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ABR

ARBOR REALTY TRUST INC

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Tapewire entity
4951
SEC CIK
0001253986
Parsed reports
429

Last 12 months

Inside the activity.

21 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202550
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202681
Jun 202631
Jul 202600
Aug 202641
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2019 Filed Mar 22, 2019 21:00 UTC
Natalone JohnEVP, Treasurer and Servicing
Tax withholdingCommon Stock, par value $0.01 per share 3,914 $12.78 $50,020.92
Disclosure

SEC source: 0001104659-19-016855 · a4.xml · nonDerivative · entry 1

Natalone John · CIK 0001696122 · EVP, Treasurer and Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,079

F1 · kind: Represents shares that have been reacquired by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Natalone's common stock.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 21:30 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 9,542 $12.77 $121,851.34
Disclosure

SEC source: 0001104659-19-015665 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,749

F1 · kind: Represents shares that have been reaquired by Arbor Realty Trust, Inc. to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock.

Read SEC document
March 09, 2019 Filed Mar 12, 2019 21:54 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 8,639 $12.67 $109,456.13
Disclosure

SEC source: 0001104659-19-014348 · a4.xml · nonDerivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,291

F2 · kind: Represents shares that have been reaquired by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock.

Read SEC document
March 09, 2019 Filed Mar 12, 2019 21:56 UTC
Natalone JohnEVP, Treasury and Servicing
Tax withholdingCommon Stock, par value $0.01 per share 3,253 $12.67 $41,215.51
Disclosure

SEC source: 0001104659-19-014355 · a4.xml · nonDerivative · entry 3

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,993

F2 · kind: Represents shares that have been reacquired by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Natalone's common stock.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:54 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherPartnership Common Units · Derivative 126,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014348 · a4.xml · derivative · entry 11

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 14,772,918

Underlying: Common Stock, par value $0.01 per share · 126,282 shares

Expires not disclosed

F6 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to one of its partners for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F6 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to one of its partners for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F6 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to one of its partners for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F7 · derivative.expiration_date: Not applicable.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:54 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantRestricted Stock Units · Derivative 352,427 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-014348 · a4.xml · derivative · entry 10

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,427

Underlying: Common Stock, par value $0.01 per share · 352,427 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The shares of Common Stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2022, generally subject to continued employment with the Company as of the end of such four-year performance period.

F5 · derivative.expiration_date: The shares of Common Stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2022, generally subject to continued employment with the Company as of the end of such four-year performance period.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:54 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherSpecial Voting Preferred Stock, par value $0.01 per share 126,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014348 · a4.xml · nonDerivative · entry 7

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 14,772,918

F6 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to one of its partners for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F6 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to one of its partners for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:54 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 7,981 $12.67 $101,119.27
Disclosure

SEC source: 0001104659-19-014348 · a4.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,930

F2 · kind: Represents shares that have been reaquired by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:54 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantCommon Stock, par value $0.01 per share 58,738 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014348 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,911

F1 · price: Share of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One fourth vest on the date of grant, one fourth vest in one year, one fourth vest in two years and one fourth vest in three years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:49 UTC GrantCommon Stock, par value $0.01per share 7,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014339 · a4.xml · nonDerivative · entry 1

DYKES ARCHIE R · CIK 0001083108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,901

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:50 UTC GrantCommon Stock, par value $0.01per share 7,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014341 · a4.xml · nonDerivative · entry 1

FARRELL EDWARD J · CIK 0001270609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,139

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:56 UTC
Ridings Thomas J.Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 9,865 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014356 · a4.xml · nonDerivative · entry 1

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,370

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:58 UTC OtherPartnership Common Units · Derivative 126,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014360 · a4.xml · derivative · entry 2

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,772,918

Underlying: Common Stock, par value $0.01 per share · 126,282 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares for cash totaling approximately $1.6 million, which was based on the same $12.67 fair value described above.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares for cash totaling approximately $1.6 million, which was based on the same $12.67 fair value described above.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares for cash totaling approximately $1.6 million, which was based on the same $12.67 fair value described above.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:58 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 126,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014360 · a4.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,772,918

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares for cash totaling approximately $1.6 million, which was based on the same $12.67 fair value described above.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares for cash totaling approximately $1.6 million, which was based on the same $12.67 fair value described above.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:52 UTC GrantCommon Stock, par value $0.01 per share 7,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014343 · a4.xml · nonDerivative · entry 1

HELMREICH WILLIAM B · CIK 0001285196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,489

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:57 UTC
WEBER FREDEVP-Structured Finance
GrantCommon Stock, par value $0.01 per share 15,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014359 · a4.xml · nonDerivative · entry 1

WEBER FRED · CIK 0001285199 · EVP-Structured Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,790

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:58 UTC
BISHAR JOHNGeneral Counsel
Disposition to issuerPartnership Common Units · Derivative 126,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014361 · a4.xml · derivative · entry 4

BISHAR JOHN · CIK 0001203727 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,704

Underlying: Common Stock, par value $0.01 per share · 126,282 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to the reporting person for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to the reporting person for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:58 UTC
BISHAR JOHNGeneral Counsel
OtherPartnership Common Units · Derivative 126,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014361 · a4.xml · derivative · entry 3

BISHAR JOHN · CIK 0001203727 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,986

Underlying: Common Stock, par value $0.01 per share · 126,282 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to the reporting person for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to the reporting person for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to the reporting person for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:58 UTC
BISHAR JOHNGeneral Counsel
Disposition to issuerSpecial Voting Preferred Stock, par value $0.01 per share 126,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014361 · a4.xml · nonDerivative · entry 2

BISHAR JOHN · CIK 0001203727 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,704

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to the reporting person for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 17:58 UTC
BISHAR JOHNGeneral Counsel
OtherSpecial Voting Preferred Stock, par value $0.01 per share 126,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014361 · a4.xml · nonDerivative · entry 1

BISHAR JOHN · CIK 0001203727 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,986

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to the reporting person for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On March 8, 2019, ACM distributed 126,282 OP Units and Preferred Shares with a fair market value of approximately $1.6 million to the reporting person for his respective membership interest. The fair market value was determined using the closing stock price of the Company on March 8, 2019 of $12.67. In addition, the Company redeemed such distributed shares from the reporting person for cash totaling approximately $1.6 million, which was based on the same $12.67 fair market value described above.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:55 UTC GrantCommon Stock, par value $0.01 per share 7,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014351 · a4.xml · nonDerivative · entry 1

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,441

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:57 UTC GrantCommon Stock, par value $0.01 per share 7,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014358 · a4.xml · nonDerivative · entry 1

Tsunis George · CIK 0001682121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,613

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:57 UTC GrantCommon Stock, par value $0.01per share 7,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014357 · a4.xml · nonDerivative · entry 1

Schwartz Elliot · CIK 0001742856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,240

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:56 UTC
Natalone JohnEVP, Treasury and Servicing
Tax withholdingCommon Stock, par value $0.01 per share 2,457 $12.67 $31,130.19
Disclosure

SEC source: 0001104659-19-014355 · a4.xml · nonDerivative · entry 2

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,246

F2 · kind: Represents shares that have been reacquired by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Natalone's common stock.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:56 UTC
Natalone JohnEVP, Treasury and Servicing
GrantCommon Stock, par value $0.01 per share 21,704 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014355 · a4.xml · nonDerivative · entry 1

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,703

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:56 UTC
Murphy Thomas M.EVP, Chief Information Officer
GrantCommon Stock, par value $0.01 per share 3,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014354 · a4.xml · nonDerivative · entry 1

Murphy Thomas M. · CIK 0001696121 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,855

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:55 UTC
Howard LeinerEVP, Chief Technology Officer
GrantCommon Stock, par value $0.01 per share 15,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014352 · a4.xml · nonDerivative · entry 1

Howard Leiner · CIK 0001761474 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,785

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:55 UTC
Kenny DanielEVP,CAM,Svcing/Cred Risk Mgt
GrantCommon Stock, par value $0.01 per share 11,838 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014350 · a4.xml · nonDerivative · entry 1

Kenny Daniel · CIK 0001696124 · EVP,CAM,Svcing/Cred Risk Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,373

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:54 UTC
Katz SteveEVP, Chief Investment Officer
GrantCommon Stock, par value $0.01 per share 78,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014349 · a4.xml · nonDerivative · entry 1

Katz Steve · CIK 0001767589 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,627

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:51 UTC GrantCommon Stock, par value $0.01 per share 7,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014342 · a4.xml · nonDerivative · entry 1

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,465

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:53 UTC GrantCommon Stock, par value $0.01 per share 23,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014347 · a4.xml · nonDerivative · entry 1

Kilgore Gene · CIK 0001308193 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,659

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:53 UTC
Habyan BonnieEVP, Marketing
GrantCommon Stock, par value $0.01 per share 5,919 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014346 · a4.xml · nonDerivative · entry 1

Habyan Bonnie · CIK 0001696123 · EVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,518

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:53 UTC
GUZIEWICZ ANDREWChief Credit Officer
GrantCommon Stock, par value $0.01 per share 3,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014345 · a4.xml · nonDerivative · entry 1

GUZIEWICZ ANDREW · CIK 0001571180 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,392

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:50 UTC
Elenio PaulChief Financial Officer
GrantCommon Stock, par value $0.01 per share 27,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014340 · a4.xml · nonDerivative · entry 1

Elenio Paul · CIK 0001338657 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,590

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:49 UTC
Caulfield JohnCOO, Agency Lending
GrantCommon Stock, par value $0.01 per share 23,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-014338 · a4.xml · nonDerivative · entry 1

Caulfield John · CIK 0001696829 · COO, Agency Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,394

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2019 Filed Mar 15, 2019 21:30 UTC Amendment GrantCommon Stock, par value $0.01per share 7,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-015327 · a4a.xml · nonDerivative · entry 1

Schwartz Elliot · CIK 0001742856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,402

F2 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

F1 · balance_after: This amendment is being filed to correct the amount of securities beneficially owned, which appeared in Table I, Column 5 of the original Form 4 filed on March 12, 2019.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:31 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 445,765 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009053 · a4.xml · derivative · entry 6

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251,830

Underlying: Common Stock, par value $0.01 per share · 445,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.

F1 · kind: In 2015, Mr. Kaufman was granted up to 445,765 of Restricted Stock Units, which were issuable based on the achievement of certain four-year shareholder return objectives ending December 31, 2018 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, 445,765 Restricted Stock Units vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:31 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 242,273 $11.98 $2,902,430.54
Disclosure

SEC source: 0001104659-19-009053 · a4.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,173

F4 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's Restricted Stock Units.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:31 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Exercise / conversionCommon Stock, par value $0.01 per share 445,765 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009053 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In 2015, Mr. Kaufman was granted up to 445,765 of Restricted Stock Units, which were issuable based on the achievement of certain four-year shareholder return objectives ending December 31, 2018 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, 445,765 Restricted Stock Units vested.

F3 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 22:01 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherPartnership Common Units · Derivative 133,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-002762 · a4.xml · derivative · entry 4

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 14,739,559

Underlying: Common Stock, par value $0.01 per share · 133,677 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 22:01 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherSpecial Voting Preferred Stock, par value $0.01 per share 133,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-002762 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 14,739,559

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 17:02 UTC OtherPartnership Common Units · Derivative 133,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-002764 · a4.xml · derivative · entry 2

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,739,559

Underlying: Common Stock, par value $0.01 per share · 133,677 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
January 17, 2019 Filed Jan 22, 2019 17:02 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 133,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-002764 · a4.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,739,559

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units (''OP Units'') to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock (''Preferred Shares'') to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.

Read SEC document
December 14, 2018 Filed Feb 12, 2019 21:32 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GiftPartnership Common Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-007522 · a5.xml · derivative · entry 4

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $0.01 per share · 125,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Partnership Agreement of Arbor Realty Limited Partnership, as amended and restated as of July 14, 2016, each Partnership Common Unit is redeemable at the election of the holder for the cash value of one share of Company's common stock, par value $0.01 per share (the "Common Stock"), which value is generally determined by the average of the daily closing prices for ten (10) consecutive trading days immediately preceding the date of the holder's election of redemption. In lieu of paying a redeeming holder this cash amount, the Company may elect to issue one share of Common Stock for each Partnership Common Unit surrendered for redemption.

F1 · kind: In connection with estate planning, on December 14, 2018, Mr. Kaufman donated 125,000 Partnership Common Units of Arbor Realty Limited Partnership and Special Voting Preferred Shares to a donor - advised fund.

F1 · price: In connection with estate planning, on December 14, 2018, Mr. Kaufman donated 125,000 Partnership Common Units of Arbor Realty Limited Partnership and Special Voting Preferred Shares to a donor - advised fund.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
December 14, 2018 Filed Feb 12, 2019 21:32 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GiftSpecial Voting Preferred Stock, par value $0.01 per share 125,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-007522 · a5.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · kind: In connection with estate planning, on December 14, 2018, Mr. Kaufman donated 125,000 Partnership Common Units of Arbor Realty Limited Partnership and Special Voting Preferred Shares to a donor - advised fund.

F1 · price: In connection with estate planning, on December 14, 2018, Mr. Kaufman donated 125,000 Partnership Common Units of Arbor Realty Limited Partnership and Special Voting Preferred Shares to a donor - advised fund.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:30 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Disposition to issuerCommon Stock, par value $0.01 per share 403,216 $11.57 $4,665,209.12
Disclosure

SEC source: 0001104659-18-071736 · a4.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 4,945,837

F1 · kind: Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its December 4, 2018 public offering of 8,700,000 shares of common stock (the "Offering") to purchase an aggregate of 690,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $11.57 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its December 4, 2018 public offering of 8,700,000 shares of common stock (the "Offering") to purchase an aggregate of 690,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $11.57 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:30 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Disposition to issuerCommon Stock, par value $0.01 per share 286,784 $11.57 $3,318,090.88
Disclosure

SEC source: 0001104659-18-071736 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,215

F1 · kind: Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its December 4, 2018 public offering of 8,700,000 shares of common stock (the "Offering") to purchase an aggregate of 690,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $11.57 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its December 4, 2018 public offering of 8,700,000 shares of common stock (the "Offering") to purchase an aggregate of 690,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $11.57 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 17:30 UTC OtherCommon Stock, par value $0.01 per share 403,216 $11.57 $4,665,209.12
Disclosure

SEC source: 0001104659-18-071735 · a4.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,945,837

F1 · kind: Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its December 4, 2018 public offering of 8,700,000 shares of common stock (the "Offering") to purchase an aggregate of 403,216 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $11.57 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its December 4, 2018 public offering of 8,700,000 shares of common stock (the "Offering") to purchase an aggregate of 403,216 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $11.57 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
November 30, 2018 Filed Mar 15, 2019 21:31 UTC OtherCommon Stock, par value $0.01 per share 270 $11.83 $3,194.91
Disclosure

SEC source: 0001104659-19-015328 · a5.xml · nonDerivative · entry 2

Schwartz Elliot · CIK 0001742856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,292

F1 · kind: The common stock purchases were made in connection with Mr. Schwartz's brokerage account dividend reinvestment program.

Read SEC document
August 31, 2018 Filed Mar 15, 2019 21:31 UTC OtherCommon Stock, par value $0.01 per share 239 $12.14 $2,901.46
Disclosure

SEC source: 0001104659-19-015328 · a5.xml · nonDerivative · entry 1

Schwartz Elliot · CIK 0001742856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,022

F1 · kind: The common stock purchases were made in connection with Mr. Schwartz's brokerage account dividend reinvestment program.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.