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ABR

ARBOR REALTY TRUST INC

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Tapewire entity
4951
SEC CIK
0001253986
Parsed reports
429

Last 12 months

Inside the activity.

21 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202550
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202681
Jun 202631
Jul 202600
Aug 202641
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2022 Filed Feb 9, 2022 00:17 UTC PurchaseSeries F Preferred Stock 4,000 $24.20 $96,800.00
Disclosure

SEC source: 0001104659-22-014405 · tm225850-1_4seq1.xml · nonDerivative · entry 1

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Leveraged, Low Volatility Fund LLC

Disclosed balance after: 4,000

F2 · security: Preferred Stock, 6.25% Series F Fixed-to-Floating Rate Cumulative Redeemable, par value $0.01 per share

F1 · kind: These shares were purchased through The Leveraged, Low Volatility Fund LLC, an estate planning vehicle set up by Mr. Green for the benefit of his immediate family members. Mr. Green controls the voting and investment power of this entity and disclaims beneficial ownership, except to the extent of his pecuniary interst therein. The price paid represents the same price paid by third-party investors in connection with Arbor Realty Trust, Inc.'s public offering of additional shares of its 6.25% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock that closed on February 7, 2022.

F1 · price: These shares were purchased through The Leveraged, Low Volatility Fund LLC, an estate planning vehicle set up by Mr. Green for the benefit of his immediate family members. Mr. Green controls the voting and investment power of this entity and disclaims beneficial ownership, except to the extent of his pecuniary interst therein. The price paid represents the same price paid by third-party investors in connection with Arbor Realty Trust, Inc.'s public offering of additional shares of its 6.25% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock that closed on February 7, 2022.

F1 · balance_after: These shares were purchased through The Leveraged, Low Volatility Fund LLC, an estate planning vehicle set up by Mr. Green for the benefit of his immediate family members. Mr. Green controls the voting and investment power of this entity and disclaims beneficial ownership, except to the extent of his pecuniary interst therein. The price paid represents the same price paid by third-party investors in connection with Arbor Realty Trust, Inc.'s public offering of additional shares of its 6.25% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock that closed on February 7, 2022.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:20 UTC
Effron CarynDirector
GrantCommon Stock, par value $0.01per share 517 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-147212 · tm2134796-1_4seq1.xml · nonDerivative · entry 1

Effron Caryn · CIK 0001897248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan.

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November 26, 2021 Filed Nov 26, 2021 16:05 UTC Disposition to issuerCommon Stock, par value $0.01 per share 35,000 $19.12 $669,200.00
Disclosure

SEC source: 0001104659-21-143960 · tm2133116-6_4seq1.xml · nonDerivative · entry 1

MARTELLO JOSEPH · CIK 0001285194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Living Trust of Joseph Martello

Disclosed balance after: 85,114

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 35,000 shares of the Company's common stock held by Mr. Martello for $19.12 per share, which is the price agreed to by Mr. Martello and the Company in the respective purchase agreement.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 35,000 shares of the Company's common stock held by Mr. Martello for $19.12 per share, which is the price agreed to by Mr. Martello and the Company in the respective purchase agreement.

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November 26, 2021 Filed Nov 29, 2021 21:10 UTC PurchaseCommon Stock, par value $0.01 per share 200 $18.14 $3,628.00
Disclosure

SEC source: 0001104659-21-144424 · tm2133116-7_4seq1.xml · nonDerivative · entry 2

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,950

Read SEC document
November 26, 2021 Filed Nov 29, 2021 21:10 UTC PurchaseCommon Stock, par value $0.01 per share 2,250 $18.13 $40,792.50
Disclosure

SEC source: 0001104659-21-144424 · tm2133116-7_4seq1.xml · nonDerivative · entry 1

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,750

Read SEC document
November 16, 2021 Filed Nov 16, 2021 22:16 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherPartnership Common Units · Derivative 266,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · derivative · entry 7

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,665,530

Underlying: Common Stock, par value $0.01 per share · 266,638 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Partnership Common Unit is accompanied by a share of Special Voting Preferred Stock, which provides the holder with one vote per share on any matter submitted to a vote of the Issuer's stockholders. Pursuant to the ARLP Partnership Agreement, each Partnership Common Unit and its accompanying Special Voting Preferred Stock is redeemable at the election of the holder for the cash value of one share of Common Stock, or at the Issuer's election, shares of Common Stock on a one-for-one basis.

F2 · kind: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein.

F2 · price: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein.

F4 · derivative.exercise_date: Each Partnership Common Unit is accompanied by a share of Special Voting Preferred Stock, which provides the holder with one vote per share on any matter submitted to a vote of the Issuer's stockholders. Pursuant to the ARLP Partnership Agreement, each Partnership Common Unit and its accompanying Special Voting Preferred Stock is redeemable at the election of the holder for the cash value of one share of Common Stock, or at the Issuer's election, shares of Common Stock on a one-for-one basis.

F5 · derivative.expiration_date: Not applicable.

F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 22:16 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherSpecial Voting Preferred Stock, par value $0.01 per share 266,638 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 6

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,665,530

F2 · kind: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein.

F2 · price: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein.

F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 16, 2021 Filed Nov 16, 2021 22:16 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherCommon Stock, par value $0.01 per share 70,716 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 5

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 2,535,870

F2 · kind: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein.

F2 · price: Mr. Kaufman transferred a portion of his membership interest in ACM to a limited liability company owned by a trust established for the benefit of his family. No shares of common stock ("Common Stock") or special voting preferred stock ("Special Voting Preferred Stock") of the Company or partnership common units ("Partnership Common Units") of Arbor Realty Limited Partnership ("ARLP") were transferred in connection with this transaction and ACM continues to directly hold 2,535,870 shares of Common Stock, 10,665,530 shares of Special Voting Preferred Stock and 10,665,530 Partnership Common Units after the reported transaction. The amounts reported as disposed of in Table I and Table II represent Mr. Kaufman's indirect interest in such securities that may be deemed to be transferred to such limited liability company as described herein.

F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 22:16 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Disposition to issuerCommon Stock, par value $0.01 per share 292,759 $19.48 $5,702,945.32
Disclosure

SEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 4

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 2,535,870

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 462,500 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC ("ACM") for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 22:16 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Disposition to issuerCommon Stock, par value $0.01 per share 169,741 $19.48 $3,306,554.68
Disclosure

SEC source: 0001104659-21-140078 · tm2133116-5_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,835

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 462,500 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC ("ACM") for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 17:16 UTC Disposition to issuerCommon Stock, par value $0.01 per share 292,759 $19.48 $5,702,945.32
Disclosure

SEC source: 0001104659-21-140072 · tm2133116-4_4seq1.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535,870

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 292,759 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 22:16 UTC
Natalone JohnEVP, Treasury and Servicing
Disposition to issuerCommon Stock, par value $0.01 per share 20,000 $19.48 $389,600.00
Disclosure

SEC source: 0001104659-21-140077 · tm2133116-3_4seq1.xml · nonDerivative · entry 1

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,154

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 20,000 shares of the Company's common stock held by Mr. Natalone for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 22:16 UTC Disposition to issuerCommon Stock, par value $0.01 per share 20,000 $19.48 $389,600.00
Disclosure

SEC source: 0001104659-21-140074 · tm2133116-2_4seq1.xml · nonDerivative · entry 1

Kilgore Gene · CIK 0001308193 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,772

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 20,000 shares of the Company's common stock held by Mr. Kilgore for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 22:15 UTC
Elenio PaulChief Financial Officer
Disposition to issuerCommon stock, par value $0.01 per share 25,000 $19.48 $487,000.00
Disclosure

SEC source: 0001104659-21-140070 · tm2133116-1_4seq1.xml · nonDerivative · entry 1

Elenio Paul · CIK 0001338657 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,452

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 4, 2021 public offering of 7,500,000 shares of common stock (the "Offering") to purchase an aggregate of 25,000 shares of the Company's common stock held by Mr. Elenio for $19.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 21:19 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherPartnership Common Units · Derivative 27,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-122100 · tm2127356-3_4seq1.xml · derivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,665,530

Underlying: Common Stock, par value $0.01 per share · 27,138 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 21:19 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherSpecial Voting Preferred Stock, par value $0.01 per share 27,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-122100 · tm2127356-3_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,665,530

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24, 2021 through September 28, 2021 of $18.42 per share.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 17:16 UTC OtherPartnership Common Units · Derivative 27,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-122096 · tm2127356-2_4seq1.xml · derivative · entry 2

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,665,530

Underlying: Common Stock, par value $0.01 per share · 27,138 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 17:16 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 27,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-122096 · tm2127356-2_4seq1.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,665,530

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 29,2021, ACM distributed 27,138 OP Units and Preferred Shares valued at $499,882 to one of its members for the member's remaining membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from September 24,2021 through September 28,2021, of $18.42 per share.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 16:43 UTC
Ridings Thomas J.Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 360 $18.12 $6,523.20
Disclosure

SEC source: 0001104659-21-114705 · tm2127356-1_4seq1.xml · nonDerivative · entry 2

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,075

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 16:43 UTC
Ridings Thomas J.Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 2,207 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-114705 · tm2127356-1_4seq1.xml · nonDerivative · entry 1

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,435

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
August 03, 2021 Filed Aug 3, 2021 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 1,700 $17.82 $30,294.00
Disclosure

SEC source: 0001104659-21-099457 · tm2123892-2_4seq1.xml · nonDerivative · entry 4

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,500

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August 03, 2021 Filed Aug 3, 2021 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 485 $17.83 $8,647.55
Disclosure

SEC source: 0001104659-21-099457 · tm2123892-2_4seq1.xml · nonDerivative · entry 3

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,800

Read SEC document
August 03, 2021 Filed Aug 3, 2021 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 200 $17.84 $3,567.00
Disclosure

SEC source: 0001104659-21-099457 · tm2123892-2_4seq1.xml · nonDerivative · entry 2

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,315

Read SEC document
August 03, 2021 Filed Aug 3, 2021 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 1,754 $17.84 $31,291.36
Disclosure

SEC source: 0001104659-21-099457 · tm2123892-2_4seq1.xml · nonDerivative · entry 1

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,115

Read SEC document
August 01, 2021 Filed Aug 2, 2021 21:24 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 144,455 $18.26 $2,637,748.30
Disclosure

SEC source: 0001104659-21-098983 · tm2123892-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,576

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

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July 28, 2021 Filed Jul 30, 2021 20:16 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantCommon Stock, par value $0.01 per share 165,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-098257 · tm2123121-2_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239,031

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, lnc. (the "Company") granted pursuant to the Company's 2020 Amended Omnibus Stock lncentive Plan. The shares vest in full three years after the grant date.

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July 22, 2021 Filed Jul 23, 2021 20:15 UTC
van der Reis DennisEVP, Structured Asset Mgmt
Tax withholdingCommon Stock, par value $0.01 per share 8,816 $17.70 $156,043.20
Disclosure

SEC source: 0001104659-21-095401 · tm2123121-1_4seq1.xml · nonDerivative · entry 1

van der Reis Dennis · CIK 0001783121 · EVP, Structured Asset Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,583

F1 · kind: Represents shares that have been reacquired by the Company to satisfy tax-withholding obligations in connection with the vesting of Dennis van der Reis's common stock.

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June 18, 2021 Filed Jun 21, 2021 21:00 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Disposition to issuerCommon Stock, par value $0.01 per share 600,000 $18.46 $11,076,000.00
Disclosure

SEC source: 0001104659-21-083552 · tm2120074-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 2,828,629

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its June 17, 2021 public offering of 6,000,000 shares of common stock (the "Offering") to purchase an aggregate of 600,000 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $18.46 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its June 17, 2021 public offering of 6,000,000 shares of common stock (the "Offering") to purchase an aggregate of 600,000 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $18.46 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
June 18, 2021 Filed Jun 21, 2021 17:01 UTC Disposition to issuerCommon Stock, par value $0.01 per share 600,000 $18.46 $11,076,000.00
Disclosure

SEC source: 0001104659-21-083554 · tm2120074-2_4seq1.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828,629

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its June 17, 2021 public offering of 6,000,000 shares of common stock (the "Offering") to purchase 600,000 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $18.46 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its June 17, 2021 public offering of 6,000,000 shares of common stock (the "Offering") to purchase 600,000 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $18.46 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:17 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherPartnership Common Units · Derivative 18,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-073329 · tm2117678-2_4seq1.xml · derivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,692,668

Underlying: Common Stock, par value $0.01 per share · 18,400 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share.

F1 · kind: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share.

F1 · price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 25, 2021 Filed May 27, 2021 21:17 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherSpecial Voting Preferred Stock, par value $0.01 per share 18,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-073329 · tm2117678-2_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,692,668

F1 · kind: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share.

F1 · price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 25, 2021 Filed May 27, 2021 17:17 UTC OtherPartnership Common Units · Derivative 18,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-073321 · tm2117678-1_4seq1.xml · derivative · entry 2

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,692,668

Underlying: Common Stock, par value $0.01 per share · 18,400 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share.

F1 · kind: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share.

F1 · price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
May 25, 2021 Filed May 27, 2021 17:17 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 18,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-073321 · tm2117678-1_4seq1.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,692,668

F1 · kind: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share.

F1 · price: On May 25, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 18,400 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $321.1 thousand to one of its members in consideration for the liquidation of their membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from May 20, 2021 through May 24, 2021 of $17.45 per share.

Read SEC document
May 24, 2021 Filed May 25, 2021 22:21 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherPartnership Common Units · Derivative 1,190,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-071939 · tm2117385-2_4seq1.xml · derivative · entry 6

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,711,068

Underlying: Common Stock, par value $0.01 per share · 1,190,000 shares

Expires not disclosed

F3 · derivative.exercise_price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share.

F3 · kind: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share.

F3 · price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 24, 2021 Filed May 25, 2021 22:21 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherSpecial Voting Preferred Stock, par value $0.01 per share 1,190,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-071939 · tm2117385-2_4seq1.xml · nonDerivative · entry 5

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 10,711,068

F3 · kind: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share.

F3 · price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
May 24, 2021 Filed May 25, 2021 18:20 UTC OtherPartnership Common Units · Derivative 1,190,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-071938 · tm2117385-1_4seq1.xml · derivative · entry 2

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,711,068

Underlying: Common Stock, par value $0.01 per share · 1,190,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share.

F1 · kind: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share.

F1 · price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
May 24, 2021 Filed May 25, 2021 18:20 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 1,190,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-071938 · tm2117385-1_4seq1.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,711,068

F1 · kind: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share.

F1 · price: On May 24, 2021, Arbor Commercial Mortgage, LLC ("ACM") distributed 1,190,000 Partnership Common Units ("OP Units") and Special Voting Preferred Stock ("Preferred Shares") with a fair market value of approximately $20.9 million to Lisa Kaufman in consideration of the liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of Arbor Realty Trust, Inc. (the "Company") from May 19, 2021 through May 21, 2021 of $17.55 per share.

Read SEC document
May 21, 2021 Filed May 25, 2021 22:21 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherCommon Stock, par value $0.01 per share 4,008 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-071939 · tm2117385-2_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073,285

F1 · kind: On May 21, 2021, the reporting person transferred 4,008 shares of the issuer's stock to Lisa Kaufman in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for the purpose of Section 16, or for any other purpose.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 21:02 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Disposition to issuerCommon Stock, par value $0.01 per share 99,454 $15.48 $1,539,547.92
Disclosure

SEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 4

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 3,428,629

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 350,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F4 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of common stock except to the extent of his pecuniary interest therein.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 21:02 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 18,437 $16.58 $305,593.28
Disclosure

SEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,293

F3 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 21:02 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantCommon Stock, par value $0.01 per share 184,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,730

F2 · price: Shares of common stock par value $0.01 per share of the Company granted pursuant to the Company's 2020 Amended Omnibus Stock lncentive Plan. The shares vest in full three years after the grant date.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 21:02 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Disposition to issuerCommon Stock, par value $0.01 per share 250,546 $15.48 $3,878,452.08
Disclosure

SEC source: 0001104659-21-054533 · tm2113883-4_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,001

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 350,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 17:02 UTC Disposition to issuer'Common Stock, par value $0.01 per share 99,454 $15.48 $1,539,547.92
Disclosure

SEC source: 0001104659-21-054534 · tm2113883-5_4seq1.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,428,629

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 99,454 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 21:01 UTC Disposition to issuerCommon Stock, par value $0.01 per share 200,000 $15.48 $3,096,000.00
Disclosure

SEC source: 0001104659-21-054530 · tm2113883-3_4seq1.xml · nonDerivative · entry 1

Kilgore Gene · CIK 0001308193 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,772

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 200,000 shares of the Company's common stock held by Mr. Kilgore for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 21:01 UTC
Elenio PaulChief Financial Officer
Disposition to issuerCommon stock, par value $0.01 per share 150,000 $15.48 $2,322,000.00
Disclosure

SEC source: 0001104659-21-054525 · tm2113883-1_4seq1.xml · nonDerivative · entry 1

Elenio Paul · CIK 0001338657 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,452

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 150,000 shares of the Company's common stock held by Mr. Elenio for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

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April 22, 2021 Filed Apr 23, 2021 21:01 UTC
Natalone JohnEVP, Treasury and Servicing
Disposition to issuerCommon Stock, par value $0.01 per share 100,000 $15.48 $1,548,000.00
Disclosure

SEC source: 0001104659-21-054527 · tm2113883-2_4seq1.xml · nonDerivative · entry 1

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,154

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its March 30, 2021 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 100,000 shares of the Company's common stock held by Mr. Natalone for $15.48 per share, which is the same price at which the underwriters purchased the shares in the Offering.

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March 18, 2021 Filed Mar 18, 2021 21:17 UTC PurchaseCommon Stock, par value $0.01 per share 601 $16.58 $9,964.58
Disclosure

SEC source: 0001104659-21-038436 · tm2110233-1_4seq1.xml · nonDerivative · entry 5

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,361

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March 18, 2021 Filed Mar 18, 2021 21:17 UTC PurchaseCommon Stock, par value $0.01 per share 200 $16.59 $3,318.00
Disclosure

SEC source: 0001104659-21-038436 · tm2110233-1_4seq1.xml · nonDerivative · entry 4

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,760

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March 18, 2021 Filed Mar 18, 2021 21:17 UTC PurchaseCommon Stock, par value $0.01 per share 1,000 $16.60 $16,600.00
Disclosure

SEC source: 0001104659-21-038436 · tm2110233-1_4seq1.xml · nonDerivative · entry 3

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,560

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March 18, 2021 Filed Mar 18, 2021 21:17 UTC PurchaseCommon Stock, par value $0.01 per share 1,199 $16.61 $19,915.39
Disclosure

SEC source: 0001104659-21-038436 · tm2110233-1_4seq1.xml · nonDerivative · entry 2

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,560

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.