Tapewire

NYSE · USD

ABR

ARBOR REALTY TRUST INC

Export transactions ↓
Tapewire entity
4951
SEC CIK
0001253986
Parsed reports
429

Last 12 months

Inside the activity.

21 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202550
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202681
Jun 202631
Jul 202600
Aug 202641
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2021 Filed Mar 18, 2021 21:17 UTC PurchaseCommon Stock, par value $0.01 per share 590 $16.62 $9,805.80
Disclosure

SEC source: 0001104659-21-038436 · tm2110233-1_4seq1.xml · nonDerivative · entry 1

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,361

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:23 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 7,785 $16.12 $125,494.20
Disclosure

SEC source: 0001104659-21-034478 · tm219199-13_4seq1.xml · nonDerivative · entry 3

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,547

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:23 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 5,623 $16.12 $90,642.76
Disclosure

SEC source: 0001104659-21-034478 · tm219199-13_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,332

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 16:20 UTC
Ridings Thomas J.Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 2,005 $16.12 $32,320.60
Disclosure

SEC source: 0001104659-21-034468 · a4.xml · nonDerivative · entry 4

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,228

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 16:22 UTC
WEBER FREDEVP-Structured Finance
Tax withholdingCommon Stock, par value $0.01 per share 3,228 $16.12 $52,035.36
Disclosure

SEC source: 0001104659-21-034476 · a4.xml · nonDerivative · entry 4

WEBER FRED · CIK 0001285199 · EVP-Structured Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,914

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:21 UTC
Natalone JohnEVP, Treasury and Servicing
Tax withholdingCommon Stock, par value $0.01 per share 4,085 $16.12 $65,850.20
Disclosure

SEC source: 0001104659-21-034472 · a4.xml · nonDerivative · entry 2

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,154

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:20 UTC Tax withholdingCommon Stock, par value $0.01 per share 4,842 $16.12 $78,053.04
Disclosure

SEC source: 0001104659-21-034470 · a4.xml · nonDerivative · entry 2

Kilgore Gene · CIK 0001308193 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,772

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:19 UTC
Elenio PaulChief Financial Officer
Tax withholdingCommon Stock, par value $0.01 per share 5,199 $16.12 $83,807.88
Disclosure

SEC source: 0001104659-21-034465 · a4.xml · nonDerivative · entry 2

Elenio Paul · CIK 0001338657 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,452

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:20 UTC
GUZIEWICZ ANDREWChief Credit Officer
Tax withholdingCommon Stock, par value $0.01 per share 773 $16.12 $12,460.76
Disclosure

SEC source: 0001104659-21-034466 · a4.xml · nonDerivative · entry 4

GUZIEWICZ ANDREW · CIK 0001571180 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,010

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:19 UTC
Caulfield JohnCOO, Agency Lending
Tax withholdingCommon Stock, par value $0.01 per share 4,456 $16.12 $71,830.72
Disclosure

SEC source: 0001104659-21-034464 · a4.xml · nonDerivative · entry 4

Caulfield John · CIK 0001696829 · COO, Agency Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,557

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:23 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 7,191 $15.79 $113,545.89
Disclosure

SEC source: 0001104659-21-034478 · tm219199-13_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174,955

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:18 UTC GrantCommon Stock, par value $0.01per share 6,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-034459 · a4.xml · nonDerivative · entry 1

DYKES ARCHIE R · CIK 0001083108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,966

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:20 UTC
Ridings Thomas J.Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 1,611 $15.79 $25,437.69
Disclosure

SEC source: 0001104659-21-034468 · a4.xml · nonDerivative · entry 3

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,233

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:20 UTC
Ridings Thomas J.Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 1,396 $15.79 $22,042.84
Disclosure

SEC source: 0001104659-21-034468 · a4.xml · nonDerivative · entry 2

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,844

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:20 UTC
Ridings Thomas J.Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 8,549 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-034468 · a4.xml · nonDerivative · entry 1

Ridings Thomas J. · CIK 0001409876 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,240

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:22 UTC
WEBER FREDEVP-Structured Finance
Tax withholdingCommon Stock, par value $0.01 per share 2,800 $15.79 $44,212.00
Disclosure

SEC source: 0001104659-21-034476 · a4.xml · nonDerivative · entry 3

WEBER FRED · CIK 0001285199 · EVP-Structured Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,142

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:22 UTC
WEBER FREDEVP-Structured Finance
Tax withholdingCommon Stock, par value $0.01 per share 2,247 $15.79 $35,480.13
Disclosure

SEC source: 0001104659-21-034476 · a4.xml · nonDerivative · entry 2

WEBER FRED · CIK 0001285199 · EVP-Structured Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,942

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:22 UTC
WEBER FREDEVP-Structured Finance
GrantCommon Stock, par value $0.01 per share 12,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-034476 · a4.xml · nonDerivative · entry 1

WEBER FRED · CIK 0001285199 · EVP-Structured Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,189

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:18 UTC GrantCommon Stock, par value $0.01per share 6,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-034461 · a4.xml · nonDerivative · entry 1

FARRELL EDWARD J · CIK 0001270609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,204

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:18 UTC GrantCommon Stock, par value $0.01per share 6,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-034457 · a4.xml · nonDerivative · entry 1

BACON KENNETH J · CIK 0001204117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,305

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:21 UTC
Iannone MalvinaEVP General Counsel
Tax withholdingCommon Stock, par value $0.01 per share 1,054 $15.79 $16,642.66
Disclosure

SEC source: 0001104659-21-034475 · a4.xml · nonDerivative · entry 2

Iannone Malvina · CIK 0001831239 · EVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,279

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:21 UTC
Iannone MalvinaEVP General Counsel
GrantCommon Stock, par value $0.01 per share 6,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-034475 · a4.xml · nonDerivative · entry 1

Iannone Malvina · CIK 0001831239 · EVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,333

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:21 UTC
Natalone JohnEVP, Treasury and Servicing
Tax withholdingCommon Stock, par value $0.01 per share 3,543 $15.79 $55,943.97
Disclosure

SEC source: 0001104659-21-034472 · a4.xml · nonDerivative · entry 1

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,239

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:20 UTC Tax withholdingCommon Stock, par value $0.01 per share 4,201 $15.79 $66,333.79
Disclosure

SEC source: 0001104659-21-034470 · a4.xml · nonDerivative · entry 1

Kilgore Gene · CIK 0001308193 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,614

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:19 UTC
Elenio PaulChief Financial Officer
Tax withholdingCommon Stock, par value $0.01 per share 4,510 $15.79 $71,212.90
Disclosure

SEC source: 0001104659-21-034465 · a4.xml · nonDerivative · entry 1

Elenio Paul · CIK 0001338657 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,651

F1 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:20 UTC
GUZIEWICZ ANDREWChief Credit Officer
Tax withholdingCommon Stock, par value $0.01 per share 448 $15.79 $7,073.92
Disclosure

SEC source: 0001104659-21-034466 · a4.xml · nonDerivative · entry 3

GUZIEWICZ ANDREW · CIK 0001571180 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,783

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:20 UTC
GUZIEWICZ ANDREWChief Credit Officer
Tax withholdingCommon Stock, par value $0.01 per share 538 $15.79 $8,495.02
Disclosure

SEC source: 0001104659-21-034466 · a4.xml · nonDerivative · entry 2

GUZIEWICZ ANDREW · CIK 0001571180 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,231

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:20 UTC
GUZIEWICZ ANDREWChief Credit Officer
GrantCommon Stock, par value $0.01 per share 4,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-034466 · a4.xml · nonDerivative · entry 1

GUZIEWICZ ANDREW · CIK 0001571180 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,769

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:19 UTC GrantCommon Stock, par value $0.01per share 6,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-034462 · a4.xml · nonDerivative · entry 1

Schwartz Elliot · CIK 0001742856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,467

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:19 UTC
Caulfield JohnCOO, Agency Lending
Tax withholdingCommon Stock, par value $0.01 per share 3,851 $15.79 $60,807.29
Disclosure

SEC source: 0001104659-21-034464 · a4.xml · nonDerivative · entry 3

Caulfield John · CIK 0001696829 · COO, Agency Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,013

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:19 UTC
Caulfield JohnCOO, Agency Lending
Tax withholdingCommon Stock, par value $0.01 per share 2,585 $15.79 $40,817.15
Disclosure

SEC source: 0001104659-21-034464 · a4.xml · nonDerivative · entry 2

Caulfield John · CIK 0001696829 · COO, Agency Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,864

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:19 UTC
Caulfield JohnCOO, Agency Lending
GrantCommon Stock, par value $0.01 per share 15,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-034464 · a4.xml · nonDerivative · entry 1

Caulfield John · CIK 0001696829 · COO, Agency Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,449

F1 · price: Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the"Company") granted pursuant to the Company's 2020 Omnibus Stock Incentive Plan. One third vest on the date of grant, one third vest in one year and one third vest in two years.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:30 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 448,980 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-025784 · tm217284-1_4seq1.xml · derivative · entry 6

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009,499

Underlying: Common Stock, par value $0.01 per share · 448,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F1 · kind: In 2017, Mr. Kaufman was granted up to 448,980 of Restricted Stock Units, which were issuable based on the achievement of certain four-year shareholder return objectives ending December 31, 2020 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, 448,980 Restricted Stock Units vested.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:30 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Tax withholdingCommon Stock, par value $0.01 per share 219,897 $15.63 $3,436,990.11
Disclosure

SEC source: 0001104659-21-025784 · tm217284-1_4seq1.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,146

F2 · kind: Represents shares that have been withheld by the Company to satisfy tax-withholding obligations in connection with the vesting of Mr. Kaufman's Restricted Stock Units.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:30 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Exercise / conversionCommon Stock, par value $0.01 per share 448,980 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-025784 · tm217284-1_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In 2017, Mr. Kaufman was granted up to 448,980 of Restricted Stock Units, which were issuable based on the achievement of certain four-year shareholder return objectives ending December 31, 2020 of Arbor Realty Trust, Inc. (the "Company"). Based on the Company's results, 448,980 Restricted Stock Units vested.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 22:31 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherPartnership Common Units · Derivative 31,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-136405 · tm2038605-2_4seq1.xml · derivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 11,901,068

Underlying: Common Stock, par value $0.01 per share · 31,139 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 22:31 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
OtherSpecial Voting Preferred Stock, par value $0.01 per share 31,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-136405 · tm2038605-2_4seq1.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 11,901,068

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:30 UTC OtherPartnership Common Units · Derivative 31,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-136404 · tm2038605-1_4seq1.xml · derivative · entry 2

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,901,068

Underlying: Common Stock, par value $0.01 per share · 31,139 shares

Expires not disclosed

F1 · derivative.exercise_price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share.

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:30 UTC OtherSpecial Voting Preferred Stock, par value $0.01 per share 31,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-136404 · tm2038605-1_4seq1.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,901,068

F1 · kind: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share.

F1 · price: On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, in connection therewith, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On December 15, 2020, ACM distributed 31,139 OP Units and Preferred Shares valued at $440,000 to one of its members for a portion of such member's membership interest in ACM. The fair market value was determined in accordance with ACM's Operating Agreement, using the average closing stock price of the Company from December 10, 2020 through December 14, 2020 of $14.13 per share.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 22:00 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Disposition to issuerCommon Stock, par value $0.01 per share 370,471 $13.30 $4,927,264.30
Disclosure

SEC source: 0001104659-20-132490 · a4.xml · nonDerivative · entry 2

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arbor Commercial Mortgage, LLC

Disclosed balance after: 3,528,083

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 574,401 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 574,401 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F2 · balance_after: Mr. Kaufman disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 22:00 UTC
KAUFMAN IVANDirector · COB, CEO and President · 10% owner
Disposition to issuerCommon Stock, par value $0.01 per share 203,930 $13.30 $2,712,269.00
Disclosure

SEC source: 0001104659-20-132490 · a4.xml · nonDerivative · entry 1

KAUFMAN IVAN · CIK 0000942473 · Director · COB, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953,063

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 574,401 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 574,401 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 17:00 UTC Disposition to issuerCommon Stock, par value $0.01 per share 370,471 $13.30 $4,927,264.30
Disclosure

SEC source: 0001104659-20-132492 · a4.xml · nonDerivative · entry 1

ARBOR COMMERCIAL MORTGAGE LLC · CIK 0001285910 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,528,083

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase 370,471 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase 370,471 shares of the Company's common stock held by Arbor Commercial Mortgage, LLC for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 17:00 UTC Disposition to issuerPartnership Common Units · Derivative 40,599 $13.30 $539,966.70
Disclosure

SEC source: 0001104659-20-132493 · a4.xml · derivative · entry 7

MARTELLO JOSEPH · CIK 0001285194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The KFT 2018 NY Trust

Disclosed balance after: 782,496

Underlying: Common Stock, par value $0.01 per share · 40,599 shares

Expires not disclosed

F3 · derivative.exercise_price: Not applicable.

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: These estate planning vehicles were set up for the benefit of the immediate family of the Company's Chief Executive Officer, Ivan Kaufman. Mr. Martello shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 17:00 UTC Disposition to issuerSpecial Voting Preferred Stock, par value $0.01 per share 40,599 $13.30 $539,966.70
Disclosure

SEC source: 0001104659-20-132493 · a4.xml · nonDerivative · entry 4

MARTELLO JOSEPH · CIK 0001285194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The KFT 2018 NY Trust

Disclosed balance after: 782,496

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F2 · balance_after: These estate planning vehicles were set up for the benefit of the immediate family of the Company's Chief Executive Officer, Ivan Kaufman. Mr. Martello shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 17:00 UTC Disposition to issuerCommon Stock, par value $0.01 per share 85,000 $13.30 $1,130,500.00
Disclosure

SEC source: 0001104659-20-132493 · a4.xml · nonDerivative · entry 1

MARTELLO JOSEPH · CIK 0001285194 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The KFT 2018 NY Trust

Disclosed balance after: 100,000

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F2 · balance_after: These estate planning vehicles were set up for the benefit of the immediate family of the Company's Chief Executive Officer, Ivan Kaufman. Mr. Martello shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 22:01 UTC
Natalone JohnEVP, Treasury and Servicing
Disposition to issuerPartnership Common Units · Derivative 40,599 $13.30 $539,966.70
Disclosure

SEC source: 0001104659-20-132494 · a4.xml · derivative · entry 7

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The KFT 2018 NY Trust

Disclosed balance after: 782,496

Underlying: Common Stock, par value $0.01 per share · 40,599 shares

Expires not disclosed

F3 · derivative.exercise_price: Not applicable.

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

F2 · balance_after: These estate planning vehicles were set up for the benefit of the immediate family of the Company's Chief Executive Officer, Ivan Kaufman. Mr. Natalone shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 22:01 UTC
Natalone JohnEVP, Treasury and Servicing
Disposition to issuerSpecial Voting Preferred Stock, par value $0.01 per share 40,599 $13.30 $539,966.70
Disclosure

SEC source: 0001104659-20-132494 · a4.xml · nonDerivative · entry 4

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The KFT 2018 NY Trust

Disclosed balance after: 782,496

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F2 · balance_after: These estate planning vehicles were set up for the benefit of the immediate family of the Company's Chief Executive Officer, Ivan Kaufman. Mr. Natalone shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 22:01 UTC
Natalone JohnEVP, Treasury and Servicing
Disposition to issuerCommon Stock, par value $0.01 per share 85,000 $13.30 $1,130,500.00
Disclosure

SEC source: 0001104659-20-132494 · a4.xml · nonDerivative · entry 1

Natalone John · CIK 0001696122 · EVP, Treasury and Servicing

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The KFT 2018 NY Trust

Disclosed balance after: 100,000

F1 · kind: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F1 · price: As previously agreed to, Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its November 13, 2020 public offering of 7,000,000 shares of common stock (the "Offering") to purchase an aggregate of 125,599 shares of the Company's common stock and Partnership Common Units held by The KFT 2018 NY Trust for $13.30 per share, which is the same price at which the underwriters purchased the shares in the Offering.

F2 · balance_after: These estate planning vehicles were set up for the benefit of the immediate family of the Company's Chief Executive Officer, Ivan Kaufman. Mr. Natalone shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:02 UTC PurchaseCommon Stock, par value $0.01 per share 300 $12.92 $3,876.00
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 11

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,771

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:02 UTC PurchaseCommon Stock, par value $0.01 per share 1,412 $12.93 $18,257.16
Disclosure

SEC source: 0001104659-20-122571 · a4.xml · nonDerivative · entry 10

Green William C · CIK 0001544002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,471

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.