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ACCO

ACCO BRANDS Corp

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5672
SEC CIK
0000712034
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1,054

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2018 Filed Mar 6, 2018 23:51 UTC
Hood Kathleen DSVP, Corp Controller & CAO
Exercise / conversionCommon Stock 7,402 $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000017 · wf-form4_152038028220824.xml · nonDerivative · entry 1

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:51 UTC
McCormack Gregory J.Sr. Vice Pres, Global Products
Exercise / conversionRestricted Stock Units · Derivative 11,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000016 · wf-form4_152038026332410.xml · derivative · entry 3

McCormack Gregory J. · CIK 0001433465 · Sr. Vice Pres, Global Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,204 shares

Expires 2018-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2018 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:51 UTC
McCormack Gregory J.Sr. Vice Pres, Global Products
Tax withholdingCommon Stock 3,795 $12.65 $48,006.75
Disclosure

SEC source: 0000712034-18-000016 · wf-form4_152038026332410.xml · nonDerivative · entry 2

McCormack Gregory J. · CIK 0001433465 · Sr. Vice Pres, Global Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,298

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:51 UTC
McCormack Gregory J.Sr. Vice Pres, Global Products
Exercise / conversionCommon Stock 11,204 $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000016 · wf-form4_152038026332410.xml · nonDerivative · entry 1

McCormack Gregory J. · CIK 0001433465 · Sr. Vice Pres, Global Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:50 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionRestricted Stock Units · Derivative 7,202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000015 · wf-form4_152038024563750.xml · derivative · entry 3

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,202 shares

Expires 2018-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2018 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:50 UTC
Anderson Mark CSr VP, Corporate Development
Tax withholdingCommon Stock 1,947 $12.65 $24,629.55
Disclosure

SEC source: 0000712034-18-000015 · wf-form4_152038024563750.xml · nonDerivative · entry 2

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,670

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:50 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionCommon Stock 7,202 $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000015 · wf-form4_152038024563750.xml · nonDerivative · entry 1

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:50 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Exercise / conversionRestricted Stock Units · Derivative 28,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000014 · wf-form4_152038022654815.xml · derivative · entry 3

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,008 shares

Expires 2018-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2018 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:50 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Tax withholdingCommon Stock 11,773 $12.65 $148,928.45
Disclosure

SEC source: 0000712034-18-000014 · wf-form4_152038022654815.xml · nonDerivative · entry 2

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,097

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:50 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Exercise / conversionCommon Stock 28,008 $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000014 · wf-form4_152038022654815.xml · nonDerivative · entry 1

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 22:58 UTC Exercise / conversionStock Option (right to buy) · Derivative 259 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0000712034-18-000010 · wf-form4_151942670718882.xml · derivative · entry 5

Keller Robert J · CIK 0001204080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 259 shares

Expires 2018-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 22:58 UTC Exercise / conversionCommon Stock 259 $8.93 $2,312.87
Disclosure

SEC source: 0000712034-18-000010 · wf-form4_151942670718882.xml · nonDerivative · entry 3

Keller Robert J · CIK 0001204080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 21:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
SaleCommon Stock 7,200 $13.55 $97,542.72
Disclosure

SEC source: 0000712034-18-000008 · wf-form4_151942277787438.xml · nonDerivative · entry 2

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,408

F2 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.50 to $13.62. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:58 UTC Exercise / conversionStock Option (right to buy) · Derivative 87,441 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0000712034-18-000010 · wf-form4_151942670718882.xml · derivative · entry 4

Keller Robert J · CIK 0001204080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259

Underlying: Common Stock · 87,441 shares

Expires 2018-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:58 UTC SaleCommon Stock 58,035 $13.46 $781,209.14
Disclosure

SEC source: 0000712034-18-000010 · wf-form4_151942670718882.xml · nonDerivative · entry 2

Keller Robert J · CIK 0001204080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,805

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.40 to $13.50. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:58 UTC Exercise / conversionCommon Stock 87,441 $8.93 $780,848.13
Disclosure

SEC source: 0000712034-18-000010 · wf-form4_151942670718882.xml · nonDerivative · entry 1

Keller Robert J · CIK 0001204080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:53 UTC
Schneider Pamela RSr VP, General Counsel & Sec
SaleCommon Stock 43,281 $13.53 $585,721.77
Disclosure

SEC source: 0000712034-18-000008 · wf-form4_151942277787438.xml · nonDerivative · entry 1

Schneider Pamela R · CIK 0001329851 · Sr VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,608

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.50 to $13.60. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2018 Filed Feb 20, 2018 22:45 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
SaleCommon Stock 241,266 $13.36 $3,224,134.06
Disclosure

SEC source: 0000712034-18-000006 · wf-form4_151916672555080.xml · nonDerivative · entry 5

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,862

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.26 to $13.90. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2018 Filed Feb 20, 2018 22:45 UTC
Elisman BorisDirector · Chairman, President & CEO
SaleCommon Stock 47,600 $13.83 $658,308.00
Disclosure

SEC source: 0000712034-18-000005 · wf-form4_151916670797047.xml · nonDerivative · entry 2

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,209

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.80 to $13.925. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 22:45 UTC
Elisman BorisDirector · Chairman, President & CEO
Exercise / conversionStock Option (right to buy) · Derivative 47,600 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0000712034-18-000005 · wf-form4_151916670797047.xml · derivative · entry 3

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,600 shares

Expires 2018-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 22:45 UTC
Elisman BorisDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 47,600 $8.93 $425,068.00
Disclosure

SEC source: 0000712034-18-000005 · wf-form4_151916670797047.xml · nonDerivative · entry 1

Elisman Boris · CIK 0001336247 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:56 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionStock Option (right to buy) · Derivative 8,357 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0000712034-18-000007 · wf-form4_151925017009555.xml · derivative · entry 5

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,357 shares

Expires 2021-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:56 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionStock Option (right to buy) · Derivative 7,958 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0000712034-18-000007 · wf-form4_151925017009555.xml · derivative · entry 4

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,957

Underlying: Common Stock · 7,958 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:56 UTC
Anderson Mark CSr VP, Corporate Development
SaleCommon Stock 38,698 $13.64 $527,802.02
Disclosure

SEC source: 0000712034-18-000007 · wf-form4_151925017009555.xml · nonDerivative · entry 3

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,415

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $13.525 to $13.75. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:56 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionCommon Stock 8,357 $6.12 $51,144.84
Disclosure

SEC source: 0000712034-18-000007 · wf-form4_151925017009555.xml · nonDerivative · entry 2

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:56 UTC
Anderson Mark CSr VP, Corporate Development
Exercise / conversionCommon Stock 7,958 $7.51 $59,764.58
Disclosure

SEC source: 0000712034-18-000007 · wf-form4_151925017009555.xml · nonDerivative · entry 1

Anderson Mark C · CIK 0001417020 · Sr VP, Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:45 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Exercise / conversionStock Option (right to buy) · Derivative 67,476 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0000712034-18-000006 · wf-form4_151916672555080.xml · derivative · entry 9

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,260

Underlying: Common Stock · 67,476 shares

Expires 2021-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:45 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Exercise / conversionStock Option (right to buy) · Derivative 48,921 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0000712034-18-000006 · wf-form4_151916672555080.xml · derivative · entry 8

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,921 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:45 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Exercise / conversionStock Option (right to buy) · Derivative 19,231 $0.00 Strike: $12.17 $0.00
Disclosure

SEC source: 0000712034-18-000006 · wf-form4_151916672555080.xml · derivative · entry 7

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,231 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:45 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Exercise / conversionStock Option (right to buy) · Derivative 28,600 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0000712034-18-000006 · wf-form4_151916672555080.xml · derivative · entry 6

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,600 shares

Expires 2018-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:45 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Exercise / conversionCommon Stock 67,476 $6.12 $412,953.12
Disclosure

SEC source: 0000712034-18-000006 · wf-form4_151916672555080.xml · nonDerivative · entry 4

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:45 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Exercise / conversionCommon Stock 48,921 $7.64 $373,756.44
Disclosure

SEC source: 0000712034-18-000006 · wf-form4_151916672555080.xml · nonDerivative · entry 3

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:45 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Exercise / conversionCommon Stock 19,231 $12.17 $234,041.27
Disclosure

SEC source: 0000712034-18-000006 · wf-form4_151916672555080.xml · nonDerivative · entry 2

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:45 UTC
Tedford Thomas WExec VP & Pres No Amer O&CP
Exercise / conversionCommon Stock 28,600 $8.93 $255,398.00
Disclosure

SEC source: 0000712034-18-000006 · wf-form4_151916672555080.xml · nonDerivative · entry 1

Tedford Thomas W · CIK 0001491769 · Exec VP & Pres No Amer O&CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 17:10 UTC
McCormack Gregory J.Sr. Vice Pres, Global Products
SaleCommon Stock 25,000 $10.95 $273,625.00
Disclosure

SEC source: 0000712034-17-000076 · wf-form4_150333539895109.xml · nonDerivative · entry 1

McCormack Gregory J. · CIK 0001433465 · Sr. Vice Pres, Global Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,889

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $10.90 to $11.05. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 19:07 UTC
Fenwick Neal VExecutive VP and CFO
PurchaseCommon Stock 12,313 $10.60 $130,517.80
Disclosure

SEC source: 0000712034-17-000075 · wf-form4_150213283503666.xml · nonDerivative · entry 1

Fenwick Neal V · CIK 0001334618 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,311

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:42 UTC
Hood Kathleen DSVP, Corp Controller & CAO
Exercise / conversionStock Option (right to buy) · Derivative 16,358 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · derivative · entry 9

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,178

Underlying: Common Stock · 16,358 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on March 4, 2016. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

F5 · derivative.exercise_date: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on March 4, 2016. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

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June 07, 2017 Filed Jun 8, 2017 20:42 UTC
Hood Kathleen DSVP, Corp Controller & CAO
Exercise / conversionStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · derivative · entry 8

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on May 18, 2012. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

F4 · derivative.exercise_date: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on May 18, 2012. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

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June 07, 2017 Filed Jun 8, 2017 20:42 UTC
Hood Kathleen DSVP, Corp Controller & CAO
Exercise / conversionStock Option (right to buy) · Derivative 18,434 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · derivative · entry 7

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,434 shares

Expires 2021-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on March 5, 2015. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

F3 · derivative.exercise_date: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on March 5, 2015. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

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June 07, 2017 Filed Jun 8, 2017 20:42 UTC
Hood Kathleen DSVP, Corp Controller & CAO
Exercise / conversionStock Option (right to buy) · Derivative 13,590 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · derivative · entry 6

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,590 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on February 21, 2014. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

F2 · derivative.exercise_date: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on February 21, 2014. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

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June 07, 2017 Filed Jun 8, 2017 20:42 UTC
Hood Kathleen DSVP, Corp Controller & CAO
SaleCommon Stock 68,653 $11.26 $773,170.09
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · nonDerivative · entry 5

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,794

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $11.225 to $11.30. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

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June 07, 2017 Filed Jun 8, 2017 20:42 UTC
Hood Kathleen DSVP, Corp Controller & CAO
Exercise / conversionCommon Stock 16,358 $7.51 $122,848.58
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · nonDerivative · entry 4

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:42 UTC
Hood Kathleen DSVP, Corp Controller & CAO
Exercise / conversionCommon Stock 7,000 $8.93 $62,510.00
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · nonDerivative · entry 3

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:42 UTC
Hood Kathleen DSVP, Corp Controller & CAO
Exercise / conversionCommon Stock 18,434 $6.12 $112,816.08
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · nonDerivative · entry 2

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:42 UTC
Hood Kathleen DSVP, Corp Controller & CAO
Exercise / conversionCommon Stock 13,590 $7.64 $103,827.60
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · nonDerivative · entry 1

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 18, 2017 19:38 UTC GrantRestricted Stock Units · Derivative 8,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000059 · wf-form4_149513629461614.xml · derivative · entry 1

Kroeger Thomas · CIK 0001478323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,974

Underlying: Common Stock · 8,678 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

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May 16, 2017 Filed May 18, 2017 19:38 UTC GrantRestricted Stock Units · Derivative 8,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000060 · wf-form4_149513631403488.xml · derivative · entry 1

BUZZARD JAMES A · CIK 0001144937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,552

Underlying: Common Stock · 8,678 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

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May 16, 2017 Filed May 18, 2017 19:38 UTC GrantRestricted Stock Units · Derivative 8,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000058 · wf-form4_149513627727274.xml · derivative · entry 1

Keller Robert J · CIK 0001204080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,228

Underlying: Common Stock · 8,678 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

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May 16, 2017 Filed May 18, 2017 19:37 UTC GrantRestricted Stock Units · Derivative 8,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000057 · wf-form4_149513625225720.xml · derivative · entry 1

RAJKOWSKI E MARK · CIK 0001258268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,826

Underlying: Common Stock · 8,678 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

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May 16, 2017 Filed May 18, 2017 19:37 UTC GrantRestricted Stock Units · Derivative 8,678 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-17-000056 · wf-form4_149513623058259.xml · derivative · entry 1

Monteagudo Graciela · CIK 0001647443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,192

Underlying: Common Stock · 8,678 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. RSUs are immediately vested, but have been deferred under the Issuer's Deferred Compensation Plan for Non-Employee Directors. Each RSU represents the right to receive one share of the Issuer's common stock upon the earlier of the date of the reporting person's death or disability, or cessation of service as a member of the Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.