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ABR

ARBOR REALTY TRUST INC

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Tapewire entity
4951
SEC CIK
0001253986
Parsed reports
429

Last 12 months

Inside the activity.

21 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202550
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202681
Jun 202631
Jul 202600
Aug 202641
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 29, 2018 Filed Aug 31, 2018 21:06 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherPartnership Common Units · Derivative 577,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-054829 · a4.xml · derivative · entry 4

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 14,873,236

Underlying: Common Stock, par value $0.01 per share · 577,185 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 577,185 OP Units and Preferred Shares with a fair market value of approximately $6.8 million to two of its partners in consideration for their respective membership interests. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 577,185 OP Units and Preferred Shares with a fair market value of approximately $6.8 million to two of its partners in consideration for their respective membership interests. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 577,185 OP Units and Preferred Shares with a fair market value of approximately $6.8 million to two of its partners in consideration for their respective membership interests. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86.

F4 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:06 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherSpecial Voting Preferred Stock, par value $0.01 per share 577,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-054829 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 14,873,236

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 577,185 OP Units and Preferred Shares with a fair market value of approximately $6.8 million to two of its partners in consideration for their respective membership interests. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 577,185 OP Units and Preferred Shares with a fair market value of approximately $6.8 million to two of its partners in consideration for their respective membership interests. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 17:05 UTC OtherPartnership Common Units · Derivative 577,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-054828 · a4.xml · derivative · entry 2

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,873,236

Underlying: Common Stock, par value $0.01 per share · 577,185 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On August 29, 2018, ACM distributed 577,185 OP Units and Preferred Shares with a fair market value of approximately $6.8 million to two of its partners in consideration for their respective membership interests. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On August 29, 2018, ACM distributed 577,185 OP Units and Preferred Shares with a fair market value of approximately $6.8 million to two of its partners in consideration for their respective membership interests. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On August 29, 2018, ACM distributed 577,185 OP Units and Preferred Shares with a fair market value of approximately $6.8 million to two of its partners in consideration for their respective membership interests. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 17:05 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 577,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-054828 · a4.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,873,236

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On August 29, 2018, ACM distributed 577,185 OP Units and Preferred Shares with a fair market value of approximately $6.8 million to two of its partners in consideration for their respective membership interests. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On August 29, 2018, ACM distributed 577,185 OP Units and Preferred Shares with a fair market value of approximately $6.8 million to two of its partners in consideration for their respective membership interests. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 17:04 UTC Disposition to issuerPartnership Common Units · Derivative 366,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-054827 · a4.xml · derivative · entry 4

MARTELLO JOSEPH · CIK 0001285194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Living Trust of Joseph Martello

Disclosed balance after: 82,022

Underlying: Common Stock, par value $0.01 per share · 366,393 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 366,393 OP Units and Preferred Shares with a fair market value of approximately $4.3 million to the reporting person for his respective membership interest. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $4.3 million, which was based on the same $11.86 fair market value described above.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 366,393 OP Units and Preferred Shares with a fair market value of approximately $4.3 million to the reporting person for his respective membership interest. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $4.3 million, which was based on the same $11.86 fair market value described above.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 17:04 UTC OtherPartnership Common Units · Derivative 366,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-054827 · a4.xml · derivative · entry 3

MARTELLO JOSEPH · CIK 0001285194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Living Trust of Joseph Martello

Disclosed balance after: 448,415

Underlying: Common Stock, par value $0.01 per share · 366,393 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 366,393 OP Units and Preferred Shares with a fair market value of approximately $4.3 million to the reporting person for his respective membership interest. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $4.3 million, which was based on the same $11.86 fair market value described above.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 366,393 OP Units and Preferred Shares with a fair market value of approximately $4.3 million to the reporting person for his respective membership interest. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $4.3 million, which was based on the same $11.86 fair market value described above.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 366,393 OP Units and Preferred Shares with a fair market value of approximately $4.3 million to the reporting person for his respective membership interest. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $4.3 million, which was based on the same $11.86 fair market value described above.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 17:04 UTC Disposition to issuerSpecial Voting Preferred Stock, par value $0.01 per share 366,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-054827 · a4.xml · nonDerivative · entry 2

MARTELLO JOSEPH · CIK 0001285194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Living Trust of Joseph Martello

Disclosed balance after: 82,022

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 366,393 OP Units and Preferred Shares with a fair market value of approximately $4.3 million to the reporting person for his respective membership interest. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $4.3 million, which was based on the same $11.86 fair market value described above.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 17:04 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 366,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-054827 · a4.xml · nonDerivative · entry 1

MARTELLO JOSEPH · CIK 0001285194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Living Trust of Joseph Martello

Disclosed balance after: 448,415

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 366,393 OP Units and Preferred Shares with a fair market value of approximately $4.3 million to the reporting person for his respective membership interest. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $4.3 million, which was based on the same $11.86 fair market value described above.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 29, 2018, ACM distributed 366,393 OP Units and Preferred Shares with a fair market value of approximately $4.3 million to the reporting person for his respective membership interest. The fair market value was determined using the average closing stock price of the Company from August 16, 2018 through August 29, 2018 of $11.86. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $4.3 million, which was based on the same $11.86 fair market value described above.

Read SEC document
August 22, 2018 Filed Aug 31, 2018 21:06 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
SalePartnership Common Units · Derivative 1,378,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-054829 · a4.xml · derivative · entry 5

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock, par value $0.01 per share · 1,378,175 shares

Expires not disclosed

F3 · derivative.exercise_price: In connection with estate planning, on August 22, 2018, Mr. Kaufman sold 1,378,175 OP Units and Preferred Shares with a fair value of approximately $14.6 million to a trust for the benefit of his immediate family administered by independent trustees for approximately $14.6 million of cash. The trustees of the trust engaged an external third party valuation firm to assist the trust in deriving the fair value, which was determined to be $10.58 per share.

F3 · price: In connection with estate planning, on August 22, 2018, Mr. Kaufman sold 1,378,175 OP Units and Preferred Shares with a fair value of approximately $14.6 million to a trust for the benefit of his immediate family administered by independent trustees for approximately $14.6 million of cash. The trustees of the trust engaged an external third party valuation firm to assist the trust in deriving the fair value, which was determined to be $10.58 per share.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
August 22, 2018 Filed Aug 31, 2018 21:06 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
SaleSpecial Voting Preferred Stock, par value $0.01 per share 1,378,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-054829 · a4.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F3 · price: In connection with estate planning, on August 22, 2018, Mr. Kaufman sold 1,378,175 OP Units and Preferred Shares with a fair value of approximately $14.6 million to a trust for the benefit of his immediate family administered by independent trustees for approximately $14.6 million of cash. The trustees of the trust engaged an external third party valuation firm to assist the trust in deriving the fair value, which was determined to be $10.58 per share.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:04 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantCommon Stock, par value $0.01 per share 294,985 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-049500 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,999

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Amended Omnibus Stock Incentive Plan. The shares vest in full three years after the grant date.

Read SEC document
June 26, 2018 Filed Jun 27, 2018 16:39 UTC GrantCommon Stock, par value $0.01per share 4,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-042600 · a4.xml · nonDerivative · entry 1

FARRELL EDWARD J · CIK 0001270609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,191

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
June 26, 2018 Filed Jun 27, 2018 20:38 UTC GrantCommon Stock, par value $0.01per share 4,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-042599 · a4.xml · nonDerivative · entry 1

Schwartz Elliot · CIK 0001742856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,225

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
May 08, 2018 Filed May 8, 2018 20:11 UTC PurchaseCommon Stock, par value $0.01 per share 5,000 $9.40 $46,975.00
Disclosure

SEC source: 0001104659-18-031303 · a4.xml · nonDerivative · entry 1

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Read SEC document
April 18, 2018 Filed Apr 20, 2018 20:15 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherCommon Stock, par value $0.01 per share 18,064 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-025625 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,954

F1 · kind: On April 18, 2018, the reporting person transferred 18,064 shares of the issuer's stock to his spouse. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for the purpose of Section 16, or for any other purpose.

Read SEC document
March 19, 2018 Filed Apr 2, 2018 20:40 UTC PurchaseCommon Stock, par value $0.01 per share 230 $8.81 $2,026.30
Disclosure

SEC source: 0001104659-18-021825 · a4.xml · nonDerivative · entry 1

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:00 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantRestricted Stock Units · Derivative 381,503 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-017264 · a4.xml · derivative · entry 6

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,503

Underlying: Common Stock, par value $0.01 per share · 381,503 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The shares of Common Stock are issuable to the Reporting Person if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2021, generally subject to continued employment with the Company as of the end of such four-year performance period.

F3 · derivative.expiration_date: The shares of Common Stock are issuable to the Reporting Person if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2021, generally subject to continued employment with the Company as of the end of such four-year performance period.

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:00 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantCommon Stock, par value $0.01 per share 63,584 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017264 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,018

F1 · price: Share of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One fourth vest on the date of grant, one fourth vest in one year, one fourth vest in two years and one fourth vest in three years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 19:42 UTC GrantCommon Stock, par value $0.01per share 9,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017254 · a4.xml · nonDerivative · entry 1

DYKES ARCHIE R · CIK 0001083108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,355

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 19:45 UTC
Ridings Thomas J.Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 14,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017260 · a4.xml · nonDerivative · entry 1

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,678

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 19:45 UTC GrantCommon Stock, par value $0.01 per share 9,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017259 · a4.xml · nonDerivative · entry 1

HELMREICH WILLIAM B · CIK 0001285196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,505

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:30 UTC
WEBER FREDEVP-Structured Finance
GrantCommon Stock, par value $0.01 per share 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017206 · a4.xml · nonDerivative · entry 1

WEBER FRED · CIK 0001285199 · EVP-Structured Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,740

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:05 UTC GrantCommon Stock, par value $0.01 per share 9,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017268 · a4.xml · nonDerivative · entry 1

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,770

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 09, 2018 Filed Mar 14, 2018 00:01 UTC GrantCommon Stock, par value $0.01 per share 9,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017265 · a4.xml · nonDerivative · entry 1

Edwards Karen K · CIK 0001335648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,905

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 23:44 UTC
Habyan BonnieEVP, Marketing
GrantCommon Stock, par value $0.01 per share 8,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017258 · a4.xml · nonDerivative · entry 1

Habyan Bonnie · CIK 0001696123 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,593

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 23:44 UTC GrantCommon Stock, par value $0.01 per share 9,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017257 · a4.xml · nonDerivative · entry 1

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,335

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 23:43 UTC GrantCommon Stock, par value $0.01 per share 9,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017256 · a4.xml · nonDerivative · entry 1

Tsunis George · CIK 0001682121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,355

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 23:42 UTC
Elenio PaulChief Financial Officer
GrantCommon Stock, par value $0.01 per share 40,230 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017253 · a4.xml · nonDerivative · entry 1

Elenio Paul · CIK 0001338657 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,370

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 23:22 UTC
Kenny DanielEVP,CAM,Svcing/Cred Risk Mgt.
GrantCommon Stock, par value $0.01 per share 17,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017241 · a4.xml · nonDerivative · entry 1

Kenny Daniel · CIK 0001696124 · EVP,CAM,Svcing/Cred Risk Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,816

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 23:08 UTC
Natalone JohnEVP, Treasury and Servicing
GrantCommon Stock, par value $0.01 per share 28,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017222 · a4.xml · nonDerivative · entry 1

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,926

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:57 UTC
Murphy Thomas M.EVP, Chief Information Officer
GrantCommon Stock, par value $0.01 per share 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017215 · a4.xml · nonDerivative · entry 1

Murphy Thomas M. · CIK 0001696121 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,750

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 23:02 UTC
Caulfield JohnCOO, Agency Lending
GrantCommon Stock, par value $0.01 per share 22,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017219 · a4.xml · nonDerivative · entry 1

Caulfield John · CIK 0001696829 · COO, Agency Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,619

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:30 UTC
GUZIEWICZ ANDREWChief Credit officer
GrantCommon Stock, par value $0.01 per share 8,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017208 · a4.xml · nonDerivative · entry 1

GUZIEWICZ ANDREW · CIK 0001571180 · Chief Credit officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,846

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:30 UTC GrantCommon Stock, par value $0.01 per share 28,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-017207 · a4.xml · nonDerivative · entry 1

Kilgore Gene · CIK 0001308193 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,861

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
December 26, 2017 Filed Dec 26, 2017 16:06 UTC OtherPartnership Common Units · Derivative 5,780,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-075041 · a4.xml · derivative · entry 2

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,450,421

Underlying: Common Stock, par value $0.01 per share · 5,780,348 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership ("ARLP") issued 21,230,769 Partnership Common Units to Arbor Commercial Mortgage, LLC ("ACM") and therefore, Arbor Realty Trust, Inc. (the "Company") issued the same number of shares of Special Voting Preferred Stock to ACM. On December 26, 2017, for no consideration and on a pro rata basis, ACM distributed 5,780,348 shares with a fair market value of approximately $50.0 million to its partners. The fair market value was determined using the closing stock price of the Company on December 20, 2017 of $8.65.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership ("ARLP") issued 21,230,769 Partnership Common Units to Arbor Commercial Mortgage, LLC ("ACM") and therefore, Arbor Realty Trust, Inc. (the "Company") issued the same number of shares of Special Voting Preferred Stock to ACM. On December 26, 2017, for no consideration and on a pro rata basis, ACM distributed 5,780,348 shares with a fair market value of approximately $50.0 million to its partners. The fair market value was determined using the closing stock price of the Company on December 20, 2017 of $8.65.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership ("ARLP") issued 21,230,769 Partnership Common Units to Arbor Commercial Mortgage, LLC ("ACM") and therefore, Arbor Realty Trust, Inc. (the "Company") issued the same number of shares of Special Voting Preferred Stock to ACM. On December 26, 2017, for no consideration and on a pro rata basis, ACM distributed 5,780,348 shares with a fair market value of approximately $50.0 million to its partners. The fair market value was determined using the closing stock price of the Company on December 20, 2017 of $8.65.

F2 · derivative.expiration_date: Not applicable.

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December 26, 2017 Filed Dec 26, 2017 16:06 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 5,780,348 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-075041 · a4.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,450,421

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership ("ARLP") issued 21,230,769 Partnership Common Units to Arbor Commercial Mortgage, LLC ("ACM") and therefore, Arbor Realty Trust, Inc. (the "Company") issued the same number of shares of Special Voting Preferred Stock to ACM. On December 26, 2017, for no consideration and on a pro rata basis, ACM distributed 5,780,348 shares with a fair market value of approximately $50.0 million to its partners. The fair market value was determined using the closing stock price of the Company on December 20, 2017 of $8.65.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership ("ARLP") issued 21,230,769 Partnership Common Units to Arbor Commercial Mortgage, LLC ("ACM") and therefore, Arbor Realty Trust, Inc. (the "Company") issued the same number of shares of Special Voting Preferred Stock to ACM. On December 26, 2017, for no consideration and on a pro rata basis, ACM distributed 5,780,348 shares with a fair market value of approximately $50.0 million to its partners. The fair market value was determined using the closing stock price of the Company on December 20, 2017 of $8.65.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:05 UTC PurchaseCommon Stock, par value $0.01 per share 640 $8.77 $5,612.80
Disclosure

SEC source: 0001104659-17-070964 · a4.xml · nonDerivative · entry 3

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,565

Read SEC document
November 27, 2017 Filed Nov 29, 2017 21:05 UTC PurchaseCommon Stock, par value $0.01 per share 10,625 $8.77 $93,181.25
Disclosure

SEC source: 0001104659-17-070964 · a4.xml · nonDerivative · entry 2

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,925

Read SEC document
November 27, 2017 Filed Nov 29, 2017 21:05 UTC SaleCommon Stock, par value $0.01 per share 10,625 $8.77 $93,181.25
Disclosure

SEC source: 0001104659-17-070964 · a4.xml · nonDerivative · entry 1

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,300

Read SEC document
August 30, 2017 Filed Aug 30, 2017 20:09 UTC PurchaseCommon Stock, par value $0.01 per share 5,385 $8.04 $43,295.40
Disclosure

SEC source: 0001104659-17-054625 · a4.xml · nonDerivative · entry 2

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Read SEC document
August 30, 2017 Filed Aug 30, 2017 20:09 UTC PurchaseCommon Stock, par value $0.01 per share 1,400 $8.03 $11,242.00
Disclosure

SEC source: 0001104659-17-054625 · a4.xml · nonDerivative · entry 1

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,615

Read SEC document
August 28, 2017 Filed Aug 30, 2017 16:08 UTC SaleCommon Stock, par value $0.01 per share 28,000 $8.03 $224,803.60
Disclosure

SEC source: 0001104659-17-054624 · a4.xml · nonDerivative · entry 1

HELMREICH WILLIAM B · CIK 0001285196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,735

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:07 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantCommon Stock, par value $0.01 per share 357,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-049581 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,434

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2014 Omnibus Stock Incentive Plan. The shares vest in full three years after the grant date.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 20:30 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherCommon Stock, par value $0.01 per share 35,565 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-045063 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,865

F1 · kind: On July 13, 2017, the reporting person transferred 35,565 shares of the issuer's stock to his spouse. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for purpose of Section 16 or for any other purpose.

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March 20, 2017 Filed Mar 22, 2017 21:48 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantCommon Stock, par value $0.01 per share 74,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-022393 · doc4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,430

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2014 Omnibus Stock Incentive Plan. One quarter vests immediately, and one quarter vests on each anniversary of the date of grant over three years.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 17:46 UTC GrantCommon Stock, par value $0.01 per share 10,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-022381 · doc4.xml · nonDerivative · entry 1

DYKES ARCHIE R · CIK 0001083108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,585

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2014 Omnibus Stock Incentive Plan.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 17:49 UTC GrantCommon Stock, par value $0.01 per share 10,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-022398 · doc4.xml · nonDerivative · entry 1

KREITMAN STANLEY · CIK 0001076713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,135

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2014 Omnibus Stock Incentive Plan.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 17:48 UTC GrantCommon Stock, par value $0.01 per share 10,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-022391 · doc4.xml · nonDerivative · entry 1

HELMREICH WILLIAM B · CIK 0001285196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,735

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2014 Omnibus Stock Incentive Plan.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 17:51 UTC
Ridings Thomas J.Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 15,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-022405 · doc4.xml · nonDerivative · entry 1

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,310

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2014 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 17:50 UTC GrantCommon Stock, par value $0.01 per share 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-022401 · doc4.xml · nonDerivative · entry 1

MARTELLO JOSEPH · CIK 0001285194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,940

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2014 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.