Last 12 months
Inside the activity.
0 purchase rows · 24 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 9 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2024 Filed Jan 9, 2024 23:00 UTC |
DAVIS STEPHENDirector · CEO
|
Exercise / conversionCommon Stock | 9,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-001269 · doc4.xml · nonDerivative · entry 1 DAVIS STEPHEN · CIK 0001131146 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · balance_after: Includes 1,594 shares acquired by the Reporting Person under the Issuer's 2004 Employee Stock Purchase Plan on May 15, 2023. On October 6, 2023, the Reporting Person filed a Form 4 which reported the same acquisition of shares in a footnote to Table I, Column 5, but inadvertently omitted such shares from the total in Table I, Column 5. The May 15, 2023 acquisition by the Reporting Person under the Issuer's 2004 Employee Stock Purchase Plan is now correctly included in Table I, Column 5 of this Form 4. Read SEC document |
| January 06, 2024 Filed Jan 9, 2024 23:00 UTC |
Teehan BrendanEVP, COO, Head of Commercial
|
Exercise / conversionRestricted Stock Units · Derivative | 1,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-001268 · doc4.xml · derivative · entry 3 Teehan Brendan · CIK 0001891900 · EVP, COO, Head of Commercial 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: One-third of the shares subject to the restricted stock units vest on each of January 6, 2022, January 6, 2023 and January 6, 2024. F4 · derivative.expiration_date: One-third of the shares subject to the restricted stock units vest on each of January 6, 2022, January 6, 2023 and January 6, 2024. Read SEC document |
| January 06, 2024 Filed Jan 9, 2024 23:00 UTC |
Teehan BrendanEVP, COO, Head of Commercial
|
Exercise / conversionCommon Stock | 1,287 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-001268 · doc4.xml · nonDerivative · entry 1 Teehan Brendan · CIK 0001891900 · EVP, COO, Head of Commercial 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| January 06, 2024 Filed Jan 9, 2024 23:00 UTC |
KIM AUSTIN D.EVP,General Counsel, Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 1,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-001267 · doc4.xml · derivative · entry 3 KIM AUSTIN D. · CIK 0001746240 · EVP,General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning January 6, 2021. F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning January 6, 2021. Read SEC document |
| January 06, 2024 Filed Jan 9, 2024 23:00 UTC |
KIM AUSTIN D.EVP,General Counsel, Secretary
|
Exercise / conversionCommon Stock | 1,634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-001267 · doc4.xml · nonDerivative · entry 1 KIM AUSTIN D. · CIK 0001746240 · EVP,General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| December 15, 2023 Filed Dec 16, 2023 00:37 UTC |
Kihara JamesPrincipal Accounting Officer
|
SaleCommon Stock | 2,000 | $28.30 | $56,600.00 |
DisclosureSEC source: 0001209191-23-058891 · doc4.xml · nonDerivative · entry 1 Kihara James · CIK 0001816160 · Principal Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,025 F1 · kind: The sales reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 22:32 UTC |
GAROFALO ELIZABETH A.Director
|
GiftCommon Stock | 2,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056827 · doc4.xml · nonDerivative · entry 1 GAROFALO ELIZABETH A. · CIK 0001826361 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,862 F1 · kind: Reflects the gift of common stock to a charitable donor advised fund. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 23:00 UTC |
Teehan BrendanEVP, COO, Head of Commercial
|
SaleCommon Stock | 4,960 | $22.64 | $112,294.40 |
DisclosureSEC source: 0001209191-23-056355 · doc4.xml · nonDerivative · entry 3 Teehan Brendan · CIK 0001891900 · EVP, COO, Head of Commercial 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,393 F3 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.64 to $22.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 23:00 UTC |
Schneyer Mark C.EVP, Chief Financial Officer
|
SaleCommon Stock | 5,108 | $22.64 | $115,645.12 |
DisclosureSEC source: 0001209191-23-056357 · doc4.xml · nonDerivative · entry 3 Schneyer Mark C. · CIK 0001899977 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,486 F2 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.5753 to $22.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 23:00 UTC |
Kihara JamesPrincipal Accounting Officer
|
SaleCommon Stock | 1,985 | $22.64 | $44,940.40 |
DisclosureSEC source: 0001209191-23-056354 · doc4.xml · nonDerivative · entry 3 Kihara James · CIK 0001816160 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,025 F3 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.615 to $22.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Teehan BrendanEVP, COO, Head of Commercial
|
Exercise / conversionRestricted Stock Units · Derivative | 4,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056355 · doc4.xml · derivative · entry 5 Teehan Brendan · CIK 0001891900 · EVP, COO, Head of Commercial 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,826 Underlying: Common Stock · 4,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. In addition, these restricted stock units may vest earlier upon the Issuer's common stock achieving a specified price per share over a specified trading period. F6 · derivative.expiration_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. In addition, these restricted stock units may vest earlier upon the Issuer's common stock achieving a specified price per share over a specified trading period. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Teehan BrendanEVP, COO, Head of Commercial
|
Exercise / conversionRestricted Stock Units · Derivative | 4,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056355 · doc4.xml · derivative · entry 4 Teehan Brendan · CIK 0001891900 · EVP, COO, Head of Commercial 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,826 Underlying: Common Stock · 4,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. F5 · derivative.expiration_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Teehan BrendanEVP, COO, Head of Commercial
|
Exercise / conversionCommon Stock | 4,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-056355 · doc4.xml · nonDerivative · entry 2 Teehan Brendan · CIK 0001891900 · EVP, COO, Head of Commercial 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Teehan BrendanEVP, COO, Head of Commercial
|
Exercise / conversionCommon Stock | 4,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-056355 · doc4.xml · nonDerivative · entry 1 Teehan Brendan · CIK 0001891900 · EVP, COO, Head of Commercial 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 707 and 378 shares of the Issuer's common stock acquired by the reporting person on May 15, 2023 and November 15, 2023, respectively, pursuant to an employee stock purchase program. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Schneyer Mark C.EVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056357 · doc4.xml · derivative · entry 5 Schneyer Mark C. · CIK 0001899977 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,826 Underlying: Common Stock · 4,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. In addition, these restricted stock units may vest earlier upon the Issuer's common stock achieving a specified price per share over a specified trading period. F5 · derivative.expiration_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. In addition, these restricted stock units may vest earlier upon the Issuer's common stock achieving a specified price per share over a specified trading period. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Schneyer Mark C.EVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056357 · doc4.xml · derivative · entry 4 Schneyer Mark C. · CIK 0001899977 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,826 Underlying: Common Stock · 4,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. F4 · derivative.expiration_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Schneyer Mark C.EVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 4,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-056357 · doc4.xml · nonDerivative · entry 2 Schneyer Mark C. · CIK 0001899977 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Schneyer Mark C.EVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 4,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-056357 · doc4.xml · nonDerivative · entry 1 Schneyer Mark C. · CIK 0001899977 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Kihara JamesPrincipal Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056354 · doc4.xml · derivative · entry 5 Kihara James · CIK 0001816160 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,931 Underlying: Common Stock · 1,982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. In addition, these restricted stock units may vest earlier upon the Issuer's common stock achieving a specified price per share over a specified trading period. F6 · derivative.expiration_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. In addition, these restricted stock units may vest earlier upon the Issuer's common stock achieving a specified price per share over a specified trading period. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Kihara JamesPrincipal Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056354 · doc4.xml · derivative · entry 4 Kihara James · CIK 0001816160 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,931 Underlying: Common Stock · 1,982 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. F5 · derivative.expiration_date: The restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Kihara JamesPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 1,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-056354 · doc4.xml · nonDerivative · entry 2 Kihara James · CIK 0001816160 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 23:00 UTC |
Kihara JamesPrincipal Accounting Officer
|
Exercise / conversionCommon Stock | 1,982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-056354 · doc4.xml · nonDerivative · entry 1 Kihara James · CIK 0001816160 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 268 shares of the Issuer's common stock acquired by the reporting person on November 15, 2023 pursuant to an employee stock purchase program. Read SEC document |
| October 12, 2023 Filed Oct 16, 2023 21:30 UTC |
Ndu AdoraDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052884 · doc4.xml · derivative · entry 2 Ndu Adora · CIK 0001865210 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,381 Underlying: Common Stock · 4,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units shall vest in two equal annual installments commencing on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units shall vest in two equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| October 12, 2023 Filed Oct 16, 2023 21:30 UTC |
Ndu AdoraDirector
|
Exercise / conversionCommon Stock | 4,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-052884 · doc4.xml · nonDerivative · entry 1 Ndu Adora · CIK 0001865210 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| October 06, 2023 Filed Oct 7, 2023 02:00 UTC |
KIM AUSTIN D.EVP,General Counsel, Secretary
|
SaleCommon Stock | 16,369 | $21.96 | $359,463.24 |
DisclosureSEC source: 0001209191-23-052390 · doc4.xml · nonDerivative · entry 2 KIM AUSTIN D. · CIK 0001746240 · EVP,General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,857 F3 · price: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| October 06, 2023 Filed Oct 7, 2023 01:59 UTC |
DAVIS STEPHENDirector · CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 103,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052389 · doc4.xml · derivative · entry 3 DAVIS STEPHEN · CIK 0001131146 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,332 Underlying: Common Stock · 103,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: Subject to accelerated vesting in certain circumstances, the restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. F4 · derivative.expiration_date: Subject to accelerated vesting in certain circumstances, the restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. Read SEC document |
| October 06, 2023 Filed Oct 7, 2023 01:59 UTC |
DAVIS STEPHENDirector · CEO
|
SaleCommon Stock | 51,563 | $21.96 | $1,132,323.48 |
DisclosureSEC source: 0001209191-23-052389 · doc4.xml · nonDerivative · entry 2 DAVIS STEPHEN · CIK 0001131146 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,131 F3 · price: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| October 05, 2023 Filed Oct 7, 2023 02:00 UTC |
KIM AUSTIN D.EVP,General Counsel, Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 36,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052390 · doc4.xml · derivative · entry 3 KIM AUSTIN D. · CIK 0001746240 · EVP,General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,289 Underlying: Common Stock · 36,174 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: Subject to accelerated vesting in certain circumstances, the restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. F4 · derivative.expiration_date: Subject to accelerated vesting in certain circumstances, the restricted stock units vest as follows: 37.5% of the shares vest 18 months from the grant date; 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date. Read SEC document |
| October 05, 2023 Filed Oct 7, 2023 02:00 UTC |
KIM AUSTIN D.EVP,General Counsel, Secretary
|
Exercise / conversionCommon Stock | 36,174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-052390 · doc4.xml · nonDerivative · entry 1 KIM AUSTIN D. · CIK 0001746240 · EVP,General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · balance_after: Includes 539 shares acquired by the Reporting Person under the Issuer's 2004 Employee Stock Purchase Plan on May 15, 2023. Read SEC document |
| October 05, 2023 Filed Oct 7, 2023 01:59 UTC |
DAVIS STEPHENDirector · CEO
|
Exercise / conversionCommon Stock | 103,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-052389 · doc4.xml · nonDerivative · entry 1 DAVIS STEPHEN · CIK 0001131146 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · balance_after: Includes 1,594 shares acquired by the Reporting Person under the Issuer's 2004 Employee Stock Purchase Plan on May 15, 2023. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:31 UTC |
Kihara JamesPrincipal Accounting Officer
|
SaleCommon Stock | 2,000 | $25.88 | $51,760.00 |
DisclosureSEC source: 0001209191-23-050072 · doc4.xml · nonDerivative · entry 1 Kihara James · CIK 0001816160 · Principal Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,778 F1 · kind: The sales reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. F2 · balance_after: Includes an aggregate of 3,611 shares acquired by the Reporting Person under the Issuer's 2004 Employee Stock Purchase Plan on November 13, 2020, May 14, 2021, November 15, 2021, May 13, 2022, November 15, 2022 and May 15, 2023. F3 · balance_after: Includes 23 shares purchased by the Reporting Person in open market transaction on November 21, 2020, with a purchase price of $43.01 per share. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 23:31 UTC |
Schneyer Mark C.EVP, Chief Financial Officer
|
SaleCommon Stock | 10,000 | $29.00 | $289,970.00 |
DisclosureSEC source: 0001209191-23-047125 · doc4.xml · nonDerivative · entry 1 Schneyer Mark C. · CIK 0001899977 · EVP, Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,682 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.75 to $29.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Includes 1,593 shares acquired by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 15, 2023. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 22:00 UTC |
DAVIS STEPHENDirector · CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $20.77 | $0.00 |
DisclosureSEC source: 0001209191-23-042641 · doc4.xml · derivative · entry 3 DAVIS STEPHEN · CIK 0001131146 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Stock · 100,000 shares Expires 2024-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares subject to the stock option vest and become exercisable on July 15, 2015. The remaining shares vest and become exercisable thereafter in 36 equal monthly installments. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 22:00 UTC |
DAVIS STEPHENDirector · CEO
|
SaleCommon Stock | 100,000 | $30.04 | $3,004,350.00 |
DisclosureSEC source: 0001209191-23-042641 · doc4.xml · nonDerivative · entry 2 DAVIS STEPHEN · CIK 0001131146 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,695 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 22:00 UTC |
DAVIS STEPHENDirector · CEO
|
Exercise / conversionCommon Stock | 100,000 | $20.77 | $2,077,000.00 |
DisclosureSEC source: 0001209191-23-042641 · doc4.xml · nonDerivative · entry 1 DAVIS STEPHEN · CIK 0001131146 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 136,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 00:27 UTC |
DAVIS STEPHENDirector · CEO
|
SaleCommon Stock | 55,104 | $25.05 | $1,380,448.88 |
DisclosureSEC source: 0001209191-23-042246 · doc4.xml · nonDerivative · entry 2 DAVIS STEPHEN · CIK 0001131146 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,695 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 11, 2023 Filed Jul 14, 2023 00:27 UTC |
DAVIS STEPHENDirector · CEO
|
SaleCommon Stock | 16,498 | $25.00 | $412,450.00 |
DisclosureSEC source: 0001209191-23-042246 · doc4.xml · nonDerivative · entry 1 DAVIS STEPHEN · CIK 0001131146 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,799 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2023. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:38 UTC |
Kihara JamesPrincipal Accounting Officer
|
SaleCommon Stock | 2,000 | $24.15 | $48,300.00 |
DisclosureSEC source: 0001209191-23-037932 · doc4.xml · nonDerivative · entry 1 Kihara James · CIK 0001816160 · Principal Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,144 F1 · kind: The sales reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2023. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:14 UTC |
Brege LauraDirector
|
SaleCommon Stock | 4,500 | $24.87 | $111,906.00 |
DisclosureSEC source: 0001209191-23-037106 · doc4.xml · nonDerivative · entry 1 Brege Laura · CIK 0001365619 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,502 F1 · kind: The sales reported on this Form 4 were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 14, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.68 through $25.02, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth herein. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:48 UTC |
Schneyer Mark C.EVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036529 · doc4.xml · derivative · entry 3 Schneyer Mark C. · CIK 0001899977 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,893 Underlying: Common Stock · 1,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Acadia common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on each of June 8, 2022, June 8, 2023 and June 8, 2024. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on each of June 8, 2022, June 8, 2023 and June 8, 2024. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:48 UTC |
Schneyer Mark C.EVP, Chief Financial Officer
|
SaleCommon Stock | 974 | $25.02 | $24,369.48 |
DisclosureSEC source: 0001209191-23-036529 · doc4.xml · nonDerivative · entry 2 Schneyer Mark C. · CIK 0001899977 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,824 F1 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:48 UTC |
Schneyer Mark C.EVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-036529 · doc4.xml · nonDerivative · entry 1 Schneyer Mark C. · CIK 0001899977 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:14 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
BAKER JULIANDirector · 10% owner
BAKER FELIXDirector · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 22,090 | $0.00 Strike: $23.90 | $0.00 |
DisclosureSEC source: 0001209191-23-034482 · doc4.xml · derivative · entry 5 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 22,090 Underlying: Common Stock · 22,090 shares Expires 2033-05-31 F13 · derivative.exercise_date: 11,045 Stock Options exercisable solely into Common Stock were granted under the Incentive Plan to each of Julian C. Baker and Dr. Biggar in their capacity as directors of the Issuer. The Stock Options with a strike price of $23.90 vest in four equal quarterly installments beginning on June 1, 2023, with the final tranche vesting upon the earlier of one year following the date of grant or the next annual meeting date and expire on May 31, 2033. F4 · ownership.nature: Julian C. Baker and Dr. Biggar serve on the board of directors of the Issuer (the "Board") as representatives of Baker Brothers Life Sciences, L.P. ("Life Sciences") and 667, L.P. ("667", and together with Life Sciences, the "Funds"). Pursuant to the policies of the Adviser, Julian C. Baker and Dr. Biggar do not have any right to any of the Issuer's securities issued as part of their service on the Board and the Funds are entitled to receive all of the pecuniary interest in the securities issued. The Funds each own an indirect proportionate pecuniary interest in the RSUs and non-qualified options to purchase Common Stock ("Stock Options"). F5 · ownership.nature: Solely as a result of Felix J. Baker's and Julian C. Baker's ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the RSUs, Stock Options, Common Stock received upon vesting of RSUs and Common Stock received upon exercise of Stock Options (i.e. no direct pecuniary interest). F7 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F8 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F11 · ownership.nature: Pursuant to agreements between Dr. Biggar and the Adviser, the Adviser has voting and dispositive power over the Stock Options, RSUs and any Common Stock received as a result of the exercise of Stock Options or vesting of RSUs. F13 · ownership.nature: 11,045 Stock Options exercisable solely into Common Stock were granted under the Incentive Plan to each of Julian C. Baker and Dr. Biggar in their capacity as directors of the Issuer. The Stock Options with a strike price of $23.90 vest in four equal quarterly installments beginning on June 1, 2023, with the final tranche vesting upon the earlier of one year following the date of grant or the next annual meeting date and expire on May 31, 2033. F14 · ownership.nature: Pursuant to the policies of the Adviser, Dr. Biggar does not have a right to any of the Issuer's securities issued in lieu of director retainer fees and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the shares of Common Stock. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the shares of Common Stock issued in lieu of director retainer fees, Stock Options, Common Stock issued upon exercise of Stock Options, RSUs and Common Stock received upon vesting of RSUs (i.e. no direct pecuniary interest). Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:14 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
BAKER JULIANDirector · 10% owner
BAKER FELIXDirector · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
|
GrantCommon Stock | 13,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034482 · doc4.xml · nonDerivative · entry 4 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 39,330,977 F3 · ownership.nature: 6,652 Restricted Stock Units (each an "RSU") payable solely in Common Stock granted to each of Julian C. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP"), and Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser") on June 1, 2023, pursuant to the Issuer's 2010 Equity Incentive Plan ("Incentive Plan"). The RSUs fully vest on the earlier of June 1, 2024 or the date of the next annual meeting of the Issuer. F4 · ownership.nature: Julian C. Baker and Dr. Biggar serve on the board of directors of the Issuer (the "Board") as representatives of Baker Brothers Life Sciences, L.P. ("Life Sciences") and 667, L.P. ("667", and together with Life Sciences, the "Funds"). Pursuant to the policies of the Adviser, Julian C. Baker and Dr. Biggar do not have any right to any of the Issuer's securities issued as part of their service on the Board and the Funds are entitled to receive all of the pecuniary interest in the securities issued. The Funds each own an indirect proportionate pecuniary interest in the RSUs and non-qualified options to purchase Common Stock ("Stock Options"). F5 · ownership.nature: Solely as a result of Felix J. Baker's and Julian C. Baker's ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the RSUs, Stock Options, Common Stock received upon vesting of RSUs and Common Stock received upon exercise of Stock Options (i.e. no direct pecuniary interest). F7 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F8 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F9 · ownership.nature: The disclosure of the grant of RSUs reported on this form is the sum of two grants totaling 13,304 shares. The 13,304 shares are reported for each of the Funds as each has an indirect pecuniary interest. F10 · ownership.nature: Includes beneficial ownership of 18,002 previously issued RSUs payable solely in Common Stock issued to each of Julian C. Baker and Dr. Biggar in their capacity as directors of the Issuer pursuant to the Incentive Plan of which the Funds may be deemed to own a portion and 27,500 previously issued shares from the exercise of 27,500 Stock Options that were issued to Dr. Biggar in his capacity as a director of the Issuer, of which the Funds may be deemed to own a portion. F11 · ownership.nature: Pursuant to agreements between Dr. Biggar and the Adviser, the Adviser has voting and dispositive power over the Stock Options, RSUs and any Common Stock received as a result of the exercise of Stock Options or vesting of RSUs. F12 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Common Stock of the Issuer reported in column 5 of Table I directly held by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:14 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
BAKER JULIANDirector · 10% owner
BAKER FELIXDirector · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
|
GrantCommon Stock | 13,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034482 · doc4.xml · nonDerivative · entry 3 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,623,747 F3 · ownership.nature: 6,652 Restricted Stock Units (each an "RSU") payable solely in Common Stock granted to each of Julian C. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP"), and Dr. Stephen R. Biggar, a full-time employee of Baker Bros. Advisors LP (the "Adviser") on June 1, 2023, pursuant to the Issuer's 2010 Equity Incentive Plan ("Incentive Plan"). The RSUs fully vest on the earlier of June 1, 2024 or the date of the next annual meeting of the Issuer. F4 · ownership.nature: Julian C. Baker and Dr. Biggar serve on the board of directors of the Issuer (the "Board") as representatives of Baker Brothers Life Sciences, L.P. ("Life Sciences") and 667, L.P. ("667", and together with Life Sciences, the "Funds"). Pursuant to the policies of the Adviser, Julian C. Baker and Dr. Biggar do not have any right to any of the Issuer's securities issued as part of their service on the Board and the Funds are entitled to receive all of the pecuniary interest in the securities issued. The Funds each own an indirect proportionate pecuniary interest in the RSUs and non-qualified options to purchase Common Stock ("Stock Options"). F5 · ownership.nature: Solely as a result of Felix J. Baker's and Julian C. Baker's ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the RSUs, Stock Options, Common Stock received upon vesting of RSUs and Common Stock received upon exercise of Stock Options (i.e. no direct pecuniary interest). F6 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in Common Stock reported in column 5 of Table I directly held by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F7 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held by the Funds. F8 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F9 · ownership.nature: The disclosure of the grant of RSUs reported on this form is the sum of two grants totaling 13,304 shares. The 13,304 shares are reported for each of the Funds as each has an indirect pecuniary interest. F10 · ownership.nature: Includes beneficial ownership of 18,002 previously issued RSUs payable solely in Common Stock issued to each of Julian C. Baker and Dr. Biggar in their capacity as directors of the Issuer pursuant to the Incentive Plan of which the Funds may be deemed to own a portion and 27,500 previously issued shares from the exercise of 27,500 Stock Options that were issued to Dr. Biggar in his capacity as a director of the Issuer, of which the Funds may be deemed to own a portion. F11 · ownership.nature: Pursuant to agreements between Dr. Biggar and the Adviser, the Adviser has voting and dispositive power over the Stock Options, RSUs and any Common Stock received as a result of the exercise of Stock Options or vesting of RSUs. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 01:46 UTC |
SOLAND DANIEL BDirector
|
GrantRestricted Stock Units · Derivative | 6,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034699 · doc4.xml · derivative · entry 8 SOLAND DANIEL B · CIK 0001318485 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,652 Underlying: Common Stock · 6,652 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Acadia common stock. F2 · derivative.exercise_date: The restricted stock units shall vest in full upon the earlier of one year following the date of grant or the next annual meeting date. F2 · derivative.expiration_date: The restricted stock units shall vest in full upon the earlier of one year following the date of grant or the next annual meeting date. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 01:46 UTC |
SOLAND DANIEL BDirector
|
GrantDirector Stock Options (Right to Buy) · Derivative | 11,045 | $0.00 Strike: $23.90 | $0.00 |
DisclosureSEC source: 0001209191-23-034699 · doc4.xml · derivative · entry 7 SOLAND DANIEL B · CIK 0001318485 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,045 Underlying: Common Stock · 11,045 shares Expires 2033-05-31 F3 · derivative.exercise_date: The shares subject to the option shall vest quarterly over one year following the date of grant, with the final tranche vesting upon the earlier of one year following the date of grant or the next annual meeting date. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 01:46 UTC |
SOLAND DANIEL BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034699 · doc4.xml · derivative · entry 6 SOLAND DANIEL B · CIK 0001318485 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Acadia common stock. F2 · derivative.exercise_date: The restricted stock units shall vest in full upon the earlier of one year following the date of grant or the next annual meeting date. F2 · derivative.expiration_date: The restricted stock units shall vest in full upon the earlier of one year following the date of grant or the next annual meeting date. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 01:46 UTC |
SOLAND DANIEL BDirector
|
Exercise / conversionCommon Stock | 8,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-034699 · doc4.xml · nonDerivative · entry 3 SOLAND DANIEL B · CIK 0001318485 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Acadia common stock. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 01:43 UTC |
Ndu AdoraDirector
|
GrantRestricted Stock Units · Derivative | 6,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034698 · doc4.xml · derivative · entry 2 Ndu Adora · CIK 0001865210 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,652 Underlying: Common Stock · 6,652 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Acadia common stock. F3 · derivative.exercise_date: The restricted stock units shall vest in full upon the earlier of one year following the date of grant or the next annual meeting date. F3 · derivative.expiration_date: The restricted stock units shall vest in full upon the earlier of one year following the date of grant or the next annual meeting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.