Last 12 months
Inside the activity.
21 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 5 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 8 | 1 |
| Jun 2026 | 3 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2022 Filed Feb 9, 2022 00:17 UTC |
Green William CDirector
|
PurchaseSeries F Preferred Stock | 4,000 | $24.20 | $96,800.00 |
DisclosureSEC source: 0001104659-22-014405 · tm225850-1_4seq1.xml · nonDerivative · entry 1 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Leveraged, Low Volatility Fund LLC Disclosed balance after: 4,000 F2 · security: Preferred Stock, 6.25% Series F Fixed-to-Floating Rate Cumulative Redeemable, par value $0.01 per share F1 · kind: These shares were purchased through The Leveraged, Low Volatility Fund LLC, an estate planning vehicle set up by Mr. Green for the benefit of his immediate family members. Mr. Green controls the voting and investment power of this entity and disclaims beneficial ownership, except to the extent of his pecuniary interst therein. The price paid represents the same price paid by third-party investors in connection with Arbor Realty Trust, Inc.'s public offering of additional shares of its 6.25% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock that closed on February 7, 2022. F1 · price: These shares were purchased through The Leveraged, Low Volatility Fund LLC, an estate planning vehicle set up by Mr. Green for the benefit of his immediate family members. Mr. Green controls the voting and investment power of this entity and disclaims beneficial ownership, except to the extent of his pecuniary interst therein. The price paid represents the same price paid by third-party investors in connection with Arbor Realty Trust, Inc.'s public offering of additional shares of its 6.25% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock that closed on February 7, 2022. F1 · balance_after: These shares were purchased through The Leveraged, Low Volatility Fund LLC, an estate planning vehicle set up by Mr. Green for the benefit of his immediate family members. Mr. Green controls the voting and investment power of this entity and disclaims beneficial ownership, except to the extent of his pecuniary interst therein. The price paid represents the same price paid by third-party investors in connection with Arbor Realty Trust, Inc.'s public offering of additional shares of its 6.25% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock that closed on February 7, 2022. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 21:20 UTC |
Effron CarynDirector
|
GrantCommon Stock, par value $0.01per share | 517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-147212 · tm2134796-1_4seq1.xml · nonDerivative · entry 1 Effron Caryn · CIK 0001897248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517 F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan. Read SEC document |
| November 26, 2021 Filed Nov 26, 2021 16:05 UTC |
MARTELLO JOSEPHDirector
|
Disposition to issuerCommon Stock, par value $0.01 per share | 35,000 | $19.12 | $669,200.00 |
DisclosureSEC source: 0001104659-21-143960 · tm2133116-6_4seq1.xml · nonDerivative · entry 1 MARTELLO JOSEPH · CIK 0001285194 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: The Living Trust of Joseph Martello Disclosed balance after: 85,114 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 35,000 shares of the Company's common stock held by Mr. Martello for $19.12 per share, which is the price agreed to by Mr. Martello and the Company in the respective purchase agreement. F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 35,000 shares of the Company's common stock held by Mr. Martello for $19.12 per share, which is the price agreed to by Mr. Martello and the Company in the respective purchase agreement. Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 21:10 UTC |
Green William CDirector
|
PurchaseCommon Stock, par value $0.01 per share | 200 | $18.14 | $3,628.00 |
DisclosureSEC source: 0001104659-21-144424 · tm2133116-7_4seq1.xml · nonDerivative · entry 2 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,950 Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 21:10 UTC |
Green William CDirector
|
PurchaseCommon Stock, par value $0.01 per share | 2,250 | $18.13 | $40,792.50 |
DisclosureSEC source: 0001104659-21-144424 · tm2133116-7_4seq1.xml · nonDerivative · entry 1 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,750 Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 22:16 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
OtherPartnership Common Units · Derivative | 266,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · derivative · entry 7 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,665,530 Underlying: Common Stock, par value $0.01 per share · 266,638 shares Expires not disclosed F4 · derivative.exercise_price: Each Partnership Common Unit is accompanied by a share of Special Voting Preferred Stock, which provides the holder with one vote per share on any matter submitted to a vote of the Issuer's stockholders. Pursuant to the ARLP Partnership Agreement, each Partnership Common Unit and its accompanying Special Voting Preferred Stock is redeemable at the election of the holder for the cash value of one share of Common Stock, or at the Issuer's election, shares of Common Stock on a one-for-one basis. F2 · kind: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F2 · price: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F4 · derivative.exercise_date: Each Partnership Common Unit is accompanied by a share of Special Voting Preferred Stock, which provides the holder with one vote per share on any matter submitted to a vote of the Issuer's stockholders. Pursuant to the ARLP Partnership Agreement, each Partnership Common Unit and its accompanying Special Voting Preferred Stock is redeemable at the election of the holder for the cash value of one share of Common Stock, or at the Issuer's election, shares of Common Stock on a one-for-one basis. F5 · derivative.expiration_date: Not applicable. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 22:16 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
OtherSpecial Voting Preferred Stock, par value $0.01 per share | 266,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 6 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,665,530 F2 · kind: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F2 · price: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 22:16 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
OtherCommon Stock, par value $0.01 per share | 70,716 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 5 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 2,535,870 F2 · kind: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F2 · price: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:16 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
Disposition to issuerCommon Stock, par value $0.01 per share | 292,759 | $19.48 | $5,702,945.32 |
DisclosureSEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 4 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 2,535,870 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 462,500 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC ("ACM") for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:16 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
Disposition to issuerCommon Stock, par value $0.01 per share | 169,741 | $19.48 | $3,306,554.68 |
DisclosureSEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 924,835 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 462,500 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC ("ACM") for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 17:16 UTC |
ARBOR COMMERCIAL MORTGAGE LLC10% owner
|
Disposition to issuerCommon Stock, par value $0.01 per share | 292,759 | $19.48 | $5,702,945.32 |
DisclosureSEC source: 0001104659-21-140072 · tm2133116-4_4seq1.xml · nonDerivative · entry 1 ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,535,870 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 292,759 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:16 UTC |
Natalone JohnEVP, Treasury and Servicing
|
Disposition to issuerCommon Stock, par value $0.01 per share | 20,000 | $19.48 | $389,600.00 |
DisclosureSEC source: 0001104659-21-140077 · tm2133116-3_4seq1.xml · nonDerivative · entry 1 Natalone John · CIK 0001696122 · EVP, Treasury and Servicing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,154 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 20,000 shares of the Company's common stock held by Mr. Natalone for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:16 UTC |
Kilgore GeneEVP
|
Disposition to issuerCommon Stock, par value $0.01 per share | 20,000 | $19.48 | $389,600.00 |
DisclosureSEC source: 0001104659-21-140074 · tm2133116-2_4seq1.xml · nonDerivative · entry 1 Kilgore Gene · CIK 0001308193 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,772 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 20,000 shares of the Company's common stock held by Mr. Kilgore for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:15 UTC |
Elenio PaulChief Financial Officer
|
Disposition to issuerCommon stock, par value $0.01 per share | 25,000 | $19.48 | $487,000.00 |
DisclosureSEC source: 0001104659-21-140070 · tm2133116-1_4seq1.xml · nonDerivative · entry 1 Elenio Paul · CIK 0001338657 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,452 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 25,000 shares of the Company's common stock held by Mr. Elenio for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:19 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
OtherPartnership Common Units · Derivative | 27,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-122100 · tm2127356-3_4seq1.xml · derivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,665,530 Underlying: Common Stock, par value $0.01 per share · 27,138 shares Expires not disclosed F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:19 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
OtherSpecial Voting Preferred Stock, par value $0.01 per share | 27,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-122100 · tm2127356-3_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,665,530 F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 17:16 UTC |
ARBOR COMMERCIAL MORTGAGE LLC10% owner
|
OtherPartnership Common Units · Derivative | 27,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-122096 · tm2127356-2_4seq1.xml · derivative · entry 2 ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,665,530 Underlying: Common Stock, par value $0.01 per share · 27,138 shares Expires not disclosed F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share. F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share. F2 · derivative.exercise_date: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 17:16 UTC |
ARBOR COMMERCIAL MORTGAGE LLC10% owner
|
OtherSpecial Voting Preferred Stock, par value $0.01 per share | 27,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-122096 · tm2127356-2_4seq1.xml · nonDerivative · entry 1 ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,665,530 F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share. F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 16:43 UTC |
Ridings Thomas J.Chief Accounting Officer
|
Tax withholdingCommon Stock, par value $0.01 per share | 360 | $18.12 | $6,523.20 |
DisclosureSEC source: 0001104659-21-114705 · tm2127356-1_4seq1.xml · nonDerivative · entry 2 Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,075 F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 16:43 UTC |
Ridings Thomas J.Chief Accounting Officer
|
GrantCommon Stock, par value $0.01 per share | 2,207 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-114705 · tm2127356-1_4seq1.xml · nonDerivative · entry 1 Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,435 F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years. Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 20:15 UTC |
Green William CDirector
|
PurchaseCommon Stock, par value $0.01 per share | 1,700 | $17.82 | $30,294.00 |
DisclosureSEC source: 0001104659-21-099457 · tm2123892-2_4seq1.xml · nonDerivative · entry 4 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,500 Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 20:15 UTC |
Green William CDirector
|
PurchaseCommon Stock, par value $0.01 per share | 485 | $17.83 | $8,647.55 |
DisclosureSEC source: 0001104659-21-099457 · tm2123892-2_4seq1.xml · nonDerivative · entry 3 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,800 Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 20:15 UTC |
Green William CDirector
|
PurchaseCommon Stock, par value $0.01 per share | 200 | $17.84 | $3,567.00 |
DisclosureSEC source: 0001104659-21-099457 · tm2123892-2_4seq1.xml · nonDerivative · entry 2 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,315 Read SEC document |
| August 03, 2021 Filed Aug 3, 2021 20:15 UTC |
Green William CDirector
|
PurchaseCommon Stock, par value $0.01 per share | 1,754 | $17.84 | $31,291.36 |
DisclosureSEC source: 0001104659-21-099457 · tm2123892-2_4seq1.xml · nonDerivative · entry 1 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,115 Read SEC document |
| August 01, 2021 Filed Aug 2, 2021 21:24 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
Tax withholdingCommon Stock, par value $0.01 per share | 144,455 | $18.26 | $2,637,748.30 |
DisclosureSEC source: 0001104659-21-098983 · tm2123892-1_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094,576 F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:16 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
GrantCommon Stock, par value $0.01 per share | 165,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-098257 · tm2123121-2_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239,031 F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, lnc. (the "Company") granted pursuant to the Company's 2020 Amended Omnibus Stock lncentive Plan. The shares vest in full three years after the grant date. Read SEC document |
| July 22, 2021 Filed Jul 23, 2021 20:15 UTC |
van der Reis DennisEVP, Structured Asset Mgmt
|
Tax withholdingCommon Stock, par value $0.01 per share | 8,816 | $17.70 | $156,043.20 |
DisclosureSEC source: 0001104659-21-095401 · tm2123121-1_4seq1.xml · nonDerivative · entry 1 van der Reis Dennis · CIK 0001783121 · EVP, Structured Asset Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,583 F1 · kind: Represents shares that have been reacquired by the Company to satisfy tax-withholding obligations in connection with the vesting of Dennis van der Reis's common stock. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 21:00 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
Disposition to issuerCommon Stock, par value $0.01 per share | 600,000 | $18.46 | $11,076,000.00 |
DisclosureSEC source: 0001104659-21-083552 · tm2120074-1_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 2,828,629 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its June 17, 2021 public offering of 6,000,000 shares of common stock (the "Offering") to purchase an aggregate of 600,000 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $18.46 per share, which is the same price at which the underwriters purchased the shares in the Offering. F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its June 17, 2021 public offering of 6,000,000 shares of common stock (the "Offering") to purchase an aggregate of 600,000 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $18.46 per share, which is the same price at which the underwriters purchased the shares in the Offering. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 17:01 UTC |
ARBOR COMMERCIAL MORTGAGE LLC10% owner
|
Disposition to issuerCommon Stock, par value $0.01 per share | 600,000 | $18.46 | $11,076,000.00 |
DisclosureSEC source: 0001104659-21-083554 · tm2120074-2_4seq1.xml · nonDerivative · entry 1 ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,828,629 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its June 17, 2021 public offering of 6,000,000 shares of common stock (the "Offering") to purchase 600,000 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $18.46 per share, which is the same price at which the underwriters purchased the shares in the Offering. F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its June 17, 2021 public offering of 6,000,000 shares of common stock (the "Offering") to purchase 600,000 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $18.46 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| May 25, 2021 Filed May 27, 2021 21:17 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
OtherPartnership Common Units · Derivative | 18,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-073329 · tm2117678-2_4seq1.xml · derivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,692,668 Underlying: Common Stock, par value $0.01 per share · 18,400 shares Expires not disclosed F1 · derivative.exercise_price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F1 · kind: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F1 · price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2021 Filed May 27, 2021 21:17 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
OtherSpecial Voting Preferred Stock, par value $0.01 per share | 18,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-073329 · tm2117678-2_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,692,668 F1 · kind: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F1 · price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2021 Filed May 27, 2021 17:17 UTC |
ARBOR COMMERCIAL MORTGAGE LLC10% owner
|
OtherPartnership Common Units · Derivative | 18,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-073321 · tm2117678-1_4seq1.xml · derivative · entry 2 ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,692,668 Underlying: Common Stock, par value $0.01 per share · 18,400 shares Expires not disclosed F1 · derivative.exercise_price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F1 · kind: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F1 · price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F2 · derivative.exercise_date: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2021 Filed May 27, 2021 17:17 UTC |
ARBOR COMMERCIAL MORTGAGE LLC10% owner
|
OtherSpecial Voting Preferred Stock, par value $0.01 per share | 18,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-073321 · tm2117678-1_4seq1.xml · nonDerivative · entry 1 ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,692,668 F1 · kind: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. F1 · price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share. Read SEC document |
| May 24, 2021 Filed May 25, 2021 22:21 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
OtherPartnership Common Units · Derivative | 1,190,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-071939 · tm2117385-2_4seq1.xml · derivative · entry 6 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,711,068 Underlying: Common Stock, par value $0.01 per share · 1,190,000 shares Expires not disclosed F3 · derivative.exercise_price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F3 · kind: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F3 · price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F4 · derivative.exercise_date: Not applicable. F4 · derivative.expiration_date: Not applicable. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 25, 2021 22:21 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
OtherSpecial Voting Preferred Stock, par value $0.01 per share | 1,190,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-071939 · tm2117385-2_4seq1.xml · nonDerivative · entry 5 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 10,711,068 F3 · kind: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F3 · price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 25, 2021 18:20 UTC |
ARBOR COMMERCIAL MORTGAGE LLC10% owner
|
OtherPartnership Common Units · Derivative | 1,190,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-071938 · tm2117385-1_4seq1.xml · derivative · entry 2 ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,711,068 Underlying: Common Stock, par value $0.01 per share · 1,190,000 shares Expires not disclosed F1 · derivative.exercise_price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F1 · kind: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F1 · price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F2 · derivative.exercise_date: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 24, 2021 Filed May 25, 2021 18:20 UTC |
ARBOR COMMERCIAL MORTGAGE LLC10% owner
|
OtherSpecial Voting Preferred Stock, par value $0.01 per share | 1,190,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-071938 · tm2117385-1_4seq1.xml · nonDerivative · entry 1 ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,711,068 F1 · kind: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. F1 · price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share. Read SEC document |
| May 21, 2021 Filed May 25, 2021 22:21 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
OtherCommon Stock, par value $0.01 per share | 4,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-071939 · tm2117385-2_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,285 F1 · kind: On May 21, 2021, the reporting person transferred 4,008 shares of the issuer's stock to Lisa Kaufman in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for the purpose of Section 16, or for any other purpose. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:02 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
Disposition to issuerCommon Stock, par value $0.01 per share | 99,454 | $15.48 | $1,539,547.92 |
DisclosureSEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 4 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Arbor Commercial Mortgage, LLC Disclosed balance after: 3,428,629 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 350,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. F4 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:02 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
Tax withholdingCommon Stock, par value $0.01 per share | 18,437 | $16.58 | $305,593.28 |
DisclosureSEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 3 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,293 F3 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:02 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
GrantCommon Stock, par value $0.01 per share | 184,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 2 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,095,730 F2 · price: Shares of common stock par value $0.01 per share of the Company granted pursuant to the Company's 2020 Amended Omnibus Stock lncentive Plan. The shares vest in full three years after the grant date. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:02 UTC |
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
|
Disposition to issuerCommon Stock, par value $0.01 per share | 250,546 | $15.48 | $3,878,452.08 |
DisclosureSEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 1 KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,001 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 350,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 17:02 UTC |
ARBOR COMMERCIAL MORTGAGE LLC10% owner
|
Disposition to issuer'Common Stock, par value $0.01 per share | 99,454 | $15.48 | $1,539,547.92 |
DisclosureSEC source: 0001104659-21-054534 · tm2113883-5_4seq1.xml · nonDerivative · entry 1 ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,428,629 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 99,454 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:01 UTC |
Kilgore GeneEVP
|
Disposition to issuerCommon Stock, par value $0.01 per share | 200,000 | $15.48 | $3,096,000.00 |
DisclosureSEC source: 0001104659-21-054530 · tm2113883-3_4seq1.xml · nonDerivative · entry 1 Kilgore Gene · CIK 0001308193 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,772 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 200,000 shares of the Company's common stock held by Mr. Kilgore for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:01 UTC |
Elenio PaulChief Financial Officer
|
Disposition to issuerCommon stock, par value $0.01 per share | 150,000 | $15.48 | $2,322,000.00 |
DisclosureSEC source: 0001104659-21-054525 · tm2113883-1_4seq1.xml · nonDerivative · entry 1 Elenio Paul · CIK 0001338657 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,452 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 150,000 shares of the Company's common stock held by Mr. Elenio for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 21:01 UTC |
Natalone JohnEVP, Treasury and Servicing
|
Disposition to issuerCommon Stock, par value $0.01 per share | 100,000 | $15.48 | $1,548,000.00 |
DisclosureSEC source: 0001104659-21-054527 · tm2113883-2_4seq1.xml · nonDerivative · entry 1 Natalone John · CIK 0001696122 · EVP, Treasury and Servicing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,154 F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 100,000 shares of the Company's common stock held by Mr. Natalone for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering. Read SEC document |
| March 18, 2021 Filed Mar 18, 2021 21:17 UTC |
Green William CDirector
|
PurchaseCommon Stock, par value $0.01 per share | 601 | $16.58 | $9,964.58 |
DisclosureSEC source: 0001104659-21-038436 · tm2110233-1_4seq1.xml · nonDerivative · entry 5 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,361 Read SEC document |
| March 18, 2021 Filed Mar 18, 2021 21:17 UTC |
Green William CDirector
|
PurchaseCommon Stock, par value $0.01 per share | 200 | $16.59 | $3,318.00 |
DisclosureSEC source: 0001104659-21-038436 · tm2110233-1_4seq1.xml · nonDerivative · entry 4 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,760 Read SEC document |
| March 18, 2021 Filed Mar 18, 2021 21:17 UTC |
Green William CDirector
|
PurchaseCommon Stock, par value $0.01 per share | 1,000 | $16.60 | $16,600.00 |
DisclosureSEC source: 0001104659-21-038436 · tm2110233-1_4seq1.xml · nonDerivative · entry 3 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,560 Read SEC document |
| March 18, 2021 Filed Mar 18, 2021 21:17 UTC |
Green William CDirector
|
PurchaseCommon Stock, par value $0.01 per share | 1,199 | $16.61 | $19,915.39 |
DisclosureSEC source: 0001104659-21-038436 · tm2110233-1_4seq1.xml · nonDerivative · entry 2 Green William C · CIK 0001544002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,560 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.