Last 12 months
Inside the activity.
6 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 5 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2017 Filed Feb 7, 2017 22:41 UTC |
Karolis GeorgeSVP, Corp. Dev. & Real Estate
|
Tax withholdingCommon Stock | 166 | $64.45 | $10,698.70 |
DisclosureSEC source: 0001144980-17-000025 · wf-form4_148650725689488.xml · nonDerivative · entry 2 Karolis George · CIK 0001660784 · SVP, Corp. Dev. & Real Estate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,141 F2 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 5, 2015. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 22:41 UTC |
Karolis GeorgeSVP, Corp. Dev. & Real Estate
|
Tax withholdingCommon Stock | 230 | $64.45 | $14,823.50 |
DisclosureSEC source: 0001144980-17-000025 · wf-form4_148650725689488.xml · nonDerivative · entry 1 Karolis George · CIK 0001660784 · SVP, Corp. Dev. & Real Estate 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,307 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 5, 2014. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 22:40 UTC |
Hult David WEVP & COO
|
Exercise / conversionPerformance Share Units · Derivative | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-17-000024 · wf-form4_148650723961346.xml · derivative · entry 9 Hult David W · CIK 0001524707 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,272 Underlying: Common Stock · 4,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vests on February 5, 2018; 14.8% vests on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021. F8 · derivative.exercise_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vests on February 5, 2018; 14.8% vests on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021. F8 · derivative.expiration_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vests on February 5, 2018; 14.8% vests on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 22:40 UTC |
Hult David WEVP & COO
|
GrantPerformance Share Units · Derivative | 30,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-17-000024 · wf-form4_148650723961346.xml · derivative · entry 8 Hult David W · CIK 0001524707 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,835 Underlying: Common Stock · 30,835 shares Expires not disclosed F8 · derivative.exercise_price: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vests on February 5, 2018; 14.8% vests on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021. F8 · derivative.exercise_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vests on February 5, 2018; 14.8% vests on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021. F8 · derivative.expiration_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on January 24, 2017. Each performance share unit converts into one share of the Issuer's common stock upon vesting. The performance share units granted on February 5, 2016 vest on each anniversary of the grant date over a five year period as follows: 14.8% vested on February 5, 2017; 14.8% vests on February 5, 2018; 14.8% vests on February 5, 2019; 27.8% vests on February 5, 2020; and 27.8% vests on February 5, 2021. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 22:40 UTC |
Hult David WEVP & COO
|
Exercise / conversionPerformance Share Units · Derivative | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-17-000024 · wf-form4_148650723961346.xml · derivative · entry 7 Hult David W · CIK 0001524707 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,978 Underlying: Common Stock · 2,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 4, 2016. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2015 vested upon certification of the objectives having been met, which occurred on March 4, 2016, an additional one-third vested on February 5, 2017 and the remaining one-third vests on February 5, 2018. F7 · derivative.exercise_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 4, 2016. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2015 vested upon certification of the objectives having been met, which occurred on March 4, 2016, an additional one-third vested on February 5, 2017 and the remaining one-third vests on February 5, 2018. F7 · derivative.expiration_date: Represents vesting of performance share units upon the Issuer having met certain performance objectives, which objectives were certified as having been met on March 4, 2016. Each performance share unit converts into one share of the Issuer's common stock upon vesting. One-third of the performance share units granted on February 5, 2015 vested upon certification of the objectives having been met, which occurred on March 4, 2016, an additional one-third vested on February 5, 2017 and the remaining one-third vests on February 5, 2018. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 22:40 UTC |
Hult David WEVP & COO
|
Tax withholdingCommon Stock | 1,558 | $64.45 | $100,413.10 |
DisclosureSEC source: 0001144980-17-000024 · wf-form4_148650723961346.xml · nonDerivative · entry 6 Hult David W · CIK 0001524707 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,866 F6 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of performance share units, and the conversion of such units into shares of the Issuer's common stock, granted on February 5, 2016. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 22:40 UTC |
Hult David WEVP & COO
|
Exercise / conversionCommon Stock | 4,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-17-000024 · wf-form4_148650723961346.xml · nonDerivative · entry 5 Hult David W · CIK 0001524707 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents shares of the Issuer's common stock issued upon the vesting of performance share units granted on February 5, 2016. This transaction represents the vesting of 14.8% of this award. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 22:40 UTC |
Hult David WEVP & COO
|
Tax withholdingCommon Stock | 993 | $64.45 | $63,998.85 |
DisclosureSEC source: 0001144980-17-000024 · wf-form4_148650723961346.xml · nonDerivative · entry 4 Hult David W · CIK 0001524707 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,861 F4 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of performance share units, and the conversion of such units into shares of the Issuer's common stock, granted on February 5, 2015. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 22:40 UTC |
Hult David WEVP & COO
|
Exercise / conversionCommon Stock | 2,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-17-000024 · wf-form4_148650723961346.xml · nonDerivative · entry 3 Hult David W · CIK 0001524707 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares of the Issuer's common stock issued upon the vesting of performance share units granted on February 5, 2015. This transaction represents the vesting of one-third of this award. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 22:40 UTC |
Hult David WEVP & COO
|
Tax withholdingCommon Stock | 2,280 | $64.45 | $146,946.00 |
DisclosureSEC source: 0001144980-17-000024 · wf-form4_148650723961346.xml · nonDerivative · entry 2 Hult David W · CIK 0001524707 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,877 F2 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 5, 2016. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 22:40 UTC |
Hult David WEVP & COO
|
Tax withholdingCommon Stock | 497 | $64.45 | $32,031.65 |
DisclosureSEC source: 0001144980-17-000024 · wf-form4_148650723961346.xml · nonDerivative · entry 1 Hult David W · CIK 0001524707 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,157 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on February 5, 2015. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 17:50 UTC |
MONAGHAN CRAIG TDirector · President & CEO
|
SaleCommon Stock | 4,726 | $62.38 | $294,807.88 |
DisclosureSEC source: 0001144980-16-000239 · wf-form4_148184222270461.xml · nonDerivative · entry 7 MONAGHAN CRAIG T · CIK 0001082896 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,519 F7 · price: Represents the weighted average share price of an aggregate total of 4,726 shares of Issuer's common stock sold in the price range of $62.25 to $62.90 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2016 Filed Dec 15, 2016 17:50 UTC |
MONAGHAN CRAIG TDirector · President & CEO
|
SaleCommon Stock | 3,274 | $62.04 | $203,118.96 |
DisclosureSEC source: 0001144980-16-000239 · wf-form4_148184222270461.xml · nonDerivative · entry 6 MONAGHAN CRAIG T · CIK 0001082896 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,245 F6 · price: Represents the weighted average share price of an aggregate total of 3,274 shares of Issuer's common stock sold in the price range of $61.65 to $62.21 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 17:50 UTC |
MONAGHAN CRAIG TDirector · President & CEO
|
SaleCommon Stock | 2,408 | $62.01 | $149,320.08 |
DisclosureSEC source: 0001144980-16-000239 · wf-form4_148184222270461.xml · nonDerivative · entry 5 MONAGHAN CRAIG T · CIK 0001082896 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,519 F5 · price: Represents the weighted average share price of an aggregate total of 2,408 shares of Issuer's common stock sold in the price range of $61.85 to $62.30 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 17:50 UTC |
MONAGHAN CRAIG TDirector · President & CEO
|
SaleCommon Stock | 2,653 | $61.65 | $163,557.45 |
DisclosureSEC source: 0001144980-16-000239 · wf-form4_148184222270461.xml · nonDerivative · entry 4 MONAGHAN CRAIG T · CIK 0001082896 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,927 F4 · price: Represents the weighted average share price of an aggregate total of 2,653 shares of Issuer's common stock sold in the price range of $61.50 to $61.80 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 17:50 UTC |
MONAGHAN CRAIG TDirector · President & CEO
|
SaleCommon Stock | 2,939 | $61.18 | $179,808.02 |
DisclosureSEC source: 0001144980-16-000239 · wf-form4_148184222270461.xml · nonDerivative · entry 3 MONAGHAN CRAIG T · CIK 0001082896 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,580 F3 · price: Represents the weighted average share price of an aggregate total of 2,939 shares of Issuer's common stock sold in the price range of $60.95 to $61.49 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 17:50 UTC |
MONAGHAN CRAIG TDirector · President & CEO
|
SaleCommon Stock | 3,944 | $62.66 | $247,131.04 |
DisclosureSEC source: 0001144980-16-000239 · wf-form4_148184222270461.xml · nonDerivative · entry 2 MONAGHAN CRAIG T · CIK 0001082896 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,519 F2 · price: Represents the weighted average share price of an aggregate total of 3,944 shares of Issuer's common stock sold in the price range of $62.49 to $63.10 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 17:50 UTC |
MONAGHAN CRAIG TDirector · President & CEO
|
SaleCommon Stock | 4,056 | $62.24 | $252,445.44 |
DisclosureSEC source: 0001144980-16-000239 · wf-form4_148184222270461.xml · nonDerivative · entry 1 MONAGHAN CRAIG T · CIK 0001082896 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,463 F1 · price: Represents the weighted average share price of an aggregate total of 4,056 shares of Issuer's common stock sold in the price range of $61.73 to $62.47 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2016 Filed Feb 2, 2017 21:31 UTC |
Clements DEnnis EDirector
|
GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-17-000011 · wf-form5_148607106852216.xml · nonDerivative · entry 1 Clements DEnnis E · CIK 0001377323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,693 Read SEC document |
| November 23, 2016 Filed Feb 2, 2017 21:31 UTC |
MARITZ PHILIP FDirector
|
GiftCommon Stock | 1,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-17-000013 · wf-form5_148607110355424.xml · nonDerivative · entry 1 MARITZ PHILIP F · CIK 0001172458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,739 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:34 UTC |
DELOACH THOMAS C JRDirector
|
SaleCommon Stock | 2,953 | $57.40 | $169,502.20 |
DisclosureSEC source: 0001144980-16-000237 · wf-form4_147933207290431.xml · nonDerivative · entry 1 DELOACH THOMAS C JR · CIK 0001248315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,000 F1 · price: Represents the weighted average share price of an aggregate total of 2,953 shares of Issuer's common stock sold in the price range of $57.20 to $57.70 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or security holder, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2016 Filed Feb 2, 2017 21:31 UTC |
JAMES JUANITA TDirector
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-17-000012 · wf-form5_148607108614608.xml · nonDerivative · entry 2 JAMES JUANITA T · CIK 0001215320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,957 Read SEC document |
| November 10, 2016 Filed Feb 2, 2017 21:31 UTC |
JAMES JUANITA TDirector
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-17-000012 · wf-form5_148607108614608.xml · nonDerivative · entry 1 JAMES JUANITA T · CIK 0001215320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,007 Read SEC document |
| November 04, 2016 Filed Nov 9, 2016 14:32 UTC |
JAMES JUANITA TDirector
|
SaleCommon Stock | 1,250 | $48.86 | $61,075.00 |
DisclosureSEC source: 0001144980-16-000235 · wf-form4_147870190388650.xml · nonDerivative · entry 3 JAMES JUANITA T · CIK 0001215320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,107 Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:34 UTC |
Hult David WEVP & COO
|
Tax withholdingCommon Stock | 789 | $48.85 | $38,542.65 |
DisclosureSEC source: 0001144980-16-000232 · wf-form4_147855445726956.xml · nonDerivative · entry 1 Hult David W · CIK 0001524707 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,654 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes upon the vesting of a restricted stock award granted on November 3, 2014. Read SEC document |
| May 03, 2016 Filed May 5, 2016 21:01 UTC |
MSD CAPITAL, L.P.Director
MSD Multi-Strategy, L.P.Director
DELL MICHAEL SDirector
|
OtherTotal Return Equity Swap · Derivative | 225,000 | Not disclosed Strike: $58.12 | Not disclosed |
DisclosureSEC source: 0001123292-16-002221 · edgar.xml · derivative · entry 4 MSD CAPITAL L P · CIK 0001105497 · Director MSD SBI LP · CIK 0001217005 · Director DELL MICHAEL S · CIK 0000908724 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2017-06-06 F6 · price: On May 3, 2016, simultaneous with the disposition reported in Table I, MSD SBI entered into a cash-settled total return equity swap ("Total Return Swap") with Goldman Sachs International ("Goldman") with a reference price of $58.12. Under the terms of the Total Return Swap (i) MSD SBI will be obligated to pay to Goldman any negative price performance of the 225,000 shares of common stock subject to the Total Return Swap as of the expiration date of the Total Return Swap, plus financing, and (ii) Goldman will be obligated to pay to MSD SBI any positive price performance of the 225,000 shares of common stock subject to the Total Return Swap as of the expiration date of such Total Return Swap. Any dividends received by Goldman on the 225,000 shares of common stock during the term of the Total Return Swap will be paid to MSD SBI. F7 · price: All balances will be cash settled at the expiration date of the Total Return Swap. F6 · derivative.exercise_date: On May 3, 2016, simultaneous with the disposition reported in Table I, MSD SBI entered into a cash-settled total return equity swap ("Total Return Swap") with Goldman Sachs International ("Goldman") with a reference price of $58.12. Under the terms of the Total Return Swap (i) MSD SBI will be obligated to pay to Goldman any negative price performance of the 225,000 shares of common stock subject to the Total Return Swap as of the expiration date of the Total Return Swap, plus financing, and (ii) Goldman will be obligated to pay to MSD SBI any positive price performance of the 225,000 shares of common stock subject to the Total Return Swap as of the expiration date of such Total Return Swap. Any dividends received by Goldman on the 225,000 shares of common stock during the term of the Total Return Swap will be paid to MSD SBI. F7 · derivative.exercise_date: All balances will be cash settled at the expiration date of the Total Return Swap. F1 · ownership.direct: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. [footnote cont'd] F2 · ownership.direct: [continuation] Mr. Alsfine who is a partner in MSD Capital, was appointed to the Issuer's board of directors and each reporting person may be deemed to beneficially own securities owned by Mr. Alsfine. F3 · ownership.direct: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F4 · ownership.direct: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. F6 · ownership.direct: On May 3, 2016, simultaneous with the disposition reported in Table I, MSD SBI entered into a cash-settled total return equity swap ("Total Return Swap") with Goldman Sachs International ("Goldman") with a reference price of $58.12. Under the terms of the Total Return Swap (i) MSD SBI will be obligated to pay to Goldman any negative price performance of the 225,000 shares of common stock subject to the Total Return Swap as of the expiration date of the Total Return Swap, plus financing, and (ii) Goldman will be obligated to pay to MSD SBI any positive price performance of the 225,000 shares of common stock subject to the Total Return Swap as of the expiration date of such Total Return Swap. Any dividends received by Goldman on the 225,000 shares of common stock during the term of the Total Return Swap will be paid to MSD SBI. F7 · ownership.direct: All balances will be cash settled at the expiration date of the Total Return Swap. Read SEC document |
| May 03, 2016 Filed May 5, 2016 21:01 UTC |
MSD CAPITAL, L.P.Director
MSD Multi-Strategy, L.P.Director
DELL MICHAEL SDirector
|
PurchaseCommon Stock | 100 | $58.12 | $5,812.00 |
DisclosureSEC source: 0001123292-16-002221 · edgar.xml · nonDerivative · entry 2 MSD CAPITAL L P · CIK 0001105497 · Director MSD SBI LP · CIK 0001217005 · Director DELL MICHAEL S · CIK 0000908724 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,696 F1 · ownership.direct: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. [footnote cont'd] F2 · ownership.direct: [continuation] Mr. Alsfine who is a partner in MSD Capital, was appointed to the Issuer's board of directors and each reporting person may be deemed to beneficially own securities owned by Mr. Alsfine. F3 · ownership.direct: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F4 · ownership.direct: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| May 03, 2016 Filed May 5, 2016 21:01 UTC |
MSD CAPITAL, L.P.Director
MSD Multi-Strategy, L.P.Director
DELL MICHAEL SDirector
|
SaleCommon Stock | 225,000 | $58.12 | $13,077,000.00 |
DisclosureSEC source: 0001123292-16-002221 · edgar.xml · nonDerivative · entry 1 MSD CAPITAL L P · CIK 0001105497 · Director MSD SBI LP · CIK 0001217005 · Director DELL MICHAEL S · CIK 0000908724 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,596 F1 · ownership.direct: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. [footnote cont'd] F2 · ownership.direct: [continuation] Mr. Alsfine who is a partner in MSD Capital, was appointed to the Issuer's board of directors and each reporting person may be deemed to beneficially own securities owned by Mr. Alsfine. F3 · ownership.direct: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F4 · ownership.direct: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| February 17, 2016 Filed Nov 9, 2016 14:32 UTC |
JAMES JUANITA TDirector
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-16-000235 · wf-form4_147870190388650.xml · nonDerivative · entry 2 JAMES JUANITA T · CIK 0001215320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,357 Read SEC document |
| February 12, 2016 Filed Nov 9, 2016 14:32 UTC |
JAMES JUANITA TDirector
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001144980-16-000235 · wf-form4_147870190388650.xml · nonDerivative · entry 1 JAMES JUANITA T · CIK 0001215320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,457 Read SEC document |
| February 05, 2016 Filed Feb 9, 2016 23:14 UTC |
MSD CAPITAL, L.P.Director
MSD Multi-Strategy, L.P.Director
DELL MICHAEL SDirector
|
GrantCommon Stock | 2,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-16-001693 · edgar.xml · nonDerivative · entry 1 MSD CAPITAL L P · CIK 0001105497 · Director MSD SBI LP · CIK 0001217005 · Director DELL MICHAEL S · CIK 0000908724 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,253 F1 · shares: On February 5, 2016, the issuer granted to Joel Alsfine, a partner in MSD Capital, L.P. ("MSD Capital"), 2,034 shares of common stock pursuant to the company's director compensation program. The common stock vested immediately upon grant. F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. F4 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P., MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. [footnote cont'd] F5 · ownership.nature: [continuation] Mr. Alsfine who is a partner in MSD Capital, was appointed to the Issuer's board of directors and each reporting person may be deemed to beneficially own securities owned by Mr. Alsfine. Read SEC document |
| February 05, 2015 Filed Feb 9, 2015 22:31 UTC |
MSD CAPITAL, L.P.Director
MSD Multi-Strategy, L.P.Director
DELL MICHAEL SDirector
|
GrantCommon Stock | 1,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-15-000336 · edgar.xml · nonDerivative · entry 1 MSD CAPITAL L P · CIK 0001105497 · Director MSD SBI LP · CIK 0001217005 · Director DELL MICHAEL S · CIK 0000908724 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,219 F1 · shares: On February 5, 2015, the issuer granted to Joel Alsfine, a partner in MSD Capital, L.P. ("MSD Capital"), 1,219 shares of common stock pursuant to the company's director compensation program. The common stock vested immediately upon grant. F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. F4 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P., MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. [footnote cont'd] F5 · ownership.nature: [continuation] Mr. Alsfine who is a partner in MSD Capital, was appointed to the Issuer's board of directors and each reporting person may be deemed to beneficially own securities owned by Mr. Alsfine. Read SEC document |
| August 08, 2013 Filed Aug 12, 2013 20:39 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
SaleCommon Stock | 50,000 | $51.91 | $2,595,690.00 |
DisclosureSEC source: 0001123292-13-001282 · edgar.xml · nonDerivative · entry 1 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,087,873 F1 · price: This transaction was executed in multiple trades on August 8, 2013 at prices ranging from $51.80 to $52.01. The price reported reflects the weighted average sales price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities sold at each separate price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. The securities reported herein are owned directly by MSD SBI. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F4 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. Read SEC document |
| November 02, 2012 Filed Nov 6, 2012 22:06 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
GiftCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-12-000967 · edgar.xml · nonDerivative · entry 1 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,137,873 F1 · shares: These securities were gifted by Michael S. Dell to the Michael & Susan Dell Foundation following the distribution of the securities to Mr. Dell by MSD SBI, L.P. ("MSD SBI"). F2 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD SBI and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Each Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each Reporting Person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| September 11, 2012 Filed Sep 12, 2012 21:16 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
SaleCommon Stock | 48,400 | $30.04 | $1,453,732.72 |
DisclosureSEC source: 0001123292-12-000870 · edgar.xml · nonDerivative · entry 2 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,287,873 F2 · price: This transaction was executed in multiple trades on September 11, 2012 at prices ranging from $29.74 to $30.235. The price reported reflects the weighted average sales price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities sold at each separate price. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F4 · ownership.nature: Each Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each Reporting Person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| September 10, 2012 Filed Sep 12, 2012 21:16 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
SaleCommon Stock | 175,000 | $29.86 | $5,225,395.00 |
DisclosureSEC source: 0001123292-12-000870 · edgar.xml · nonDerivative · entry 1 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,336,273 F1 · price: This transaction was executed in multiple trades on September 10, 2012 at prices ranging from $29.73 to $30.08. The price reported reflects the weighted average sales price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities sold at each separate price. F3 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F4 · ownership.nature: Each Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each Reporting Person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| August 07, 2012 Filed Aug 9, 2012 21:03 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
SaleCommon Stock | 175,000 | $27.02 | $4,729,357.50 |
DisclosureSEC source: 0001123292-12-000823 · edgar.xml · nonDerivative · entry 1 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,511,273 F1 · price: This transaction was executed in multiple trades on August 7, 2012 at prices ranging from $27.00 to $27.38. The price reported reflects the weighted average sales price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities sold at each separate price. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P. ("MSD Capital"), MSD SBI, L.P. ("MSD SBI") and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC ("MSD Capital Management") is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Each of Glenn R. Fuhrman, John C. Phelan and Marc R. Lisker is a manager of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. Each of Messrs. Dell, Fuhrman, Phelan and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Each Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each Reporting Person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| March 02, 2012 Filed Mar 5, 2012 23:09 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
OtherTotal Return Equity Swap · Derivative | 200,000 | Not disclosed Strike: $2.97 | Not disclosed |
DisclosureSEC source: 0001181431-12-014384 · rrd337140.xml · derivative · entry 5 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2018-09-17 F9 · price: On March 2, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank relating to shares of common stock of the issuer in the amount of 200,000 notional shares at a price of $26.8057 per notional share. F10 · derivative.exercise_date: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F11 · derivative.exercise_date: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. F1 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P., MSD SBI, L.P. and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. F4 · ownership.nature: Represents securities owned by MSD SBI. F9 · ownership.nature: On March 2, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank relating to shares of common stock of the issuer in the amount of 200,000 notional shares at a price of $26.8057 per notional share. F10 · ownership.nature: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F11 · ownership.nature: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. Read SEC document |
| March 02, 2012 Filed Mar 5, 2012 23:09 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
OtherTotal Return Equity Swap · Derivative | 83,556 | Not disclosed Strike: $3.29 | Not disclosed |
DisclosureSEC source: 0001181431-12-014384 · rrd337140.xml · derivative · entry 4 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 83,556 shares Expires 2018-09-17 F8 · price: On March 2, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank relating to shares of common stock of the issuer in the amount of 83,556 notional shares at a price of $26.8057 per notional share. F10 · derivative.exercise_date: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F11 · derivative.exercise_date: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. F1 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P., MSD SBI, L.P. and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. F4 · ownership.nature: Represents securities owned by MSD SBI. F8 · ownership.nature: On March 2, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank relating to shares of common stock of the issuer in the amount of 83,556 notional shares at a price of $26.8057 per notional share. F10 · ownership.nature: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F11 · ownership.nature: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 23:09 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
OtherTotal Return Equity Swap · Derivative | 82,244 | Not disclosed Strike: $3.29 | Not disclosed |
DisclosureSEC source: 0001181431-12-014384 · rrd337140.xml · derivative · entry 3 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 83,556 Underlying: Common Stock · 82,244 shares Expires 2018-09-17 F7 · price: On March 1, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank relating to shares of common stock of the issuer in the amount of 82,244 notional shares at a price of $26.6987 per notional share. F10 · derivative.exercise_date: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F11 · derivative.exercise_date: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. F1 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P., MSD SBI, L.P. and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. F4 · ownership.nature: Represents securities owned by MSD SBI. F7 · ownership.nature: On March 1, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank relating to shares of common stock of the issuer in the amount of 82,244 notional shares at a price of $26.6987 per notional share. F10 · ownership.nature: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F11 · ownership.nature: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 23:09 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
OtherTotal Return Equity Swap · Derivative | 113,300 | Not disclosed Strike: $3.51 | Not disclosed |
DisclosureSEC source: 0001181431-12-014384 · rrd337140.xml · derivative · entry 2 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 113,300 shares Expires 2018-09-17 F6 · price: On March 1, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank relating to shares of common stock of the issuer in the amount of 113,300 notional shares at a price of $26.6987 per notional share. F10 · derivative.exercise_date: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F11 · derivative.exercise_date: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. F1 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P., MSD SBI, L.P. and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. F4 · ownership.nature: Represents securities owned by MSD SBI. F6 · ownership.nature: On March 1, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank relating to shares of common stock of the issuer in the amount of 113,300 notional shares at a price of $26.6987 per notional share. F10 · ownership.nature: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F11 · ownership.nature: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 23:09 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
OtherTotal Return Equity Swap · Derivative | 54,456 | Not disclosed Strike: $3.53 | Not disclosed |
DisclosureSEC source: 0001181431-12-014384 · rrd337140.xml · derivative · entry 1 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 54,456 shares Expires 2018-09-17 F5 · price: On March 1, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank, NA New York ("Citibank") relating to shares of common stock of the issuer in the amount of 54,456 notional shares at a price of $26.6987 per notional share. F10 · derivative.exercise_date: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F11 · derivative.exercise_date: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. F1 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P., MSD SBI, L.P. and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. F4 · ownership.nature: Represents securities owned by MSD SBI. F5 · ownership.nature: On March 1, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank, NA New York ("Citibank") relating to shares of common stock of the issuer in the amount of 54,456 notional shares at a price of $26.6987 per notional share. F10 · ownership.nature: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F11 · ownership.nature: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 02:17 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
OtherTotal Return Equity Swap · Derivative | 133,721 | Not disclosed Strike: $3.53 | Not disclosed |
DisclosureSEC source: 0001181431-12-009257 · rrd334609.xml · derivative · entry 2 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 54,456 Underlying: Common Stock · 133,721 shares Expires 2018-09-17 F6 · price: On February 14, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank relating to shares of common stock of the issuer in the amount of 133,721 notional shares at a price of $26.5255 per notional share. F7 · derivative.exercise_date: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F8 · derivative.exercise_date: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. F1 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P., MSD SBI, L.P. and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. F4 · ownership.nature: Represents securities owned by MSD SBI. F6 · ownership.nature: On February 14, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank relating to shares of common stock of the issuer in the amount of 133,721 notional shares at a price of $26.5255 per notional share. F7 · ownership.nature: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F8 · ownership.nature: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. Read SEC document |
| February 13, 2012 Filed Feb 16, 2012 02:17 UTC |
MSD CAPITAL, L.P.10% owner
MSD Multi-Strategy, L.P.10% owner
DELL MICHAEL S10% owner
|
OtherTotal Return Equity Swap · Derivative | 256,423 | Not disclosed Strike: $3.53 | Not disclosed |
DisclosureSEC source: 0001181431-12-009257 · rrd334609.xml · derivative · entry 1 MSD CAPITAL L P · CIK 0001105497 · 10% owner MSD SBI LP · CIK 0001217005 · 10% owner DELL MICHAEL S · CIK 0000908724 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 188,177 Underlying: Common Stock · 256,423 shares Expires 2018-09-17 F5 · price: On February 13, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank, NA New York ("Citibank") relating to shares of common stock of the issuer in the amount of 256,423 notional shares at a price of $25.0016 per notional share. F7 · derivative.exercise_date: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F8 · derivative.exercise_date: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. F1 · ownership.nature: This statement is jointly filed by and on behalf of each of MSD Capital, L.P., MSD SBI, L.P. and Michael S. Dell. MSD Capital is the general partner of MSD SBI and may be deemed to beneficially own securities owned by MSD SBI. MSD Capital Management LLC is the general partner of MSD Capital and may be deemed to beneficially own securities owned by MSD Capital. Michael S. Dell is the controlling member of MSD Capital Management and may be deemed to beneficially own securities owned by MSD Capital Management. F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. F3 · ownership.nature: Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer. F4 · ownership.nature: Represents securities owned by MSD SBI. F5 · ownership.nature: On February 13, 2012, MSD SBI closed out certain cash-settled total return equity swaps entered into by MSD SBI with Citibank, NA New York ("Citibank") relating to shares of common stock of the issuer in the amount of 256,423 notional shares at a price of $25.0016 per notional share. F7 · ownership.nature: Under the terms of each total return equity swap: (i) MSD SBI was obligated to pay to Citibank any negative price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap, plus interest; and (ii) Citibank was obligated to pay to MSD SBI any positive price performance of the shares of common stock subject to such total return equity swap as of the termination date of such total return equity swap. An amount equal to any dividends received by Citibank on the shares of common stock during the term of each such total return equity swap was to be paid to MSD SBI. F8 · ownership.nature: None of the total return equity swaps gives MSD SBI direct or indirect voting, investment or dispositive control over any securities of the issuer or requires Citibank to acquire, hold, vote or dispose of any securities of the issuer. Accordingly, MSD SBI disclaims any beneficial ownership in securities that may be referenced in any such total return equity swap. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.