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Acumen Pharmaceuticals, Inc.

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6281
SEC CIK
0001576885
Parsed reports
140

Last 12 months

Inside the activity.

0 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026042
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2024 Filed Jan 4, 2024 16:22 UTC
Meisner Derek MChief Legal Officer & Corp Sec
GrantCommon Stock 91,000 $0.00 $0.00
Disclosure

SEC source: 0001576885-24-000012 · wk-form4_1704403314.xml · nonDerivative · entry 1

Meisner Derek M · CIK 0001752461 · Chief Legal Officer & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,800

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in three equal annual installments commencing one year after the grant date, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:23 UTC
Barton RussellChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 110,000 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001576885-24-000013 · wk-form4_1704403365.xml · derivative · entry 2

Barton Russell · CIK 0001867418 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2034-01-01

F2 · derivative.exercise_date: The shares subject to the option will vest in 48 equal monthly installments such that the option is fully vested on the fourth anniversary of the date of grant, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:23 UTC
Barton RussellChief Operating Officer
GrantCommon Stock 73,000 $0.00 $0.00
Disclosure

SEC source: 0001576885-24-000013 · wk-form4_1704403365.xml · nonDerivative · entry 1

Barton Russell · CIK 0001867418 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,700

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in three equal annual installments commencing one year after the grant date, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:20 UTC
Zuga MattCFO & Chief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 159,000 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001576885-24-000010 · wk-form4_1704403210.xml · derivative · entry 2

Zuga Matt · CIK 0001790214 · CFO & Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,000

Underlying: Common Stock · 159,000 shares

Expires 2034-01-01

F2 · derivative.exercise_date: The shares subject to the option will vest in 48 equal monthly installments such that the option is fully vested on the fourth anniversary of the date of grant, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:20 UTC
Zuga MattCFO & Chief Business Officer
GrantCommon Stock 106,000 $0.00 $0.00
Disclosure

SEC source: 0001576885-24-000010 · wk-form4_1704403210.xml · nonDerivative · entry 1

Zuga Matt · CIK 0001790214 · CFO & Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,687

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in three equal annual installments commencing one year after the grant date, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,800 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · derivative · entry 6

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2031-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 39,149 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · derivative · entry 5

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,149 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC SaleCommon Stock 2,800 $6.66 $18,648.00
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · nonDerivative · entry 4

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan entered into on May 17, 2023.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC Exercise / conversionCommon Stock 2,800 $1.19 $3,332.00
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · nonDerivative · entry 3

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC SaleCommon Stock 39,149 $6.48 $253,685.52
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · nonDerivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan entered into on May 17, 2023.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC Exercise / conversionCommon Stock 39,149 $0.72 $28,187.28
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 20:30 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
PurchaseCommon Stock 5,161,290 $7.75 $39,999,997.50
Disclosure

SEC source: 0001104659-23-083857 · tm2322012-1_4seq1.xml · nonDerivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 13,043,179

F1 · price: Acquired from the Issuer pursuant to the public offering described in the Issuer's Prospectus filed with the Securities and Exchange Commission on July 20, 2023.

F2 · balance_after: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

F1 · ownership.nature: Acquired from the Issuer pursuant to the public offering described in the Issuer's Prospectus filed with the Securities and Exchange Commission on July 20, 2023.

F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund").

F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund II, L.P. (the "Nexus Fund II") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:42 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001576885-23-000033 · wk-form4_1686174109.xml · derivative · entry 1

Fountain Nathan B · CIK 0001869596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 6, 2024 or the 2024 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:44 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001576885-23-000036 · wk-form4_1686174265.xml · derivative · entry 1

Stoppel Laura · CIK 0001865119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 6, 2024 or the 2024 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

F2 · ownership.direct: Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund II, L.P. (the "Nexus Fund II") and a separately managed account (the "Account"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund, Nexus Fund II and the Account to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:43 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001576885-23-000035 · wk-form4_1686174215.xml · derivative · entry 1

Porter Derrell · CIK 0001706400 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 6, 2024 or the 2024 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:40 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001576885-23-000032 · wk-form4_1686174010.xml · derivative · entry 1

Drapkin Kimberlee C · CIK 0001340881 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 6, 2024 or the 2024 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:43 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001576885-23-000034 · wk-form4_1686174166.xml · derivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 6, 2024 or the 2024 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:45 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001576885-23-000037 · wk-form4_1686174319.xml · derivative · entry 1

Stalfort John A III · CIK 0001709418 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 6, 2024 or the 2024 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 06, 2023 Filed Jun 13, 2023 20:21 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund II, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001104659-23-070813 · tm2318619-1_4seq1.xml · derivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director · 10% owner

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 6, 2024 or the 2024 annual stockholder meeting, subject to Ms. Stoppel's continuous service through each such vesting date.

F1 · ownership.nature: The shares subject to the option will vest on the earlier of June 6, 2024 or the 2024 annual stockholder meeting, subject to Ms. Stoppel's continuous service through each such vesting date.

F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund II, L.P. (the "Nexus Fund II") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Under Ms. Stoppel's arrangement with the Adviser, Ms. Stoppel holds the option for the benefit of the Fund, the Nexus Fund II and the Account. Ms. Stoppel is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund, the Nexus Fund II, and the Account to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:23 UTC
Siemers EricChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 120,200 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001209191-23-003745 · doc4.xml · derivative · entry 2

Siemers Eric · CIK 0001866239 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,200

Underlying: Common Stock · 120,200 shares

Expires 2033-01-16

F2 · derivative.exercise_date: The shares subject to the option will vest in 48 equal monthly installments such that the option is fully vested on the fourth anniversary of the date of grant, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:23 UTC
Siemers EricChief Medical Officer
GrantCommon Stock 26,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003745 · doc4.xml · nonDerivative · entry 1

Siemers Eric · CIK 0001866239 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,700

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in three equal annual installments commencing one year after the grant date, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:22 UTC
OConnell Daniel JosephDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 472,500 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001209191-23-003741 · doc4.xml · derivative · entry 2

OConnell Daniel Joseph · CIK 0001865136 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,500

Underlying: Common Stock · 472,500 shares

Expires 2033-01-16

F2 · derivative.exercise_date: The shares subject to the option will vest in 48 equal monthly installments such that the option is fully vested on the fourth anniversary of the date of grant, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:22 UTC
OConnell Daniel JosephDirector · President and CEO
GrantCommon Stock 114,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003741 · doc4.xml · nonDerivative · entry 1

OConnell Daniel Joseph · CIK 0001865136 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,685

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in three equal annual installments commencing one year after the grant date, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:21 UTC
Meisner Derek MChief Legal Office & Corp Sec
GrantEmployee Stock Option (right to buy) · Derivative 120,800 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001209191-23-003735 · doc4.xml · derivative · entry 2

Meisner Derek M · CIK 0001752461 · Chief Legal Office & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,800

Underlying: Common Stock · 120,800 shares

Expires 2033-01-16

F2 · derivative.exercise_date: The shares subject to the option will vest in 48 equal monthly installments such that the option is fully vested on the fourth anniversary of the date of grant, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:21 UTC
Meisner Derek MChief Legal Office & Corp Sec
GrantCommon Stock 26,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003735 · doc4.xml · nonDerivative · entry 1

Meisner Derek M · CIK 0001752461 · Chief Legal Office & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,800

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in three equal annual installments commencing one year after the grant date, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 21:19 UTC
Barton RussellChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 120,200 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001209191-23-003731 · doc4.xml · derivative · entry 2

Barton Russell · CIK 0001867418 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,200

Underlying: Common Stock · 120,200 shares

Expires 2033-01-16

F2 · derivative.exercise_date: The shares subject to the option will vest in 48 equal monthly installments such that the option is fully vested on the fourth anniversary of the date of grant, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 21:19 UTC
Barton RussellChief Operating Officer
GrantCommon Stock 26,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003731 · doc4.xml · nonDerivative · entry 1

Barton Russell · CIK 0001867418 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,700

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in three equal annual installments commencing one year after the grant date, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 21:27 UTC
Zuga MattCFO and Chief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 150,800 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001209191-23-003750 · doc4.xml · derivative · entry 2

Zuga Matt · CIK 0001790214 · CFO and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,800

Underlying: Common Stock · 150,800 shares

Expires 2033-01-16

F2 · derivative.exercise_date: The shares subject to the option will vest in 48 equal monthly installments such that the option is fully vested on the fourth anniversary of the date of grant, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 21:27 UTC
Zuga MattCFO and Chief Business Officer
GrantCommon Stock 33,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003750 · doc4.xml · nonDerivative · entry 1

Zuga Matt · CIK 0001790214 · CFO and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,687

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in three equal annual installments commencing one year after the grant date, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 00:41 UTC GrantStock Option Grant (right to buy) · Derivative 50,000 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001209191-23-001431 · doc4.xml · derivative · entry 1

Porter Derrell · CIK 0001706400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-01-04

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a three year period such that the option is fully vested on the third anniversary of the date of grant, subject to the Reporting Person's continuous service through each such vesting date and shall vest and become immediately exercisable prior to the effectiveness of a change in control.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 22:23 UTC
Zuga MattCFO and Chief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001209191-23-000327 · doc4.xml · derivative · entry 2

Zuga Matt · CIK 0001790214 · CFO and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,369

Underlying: Common Stock · 50,000 shares

Expires 2031-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares underlying the option vested and became exercisable on January 1, 2022; the remainder vested or shall vest and become exercisable in 36 equal monthly installments such that the option shall be fully vested on January 1, 2025, subject to the Reporting Person providing continuous service to the Issuer on each such date.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 22:23 UTC
Zuga MattCFO and Chief Business Officer
Exercise / conversionCommon Stock 50,000 $1.19 $59,500.00
Disclosure

SEC source: 0001209191-23-000327 · doc4.xml · nonDerivative · entry 1

Zuga Matt · CIK 0001790214 · CFO and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 16:31 UTC
Meisner Derek MChief Legal Office & Corp Sec
GrantEmployee Stock Option (right to buy) · Derivative 225,000 $0.00 Strike: $6.08 $0.00
Disclosure

SEC source: 0001209191-22-049019 · doc4.xml · derivative · entry 1

Meisner Derek M · CIK 0001752461 · Chief Legal Office & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2032-09-05

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on September 6, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest and become exercisable each month thereafter, subject to Reporting Person continuing to provide service through each such date.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:27 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001209191-22-037889 · doc4.xml · derivative · entry 1

Fountain Nathan B · CIK 0001869596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option will vest on on the earlier of June 15, 2023 or the 2023 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

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June 15, 2022 Filed Jun 17, 2022 20:27 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001209191-22-037887 · doc4.xml · derivative · entry 1

Stoppel Laura · CIK 0001865119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option will vest on on the earlier of June 15, 2023 or the 2023 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

F2 · ownership.direct: Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund"), RA Capital Nexus Fund II, L.P. (the "Nexus Fund II") and a separately managed account (the "Account"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund, Nexus Fund II and the Account to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock.

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June 15, 2022 Filed Jun 17, 2022 20:22 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001209191-22-037864 · doc4.xml · derivative · entry 1

Drapkin Kimberlee C · CIK 0001340881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option will vest on on the earlier of June 15, 2023 or the 2023 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

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June 15, 2022 Filed Jun 17, 2022 20:25 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001209191-22-037881 · doc4.xml · derivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option will vest on on the earlier of June 15, 2023 or the 2023 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

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June 15, 2022 Filed Jun 17, 2022 20:24 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001209191-22-037875 · doc4.xml · derivative · entry 1

Stalfort John A III · CIK 0001709418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option will vest on on the earlier of June 15, 2023 or the 2023 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

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June 15, 2022 Filed Jun 17, 2022 20:24 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001209191-22-037870 · doc4.xml · derivative · entry 1

Sevigny Jeffrey · CIK 0001778483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option will vest on on the earlier of June 15, 2023 or the 2023 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

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June 15, 2022 Filed Jun 21, 2022 20:30 UTC
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund II, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001104659-22-072982 · tm2218907-1_4seq1.xml · derivative · entry 1

RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner

RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner

RA Capital Nexus Fund II, L.P. · CIK 0001825376 · Director · 10% owner

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

Shah Rajeev M. · CIK 0001619841 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-14

F2 · derivative.exercise_date: The shares subject to the option will vest on on the earlier of June 15, 2023 or the 2023 annual stockholder meeting, subject to Laura Stoppel's continuous service through each such vesting date.

F1 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"),RA Capital Nexus Fund II, L.P. (the "Nexus Fund II") and a separately managed account (the "Account"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

F2 · ownership.nature: The shares subject to the option will vest on on the earlier of June 15, 2023 or the 2023 annual stockholder meeting, subject to Laura Stoppel's continuous service through each such vesting date.

F3 · ownership.nature: Laura Stoppel is a Principal of the Adivser who serves on the Issuer's board of directors. Under Ms. Stoppel's arrangement with the Adviser, Ms. Stoppel holds the option for the benefit of the Fund, the Nexus Fund II and the Account. Ms. Stoppel is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund, the Nexus Fund II, and the Account to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock.

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April 01, 2022 Filed Apr 4, 2022 21:11 UTC GrantStock Option Grant (right to buy) · Derivative 50,000 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001209191-22-022535 · doc4.xml · derivative · entry 1

Drapkin Kimberlee C · CIK 0001340881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-04-01

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a three year period such that the option is fully vested on the third anniversary of the date of grant, subject to the Reporting Person's continuous service through each such vesting date and shall vest and become immediately exercisable prior to the effectiveness of a change in control.

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January 19, 2022 Filed Jan 21, 2022 16:21 UTC
Siemers EricChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 90,000 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001209191-22-004423 · doc4.xml · derivative · entry 1

Siemers Eric · CIK 0001866239 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on January 19, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest and become exercisable each month thereafter, subject to Reporting Person continuing to provide service through each such date.

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January 19, 2022 Filed Jan 21, 2022 16:20 UTC
OConnell Daniel JosephDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 455,000 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001209191-22-004419 · doc4.xml · derivative · entry 1

OConnell Daniel Joseph · CIK 0001865136 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,000

Underlying: Common Stock · 455,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on January 19, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest and become exercisable each month thereafter, subject to Reporting Person continuing to provide service through each such date.

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January 19, 2022 Filed Jan 21, 2022 21:18 UTC
Barton RussellChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 135,000 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001209191-22-004415 · doc4.xml · derivative · entry 1

Barton Russell · CIK 0001867418 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on January 19, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest and become exercisable each month thereafter, subject to Reporting Person continuing to provide service through each such date.

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January 19, 2022 Filed Jan 21, 2022 21:22 UTC
Zuga MattCFO and Chief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001209191-22-004427 · doc4.xml · derivative · entry 1

Zuga Matt · CIK 0001790214 · CFO and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-01-19

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on January 19, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest and become exercisable each month thereafter, subject to Reporting Person continuing to provide service through each such date.

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November 30, 2021 Filed Dec 2, 2021 16:41 UTC
OConnell Daniel JosephDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,118 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001209191-21-067613 · doc4.xml · derivative · entry 2

OConnell Daniel Joseph · CIK 0001865136 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,118 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately exercisable.

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November 30, 2021 Filed Dec 2, 2021 16:41 UTC
OConnell Daniel JosephDirector · President and CEO
Exercise / conversionCommon Stock 1,118 $4.47 $4,997.46
Disclosure

SEC source: 0001209191-21-067613 · doc4.xml · nonDerivative · entry 1

OConnell Daniel Joseph · CIK 0001865136 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 06, 2021 Filed Jul 8, 2021 22:13 UTC PurchaseCommon Stock 6,250 $16.00 $100,000.00
Disclosure

SEC source: 0001209191-21-046026 · doc4.xml · nonDerivative · entry 1

Fountain Nathan B · CIK 0001869596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

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July 06, 2021 Filed Jul 8, 2021 18:16 UTC
OConnell Daniel JosephDirector · President and CEO
Exercise / conversionWarrant (Right to Buy) · Derivative 35 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001209191-21-046029 · doc4.xml · derivative · entry 5

OConnell Daniel Joseph · CIK 0001865136 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 06, 2021 Filed Jul 8, 2021 18:16 UTC
OConnell Daniel JosephDirector · President and CEO
ConversionSeries A Preferred Stock · Derivative 123 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046029 · doc4.xml · derivative · entry 4

OConnell Daniel Joseph · CIK 0001865136 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 6, 2021, each share of Series A Convertible Preferred Stock (the "Preferred Stock") converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F1 · price: On July 6, 2021, each share of Series A Convertible Preferred Stock (the "Preferred Stock") converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F1 · derivative.exercise_date: On July 6, 2021, each share of Series A Convertible Preferred Stock (the "Preferred Stock") converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

F1 · derivative.expiration_date: On July 6, 2021, each share of Series A Convertible Preferred Stock (the "Preferred Stock") converted into Common Stock on a one-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.