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ABR

ARBOR REALTY TRUST INC

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Tapewire entity
4951
SEC CIK
0001253986
Parsed reports
429

Last 12 months

Inside the activity.

21 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202550
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202681
Jun 202631
Jul 202600
Aug 202641
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2020 Filed Nov 6, 2020 22:02 UTC PurchaseCommon Stock, par value $0.01 per share 818 $12.94 $10,584.92
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 9

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,059

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:02 UTC PurchaseCommon Stock, par value $0.01 per share 1,412 $12.95 $18,285.40
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 8

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,241

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:02 UTC PurchaseCommon Stock, par value $0.01 per share 5,157 $12.96 $66,834.72
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 7

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,829

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:02 UTC SaleCommon Stock, par value $0.01 per share 2,598 $12.92 $33,566.16
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 6

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,672

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:02 UTC SaleCommon Stock, par value $0.01 per share 100 $12.93 $1,292.50
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 5

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,270

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:02 UTC SaleCommon Stock, par value $0.01 per share 2,200 $12.93 $28,446.00
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 4

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,370

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:02 UTC SaleCommon Stock, par value $0.01 per share 1,700 $12.94 $21,998.00
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 3

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,570

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:02 UTC SaleCommon Stock, par value $0.01 per share 2,101 $12.95 $27,207.95
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 2

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,270

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:02 UTC SaleCommon Stock, par value $0.01 per share 400 $12.96 $5,184.00
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 1

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,371

Read SEC document
September 18, 2020 Filed Sep 18, 2020 21:30 UTC
KAUFMAN IVANDirector · COB, CEO and President
OtherPartnership Common Units · Derivative 336,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-106599 · a4.xml · derivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 11,932,207

Underlying: Common Stock, par value $0.01 per share · 336,894 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
September 18, 2020 Filed Sep 18, 2020 21:30 UTC
KAUFMAN IVANDirector · COB, CEO and President
OtherSpecial Voting Preferred Stock, par value $0.01 per share 336,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-106599 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 11,932,207

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
September 18, 2020 Filed Sep 18, 2020 17:30 UTC OtherPartnership Common Units · Derivative 336,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-106597 · a4.xml · derivative · entry 2

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,932,207

Underlying: Common Stock, par value $0.01 per share · 336,894 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
September 18, 2020 Filed Sep 18, 2020 17:30 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 336,894 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-106597 · a4.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,932,207

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On September 18, 2020, ACM distributed 336,894 OP Units and Preferred Shares valued at $4,100,000 to one of its members for all of such member's membership interest in ACM. The value was determined using the Company's closing stock price on September 17, 2020 of $12.17.

Read SEC document
August 07, 2020 Filed Aug 7, 2020 23:01 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherPartnership Common Units · Derivative 1,400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-092050 · a4.xml · derivative · entry 4

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 12,269,101

Underlying: Common Stock, par value $0.01 per share · 1,400,000 shares

Expires not disclosed

F2 · derivative.exercise_price: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share.

F2 · kind: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share.

F2 · price: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
August 07, 2020 Filed Aug 7, 2020 23:01 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherSpecial Voting Preferred Stock, par value $0.01 per share 1,400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-092050 · a4.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 12,269,101

F2 · kind: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share.

F2 · price: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share.

F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
August 07, 2020 Filed Aug 7, 2020 19:15 UTC OtherPartnership Common Units · Derivative 1,400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-092059 · a4.xml · derivative · entry 4

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,269,101

Underlying: Common Stock, par value $0.01 per share · 1,400,000 shares

Expires not disclosed

F2 · derivative.exercise_price: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share.

F2 · kind: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share.

F2 · price: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 07, 2020 Filed Aug 7, 2020 19:15 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 1,400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-092059 · a4.xml · nonDerivative · entry 2

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,269,101

F2 · kind: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share.

F2 · price: On August 7, 2020, ACM distributed 1,400,000 OP Units and Preferred Shares with a fair market value of approximately $15.3 million to Lisa Kaufman in consideration of a partial liquidation of her membership interest in ACM, such liquidation made in accordance with the terms of a post-nuptial agreement between Mr. and Mrs. Kaufman. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from August 5, 2020 through August 7, 2020 of $10.93 per share.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 23:01 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherPartnership Common Units · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-092050 · a4.xml · derivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 13,669,101

Underlying: Common Stock, par value $0.01 per share · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 23:01 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherSpecial Voting Preferred Stock, par value $0.01 per share 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-092050 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 13,669,101

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member.

F3 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 19:15 UTC OtherPartnership Common Units · Derivative 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-092059 · a4.xml · derivative · entry 3

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,669,101

Underlying: Common Stock, par value $0.01 per share · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 19:15 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 1,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-092059 · a4.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,669,101

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, the Company issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On August 5, 2020, ACM distributed 1,000,000 OP Units and Preferred Shares valued at $9,000,000 to one of its members for a portion of such member's membership interest in ACM. The value was determined using a stock price of $9.00 per share in accordance with an agreement between ACM and the member.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 23:03 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantCommon Stock, par value $0.01 per share 313,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-090435 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332,095

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, lnc. (the "Company") granted pursuant to the Company's 2020 Amended Omnibus Stock lncentive Plan. The shares vest in full three years after the grant date.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:03 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 175,102 $10.19 $1,784,289.38
Disclosure

SEC source: 0001104659-20-090435 · a4.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156,993

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:01 UTC
van der Reis DennisEVP, Structured Asset Mgmt
Tax withholdingCommon Stock, par value $0.01 per share 7,553 $8.85 $66,844.05
Disclosure

SEC source: 0001104659-20-086501 · a4.xml · nonDerivative · entry 1

van der Reis Dennis · CIK 0001783121 · EVP, Structured Asset Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,399

F1 · kind: Represents shares that have been reacquired by the Company to satisfy tax-withholding obligations in connection with the vesting of Dennis van der Reis's common stock.

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May 13, 2020 Filed May 14, 2020 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 5,000 $6.00 $29,995.00
Disclosure

SEC source: 0001104659-20-061615 · a4.xml · nonDerivative · entry 1

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

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April 01, 2020 Filed Apr 2, 2020 20:17 UTC GrantCommon Stock, par value $0.01per share 16,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-042477 · a4.xml · nonDerivative · entry 1

BACON KENNETH J · CIK 0001204117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,339

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

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March 17, 2020 Filed Mar 17, 2020 20:30 UTC
Elenio PaulChief Financial Officer
PurchaseCommon Stock, par value $0.01 per share 5,000 $6.96 $34,813.00
Disclosure

SEC source: 0001104659-20-034765 · a4.xml · nonDerivative · entry 2

Elenio Paul · CIK 0001338657 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,161

F1 · price: Represents the average cost per share. The shares purchased on March 16, 2020 were purchased at various prices ranging from $7.59 to $7.80 per share. The shares purchased on March 17, 2020 were purchased at various prices ranging from $6.95 to $7.00 per share.

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March 16, 2020 Filed Mar 17, 2020 20:30 UTC
Elenio PaulChief Financial Officer
PurchaseCommon Stock, par value $0.01 per share 5,000 $7.72 $38,602.50
Disclosure

SEC source: 0001104659-20-034765 · a4.xml · nonDerivative · entry 1

Elenio Paul · CIK 0001338657 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,161

F1 · price: Represents the average cost per share. The shares purchased on March 16, 2020 were purchased at various prices ranging from $7.59 to $7.80 per share. The shares purchased on March 17, 2020 were purchased at various prices ranging from $6.95 to $7.00 per share.

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March 13, 2020 Filed Mar 13, 2020 20:16 UTC
van der Reis DennisEVP, Structured Asset Mgmt
PurchaseCommon Stock, par value $0.01 per share 10,000 $8.61 $86,100.00
Disclosure

SEC source: 0001104659-20-033136 · a4.xml · nonDerivative · entry 1

van der Reis Dennis · CIK 0001783121 · EVP, Structured Asset Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,952

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March 13, 2020 Filed Mar 16, 2020 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 111 $8.20 $910.20
Disclosure

SEC source: 0001104659-20-034071 · a4.xml · nonDerivative · entry 4

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

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March 13, 2020 Filed Mar 16, 2020 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 297 $8.18 $2,429.46
Disclosure

SEC source: 0001104659-20-034071 · a4.xml · nonDerivative · entry 3

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,889

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March 13, 2020 Filed Mar 16, 2020 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 1,705 $8.17 $13,929.85
Disclosure

SEC source: 0001104659-20-034071 · a4.xml · nonDerivative · entry 2

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,592

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March 13, 2020 Filed Mar 16, 2020 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 4,887 $8.21 $40,122.27
Disclosure

SEC source: 0001104659-20-034071 · a4.xml · nonDerivative · entry 1

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,887

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March 12, 2020 Filed Mar 12, 2020 20:15 UTC PurchaseCommon Stock, par value $0.01 per share 3,000 $9.00 $27,000.00
Disclosure

SEC source: 0001104659-20-032492 · a4.xml · nonDerivative · entry 1

LAZAR MELVIN F · CIK 0001218403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,000

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March 09, 2020 Filed Mar 11, 2020 00:55 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantRestricted Stock Units · Derivative 275,569 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-031549 · a4.xml · derivative · entry 8

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,479

Underlying: Common Stock, par value $0.01 per share · 275,569 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The shares of common stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2023, generally subject to continued employement with the Company as of the end of such four-year performance period.

F5 · derivative.expiration_date: The shares of common stock are issuable to Mr. Kaufman if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2023, generally subject to continued employement with the Company as of the end of such four-year performance period.

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March 09, 2020 Filed Mar 11, 2020 00:55 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 7,785 $10.99 $85,557.15
Disclosure

SEC source: 0001104659-20-031549 · a4.xml · nonDerivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,135

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

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March 09, 2020 Filed Mar 11, 2020 00:55 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 5,623 $10.99 $61,796.77
Disclosure

SEC source: 0001104659-20-031549 · a4.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,920

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

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March 09, 2020 Filed Mar 11, 2020 00:55 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
GrantCommon Stock, par value $0.01 per share 45,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-031549 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,543

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One fourth vest on the date of grant, one fourth vest in one year, one fourth vest in two years and one fourth vest in three years.

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March 09, 2020 Filed Mar 10, 2020 20:54 UTC GrantCommon Stock, par value $0.01per share 9,099 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-031547 · a4.xml · nonDerivative · entry 1

DYKES ARCHIE R · CIK 0001083108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,000

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

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March 09, 2020 Filed Mar 10, 2020 21:08 UTC
Ridings Thomas J.Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 2,346 $10.99 $25,782.54
Disclosure

SEC source: 0001104659-20-031562 · a4.xml · nonDerivative · entry 3

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,302

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

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March 09, 2020 Filed Mar 10, 2020 21:08 UTC
Ridings Thomas J.Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 2,005 $10.99 $22,034.95
Disclosure

SEC source: 0001104659-20-031562 · a4.xml · nonDerivative · entry 2

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,648

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

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March 09, 2020 Filed Mar 10, 2020 21:08 UTC
Ridings Thomas J.Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 12,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-031562 · a4.xml · nonDerivative · entry 1

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,653

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

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March 09, 2020 Filed Mar 10, 2020 21:10 UTC
WEBER FREDEVP-Structured Finance
Tax withholdingCommon Stock, par value $0.01 per share 4,436 $10.99 $48,751.64
Disclosure

SEC source: 0001104659-20-031563 · a4.xml · nonDerivative · entry 3

WEBER FRED · CIK 0001285199 · EVP-Structured Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,324

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

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March 09, 2020 Filed Mar 10, 2020 21:10 UTC
WEBER FREDEVP-Structured Finance
Tax withholdingCommon Stock, par value $0.01 per share 3,228 $10.99 $35,475.72
Disclosure

SEC source: 0001104659-20-031563 · a4.xml · nonDerivative · entry 2

WEBER FRED · CIK 0001285199 · EVP-Structured Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,760

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

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March 09, 2020 Filed Mar 10, 2020 21:10 UTC
WEBER FREDEVP-Structured Finance
GrantCommon Stock, par value $0.01 per share 18,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-031563 · a4.xml · nonDerivative · entry 1

WEBER FRED · CIK 0001285199 · EVP-Structured Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,988

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

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March 09, 2020 Filed Mar 10, 2020 20:53 UTC GrantCommon Stock, par value $0.01per share 9,099 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-031546 · a4.xml · nonDerivative · entry 1

FARRELL EDWARD J · CIK 0001270609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,238

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan.

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March 09, 2020 Filed Mar 11, 2020 01:12 UTC
GUZIEWICZ ANDREWChief Credit Officer
Tax withholdingCommon Stock, par value $0.01 per share 976 $10.99 $10,726.24
Disclosure

SEC source: 0001104659-20-031564 · a4.xml · nonDerivative · entry 3

GUZIEWICZ ANDREW · CIK 0001571180 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,467

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

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March 09, 2020 Filed Mar 11, 2020 01:12 UTC
GUZIEWICZ ANDREWChief Credit Officer
Tax withholdingCommon Stock, par value $0.01 per share 773 $10.99 $8,495.27
Disclosure

SEC source: 0001104659-20-031564 · a4.xml · nonDerivative · entry 2

GUZIEWICZ ANDREW · CIK 0001571180 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,443

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

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March 09, 2020 Filed Mar 11, 2020 01:12 UTC
GUZIEWICZ ANDREWChief Credit Officer
GrantCommon Stock, par value $0.01 per share 6,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-031564 · a4.xml · nonDerivative · entry 1

GUZIEWICZ ANDREW · CIK 0001571180 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,216

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

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March 09, 2020 Filed Mar 11, 2020 01:03 UTC Tax withholdingCommon Stock, par value $0.01 per share 5,098 $10.99 $56,027.02
Disclosure

SEC source: 0001104659-20-031556 · a4.xml · nonDerivative · entry 3

Kilgore Gene · CIK 0001308193 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,016

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.