. That representation was made as of the date of the adoption of the 10b5-1 plan, and speaks only as of that date. In making that representation, there is no assurance with respect to any material nonpublic information of which the Reporting Person was unaware, or with respect to any material nonpublic information acquired by the Reporting Person after the date of the representation.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by the Crilly Court Trust, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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April 13, 2024 Filed Apr 17, 2024 01:04 UTC
Harmer DerekSecretary
Exercise / conversionRestricted Stock Units (RSU) · Derivative 1,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-016490 · wk-form4_1713315887.xml · derivative · entry 3

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,544

Underlying: Class A-1 Common Stock · 1,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date.

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April 13, 2024 Filed Apr 17, 2024 01:04 UTC
Harmer DerekSecretary
Tax withholdingClass A-1 Common Stock 453 $11.01 $4,987.53
Disclosure

SEC source: 0001628280-24-016490 · wk-form4_1713315887.xml · nonDerivative · entry 2

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,071

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April 13, 2024 Filed Apr 17, 2024 01:04 UTC
Harmer DerekSecretary
Exercise / conversionClass A-1 Common Stock 1,543 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-016490 · wk-form4_1713315887.xml · nonDerivative · entry 1

Harmer Derek · CIK 0001794002 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.