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Nasdaq · USD

ACAD

ACADIA PHARMACEUTICALS INC

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Tapewire entity
3913
SEC CIK
0001070494
Parsed reports
339

Last 12 months

Inside the activity.

0 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202601
Mar 202609
Apr 202602
May 202603
Jun 202601
Jul 202602
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2024 Filed May 3, 2024 22:00 UTC
DAVIS STEPHENDirector · CEO
Exercise / conversionCommon Stock 22,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-012238 · form4-05032024_060513.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:00 UTC
DAVIS STEPHENDirector · CEO
SaleCommon Stock 17,716 $17.87 $316,584.92
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · nonDerivative · entry 4

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,267

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.77 to $17.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:00 UTC
DAVIS STEPHENDirector · CEO
SaleCommon Stock 8,858 $17.87 $158,292.46
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · nonDerivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,983

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.775 to $17.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:00 UTC
Teehan BrendanEVP, COO, HEAD OF COMMERCIAL
SaleCommon Stock 2,568 $17.87 $45,890.16
Disclosure

SEC source: 0001415889-24-010603 · form4-04092024_060407.xml · nonDerivative · entry 2

Teehan Brendan · CIK 0001891900 · EVP, COO, HEAD OF COMMERCIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,796

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.7875 to $17.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:00 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
SaleCommon Stock 762 $17.87 $13,616.94
Disclosure

SEC source: 0001415889-24-010602 · form4-04092024_060403.xml · nonDerivative · entry 4

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,100

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.7267 to $17.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:00 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
SaleCommon Stock 1,028 $17.87 $18,370.36
Disclosure

SEC source: 0001415889-24-010602 · form4-04092024_060403.xml · nonDerivative · entry 3

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,862

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.763 to $17.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:00 UTC
Schneyer Mark C.EVP, CHIEF FINANCIAL OFFICER
SaleCommon Stock 2,716 $17.87 $48,534.92
Disclosure

SEC source: 0001415889-24-010601 · form4-04092024_060401.xml · nonDerivative · entry 2

Schneyer Mark C. · CIK 0001899977 · EVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,742

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.7338 to $17.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:00 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,489 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010602 · form4-04092024_060403.xml · derivative · entry 6

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: 50% of the restricted stock units vest on April 7, 2022 and 25% vest on each of April 7, 2023 and April 7, 2024.

F6 · derivative.expiration_date: 50% of the restricted stock units vest on April 7, 2022 and 25% vest on each of April 7, 2023 and April 7, 2024.

Read SEC document
April 07, 2024 Filed Apr 9, 2024 22:00 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
Exercise / conversionCommon Stock 1,489 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010602 · form4-04092024_060403.xml · nonDerivative · entry 2

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC
DAVIS STEPHENDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 34,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · derivative · entry 6

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,666

Underlying: Common Stock · 34,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: Subject to accelerated vesting in certain circumstances, the restricted stock units vest as follows: 37.5% of the shares vest 18 months from April 5, 2022 (the "grant date"); 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date.

F6 · derivative.expiration_date: Subject to accelerated vesting in certain circumstances, the restricted stock units vest as follows: 37.5% of the shares vest 18 months from April 5, 2022 (the "grant date"); 12.5% of the shares vest on the second anniversary of the grant date; and 25% of the shares vest on each of the third and fourth anniversaries of the grant date.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC
DAVIS STEPHENDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 17,333 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · derivative · entry 5

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,667

Underlying: Common Stock · 17,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC
DAVIS STEPHENDirector · CEO
Exercise / conversionCommon Stock 34,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC
DAVIS STEPHENDirector · CEO
Exercise / conversionCommon Stock 17,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010604 · form4-04092024_060410.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC
Teehan BrendanEVP, COO, HEAD OF COMMERCIAL
Exercise / conversionRestricted Stock Units · Derivative 5,024 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010603 · form4-04092024_060407.xml · derivative · entry 3

Teehan Brendan · CIK 0001891900 · EVP, COO, HEAD OF COMMERCIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,048

Underlying: Common Stock · 5,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC
Teehan BrendanEVP, COO, HEAD OF COMMERCIAL
Exercise / conversionCommon Stock 5,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010603 · form4-04092024_060407.xml · nonDerivative · entry 1

Teehan Brendan · CIK 0001891900 · EVP, COO, HEAD OF COMMERCIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,010 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010602 · form4-04092024_060403.xml · derivative · entry 5

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,020

Underlying: Common Stock · 2,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
Exercise / conversionCommon Stock 2,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010602 · form4-04092024_060403.xml · nonDerivative · entry 1

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC
Schneyer Mark C.EVP, CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 5,275 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010601 · form4-04092024_060401.xml · derivative · entry 3

Schneyer Mark C. · CIK 0001899977 · EVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,551

Underlying: Common Stock · 5,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning April 5, 2023.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 22:00 UTC
Schneyer Mark C.EVP, CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 5,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-010601 · form4-04092024_060401.xml · nonDerivative · entry 1

Schneyer Mark C. · CIK 0001899977 · EVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 27, 2024 Filed Mar 28, 2024 00:00 UTC
Teehan BrendanEVP, COO, HEAD OF COMMERCIAL
SaleCommon Stock 5,140 $17.90 $92,006.00
Disclosure

SEC source: 0001415889-24-009272 · form4-03272024_110355.xml · nonDerivative · entry 2

Teehan Brendan · CIK 0001891900 · EVP, COO, HEAD OF COMMERCIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,340

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of performance stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:58 UTC
DAVIS STEPHENDirector · CEO
SaleCommon Stock 17,714 $17.90 $317,080.60
Disclosure

SEC source: 0001415889-24-009271 · form4-03272024_110307.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,842

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of performance stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
March 27, 2024 Filed Mar 27, 2024 23:57 UTC
Schneyer Mark C.EVP, CHIEF FINANCIAL OFFICER
SaleCommon Stock 5,434 $17.90 $97,268.60
Disclosure

SEC source: 0001415889-24-009270 · form4-03272024_110354.xml · nonDerivative · entry 2

Schneyer Mark C. · CIK 0001899977 · EVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,183

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of performance stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

Read SEC document
March 25, 2024 Filed Mar 28, 2024 00:02 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
GrantRestricted Stock Units · Derivative 8,568 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009273 · form4-03282024_120355.xml · derivative · entry 2

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,568

Underlying: Common Stock · 8,568 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 25, 2025.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 25, 2025.

Read SEC document
March 25, 2024 Filed Mar 28, 2024 00:02 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
GrantStock Options (Right to Buy) · Derivative 13,964 $0.00 Strike: $17.84 $0.00
Disclosure

SEC source: 0001415889-24-009273 · form4-03282024_120355.xml · derivative · entry 1

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,964

Underlying: Common Stock · 13,964 shares

Expires 2034-03-24

F1 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on March 25, 2025. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
March 25, 2024 Filed Mar 28, 2024 00:00 UTC
Teehan BrendanEVP, COO, HEAD OF COMMERCIAL
GrantRestricted Stock Units · Derivative 27,460 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009272 · form4-03272024_110355.xml · derivative · entry 4

Teehan Brendan · CIK 0001891900 · EVP, COO, HEAD OF COMMERCIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,460

Underlying: Common Stock · 27,460 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 25, 2025.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 25, 2025.

Read SEC document
March 25, 2024 Filed Mar 28, 2024 00:00 UTC
Teehan BrendanEVP, COO, HEAD OF COMMERCIAL
GrantStock Options (Right to Buy) · Derivative 89,516 $0.00 Strike: $17.84 $0.00
Disclosure

SEC source: 0001415889-24-009272 · form4-03272024_110355.xml · derivative · entry 3

Teehan Brendan · CIK 0001891900 · EVP, COO, HEAD OF COMMERCIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,516

Underlying: Common Stock · 89,516 shares

Expires 2034-03-24

F3 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on March 25, 2025. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
March 25, 2024 Filed Mar 28, 2024 00:00 UTC
Teehan BrendanEVP, COO, HEAD OF COMMERCIAL
GrantCommon Stock 10,048 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009272 · form4-03272024_110355.xml · nonDerivative · entry 1

Teehan Brendan · CIK 0001891900 · EVP, COO, HEAD OF COMMERCIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,480

F1 · price: Represents acquisition of the Issuer's common stock upon vesting of the performance stock units granted to the Reporting Person on April 5, 2022 at 50% of target.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:58 UTC
DAVIS STEPHENDirector · CEO
GrantStock Option (Right to Buy) · Derivative 286,451 $0.00 Strike: $17.84 $0.00
Disclosure

SEC source: 0001415889-24-009271 · form4-03272024_110307.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,451

Underlying: Common Stock · 286,451 shares

Expires 2034-03-24

F3 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on March 25, 2025. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:58 UTC
DAVIS STEPHENDirector · CEO
GrantCommon Stock 34,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009271 · form4-03272024_110307.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,556

F1 · price: Represents acquisition of the Issuer's common stock upon vesting of the performance stock units granted to the Reporting Person on April 5, 2022 at 50% of target.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:57 UTC
Schneyer Mark C.EVP, CHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 24,714 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009270 · form4-03272024_110354.xml · derivative · entry 4

Schneyer Mark C. · CIK 0001899977 · EVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,714

Underlying: Common Stock · 24,714 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 25, 2025.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 25, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:57 UTC
Schneyer Mark C.EVP, CHIEF FINANCIAL OFFICER
GrantStock Options (Right to Buy) · Derivative 80,564 $0.00 Strike: $17.84 $0.00
Disclosure

SEC source: 0001415889-24-009270 · form4-03272024_110354.xml · derivative · entry 3

Schneyer Mark C. · CIK 0001899977 · EVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,564

Underlying: Common Stock · 80,564 shares

Expires 2034-03-24

F3 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on March 25, 2025. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter.

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March 25, 2024 Filed Mar 27, 2024 23:57 UTC
Schneyer Mark C.EVP, CHIEF FINANCIAL OFFICER
GrantCommon Stock 10,550 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009270 · form4-03272024_110354.xml · nonDerivative · entry 1

Schneyer Mark C. · CIK 0001899977 · EVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,617

F1 · price: Represents acquisition of the Issuer's common stock upon vesting of the performance stock units granted to the Reporting Person on April 5, 2022 at 50% of target

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February 26, 2024 Filed Feb 27, 2024 23:13 UTC
Schneyer Mark C.EVP, CHIEF FINANCIAL OFFICER
SaleCommon Stock 772 $24.67 $19,045.24
Disclosure

SEC source: 0001415889-24-005577 · form4-02272024_110237.xml · nonDerivative · entry 2

Schneyer Mark C. · CIK 0001899977 · EVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,067

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

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February 26, 2024 Filed Feb 27, 2024 23:10 UTC
Teehan BrendanEVP, COO, HEAD OF COMMERCIAL
SaleCommon Stock 624 $24.67 $15,394.08
Disclosure

SEC source: 0001415889-24-005575 · form4-02272024_110225.xml · nonDerivative · entry 2

Teehan Brendan · CIK 0001891900 · EVP, COO, HEAD OF COMMERCIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,432

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

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February 26, 2024 Filed Feb 27, 2024 23:07 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
SaleCommon Stock 474 $24.67 $11,693.58
Disclosure

SEC source: 0001415889-24-005574 · form4-02272024_110201.xml · nonDerivative · entry 2

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,391

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

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February 26, 2024 Filed Feb 27, 2024 23:02 UTC
DAVIS STEPHENDirector · CEO
SaleCommon Stock 5,577 $24.67 $137,584.59
Disclosure

SEC source: 0001415889-24-005572 · form4-02272024_110210.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,890

F2 · kind: The mandatory sales reported in this Form 4 were made to cover withholding taxes and tax related items imposed by the Issuer in connection with the vesting of restricted stock units, and it is intended to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to meet the requirements of Rule 10b5-1(c).

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February 23, 2024 Filed Feb 27, 2024 23:13 UTC
Schneyer Mark C.EVP, CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 1,353 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005577 · form4-02272024_110237.xml · derivative · entry 3

Schneyer Mark C. · CIK 0001899977 · EVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,353

Underlying: Common Stock · 1,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

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February 23, 2024 Filed Feb 27, 2024 23:13 UTC
Schneyer Mark C.EVP, CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 1,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005577 · form4-02272024_110237.xml · nonDerivative · entry 1

Schneyer Mark C. · CIK 0001899977 · EVP, CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:10 UTC
Teehan BrendanEVP, COO, HEAD OF COMMERCIAL
Exercise / conversionRestricted Stock Units · Derivative 1,107 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005575 · form4-02272024_110225.xml · derivative · entry 3

Teehan Brendan · CIK 0001891900 · EVP, COO, HEAD OF COMMERCIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,107

Underlying: Common Stock · 1,107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:10 UTC
Teehan BrendanEVP, COO, HEAD OF COMMERCIAL
Exercise / conversionCommon Stock 1,107 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005575 · form4-02272024_110225.xml · nonDerivative · entry 1

Teehan Brendan · CIK 0001891900 · EVP, COO, HEAD OF COMMERCIAL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:07 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 840 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005574 · form4-02272024_110201.xml · derivative · entry 3

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840

Underlying: Common Stock · 840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:07 UTC
Kihara JamesPRINCIPAL ACCOUNTING OFFICER
Exercise / conversionCommon Stock 840 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005574 · form4-02272024_110201.xml · nonDerivative · entry 1

Kihara James · CIK 0001816160 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:02 UTC
DAVIS STEPHENDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 10,946 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005572 · form4-02272024_110210.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,946

Underlying: Common Stock · 10,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 23, 2022.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 23:02 UTC
DAVIS STEPHENDirector · CEO
Exercise / conversionCommon Stock 10,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005572 · form4-02272024_110210.xml · nonDerivative · entry 1

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 22:09 UTC
Rhodes Jennifer JEVP, CHIEF LEGAL OFFICER, SEC
GrantRestricted Stock Units · Derivative 25,889 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003039 · form4-02082024_100202.xml · derivative · entry 2

Rhodes Jennifer J · CIK 0001568249 · EVP, CHIEF LEGAL OFFICER, SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,889

Underlying: Common Stock · 25,889 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 50% of the restricted stock units vest on February 6, 2026 and 25% vest on each of February 6, 2027 and February 6, 2028.

F3 · derivative.expiration_date: 50% of the restricted stock units vest on February 6, 2026 and 25% vest on each of February 6, 2027 and February 6, 2028.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 22:09 UTC
Rhodes Jennifer JEVP, CHIEF LEGAL OFFICER, SEC
GrantStock Option (Right to Buy) · Derivative 126,589 $0.00 Strike: $25.74 $0.00
Disclosure

SEC source: 0001415889-24-003039 · form4-02082024_100202.xml · derivative · entry 1

Rhodes Jennifer J · CIK 0001568249 · EVP, CHIEF LEGAL OFFICER, SEC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,589

Underlying: Common Stock · 126,589 shares

Expires 2034-02-05

F1 · derivative.exercise_date: 25% of the shares subject to the Stock Option will vest and become exercisable on February 6, 2025. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 23:00 UTC
DAVIS STEPHENDirector · CEO
SaleCommon Stock 3,732 $29.96 $111,810.72
Disclosure

SEC source: 0001209191-24-001269 · doc4.xml · nonDerivative · entry 2

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,521

F3 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.63 to $29.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 23:00 UTC
Teehan BrendanEVP, COO, Head of Commercial
SaleCommon Stock 731 $29.96 $21,900.76
Disclosure

SEC source: 0001209191-24-001268 · doc4.xml · nonDerivative · entry 2

Teehan Brendan · CIK 0001891900 · EVP, COO, Head of Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,949

F2 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.61 to $29.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 23:00 UTC
KIM AUSTIN D.EVP,General Counsel, Secretary
SaleCommon Stock 590 $29.96 $17,676.40
Disclosure

SEC source: 0001209191-24-001267 · doc4.xml · nonDerivative · entry 2

KIM AUSTIN D. · CIK 0001746240 · EVP,General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,901

F2 · kind: The sales reported in this Form 4 were made to cover the tax obligation that occurred upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.6641 to $29.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 06, 2024 Filed Jan 9, 2024 23:00 UTC
DAVIS STEPHENDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 9,528 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-001269 · doc4.xml · derivative · entry 3

DAVIS STEPHEN · CIK 0001131146 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning January 6, 2021.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning January 6, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.