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Nasdaq · USD

ABEO

ABEONA THERAPEUTICS INC.

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Tapewire entity
5808
SEC CIK
0000318306
Parsed reports
305

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202605
Feb 202605
Mar 202602
Apr 202600
May 202603
Jun 2026011
Jul 202605
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2025 Filed Oct 1, 2025 20:30 UTC
Seshadri VishwasDirector · Chief Executive Officer
SaleCommon Stock 25,000 $5.24 $130,930.00
Disclosure

SEC source: 0001493152-25-016543 · ownership.xml · nonDerivative · entry 2

Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,190,067

F3 · kind: The reported sale of 25,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.2725 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 29, 2025 Filed Oct 1, 2025 20:30 UTC
O'Malley Brendan M.SVP, Chief Legal Officer
SaleCommon Stock 9,366 $5.39 $50,515.52
Disclosure

SEC source: 0001493152-25-016544 · ownership.xml · nonDerivative · entry 1

O'Malley Brendan M. · CIK 0001884342 · SVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,763

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.46 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 29, 2025 Filed Oct 1, 2025 20:30 UTC
Seshadri VishwasDirector · Chief Executive Officer
SaleCommon Stock 19,274 $5.39 $103,954.32
Disclosure

SEC source: 0001493152-25-016543 · ownership.xml · nonDerivative · entry 1

Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,215,067

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.46 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 29, 2025 Filed Oct 1, 2025 20:30 UTC
Vazzano Joseph WalterChief Financial Officer
SaleCommon Stock 9,035 $5.39 $48,730.27
Disclosure

SEC source: 0001493152-25-016542 · ownership.xml · nonDerivative · entry 1

Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,631

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.46 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 22, 2025 Filed Sep 22, 2025 23:49 UTC
O'Malley Brendan M.SVP, Chief Legal Officer
SaleCommon Stock 688 $5.43 $3,735.84
Disclosure

SEC source: 0001493152-25-014527 · ownership.xml · nonDerivative · entry 1

O'Malley Brendan M. · CIK 0001884342 · SVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,129

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

Read SEC document
August 15, 2025 Filed Aug 15, 2025 20:30 UTC
Vazzano Joseph WalterChief Financial Officer
SaleCommon Stock 15,000 $7.36 $110,358.00
Disclosure

SEC source: 0001493152-25-012099 · ownership.xml · nonDerivative · entry 1

Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,666

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.48 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 14, 2025 Filed Aug 15, 2025 20:30 UTC
Crombez EricDirector
SaleCommon Stock 4,718 $6.93 $32,683.00
Disclosure

SEC source: 0001641172-25-024384 · ownership.xml · nonDerivative · entry 1

Crombez Eric · CIK 0001653052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,427

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.77 to $7.05 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 22, 2025 Filed Jul 22, 2025 20:15 UTC
Vazzano Joseph WalterChief Financial Officer
SaleCommon Stock 1,502 $6.64 $9,974.63
Disclosure

SEC source: 0001641172-25-020575 · ownership.xml · nonDerivative · entry 1

Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,666

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.63 to $6.65 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 09, 2025 Filed Jul 10, 2025 20:30 UTC SaleCommon Stock 13,093 $5.86 $76,668.68
Disclosure

SEC source: 0001641172-25-018605 · ownership.xml · nonDerivative · entry 1

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,479

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.92 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 09, 2025 Filed Jul 10, 2025 20:30 UTC
Seshadri VishwasDirector · Chief Executive Officer
SaleCommon Stock 69,420 $5.86 $406,502.69
Disclosure

SEC source: 0001641172-25-018606 · ownership.xml · nonDerivative · entry 1

Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,234,341

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.92 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 09, 2025 Filed Jul 10, 2025 20:30 UTC
Vazzano Joseph WalterChief Financial Officer
SaleCommon Stock 25,411 $5.86 $148,799.19
Disclosure

SEC source: 0001641172-25-018604 · ownership.xml · nonDerivative · entry 1

Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,168

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.92 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 09, 2025 Filed Jul 10, 2025 20:30 UTC
O'Malley Brendan M.SVP, Chief Legal Officer
SaleCommon Stock 17,428 $5.86 $102,053.14
Disclosure

SEC source: 0001641172-25-018601 · ownership.xml · nonDerivative · entry 1

O'Malley Brendan M. · CIK 0001884342 · SVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,817

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.92 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 09, 2025 Filed Jul 10, 2025 20:30 UTC SaleCommon Stock 10,738 $5.86 $62,878.51
Disclosure

SEC source: 0001641172-25-018602 · ownership.xml · nonDerivative · entry 1

Charles Faith L. · CIK 0001853985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,094

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.92 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 09, 2025 Filed Jul 10, 2025 20:30 UTC
Alvino MarkDirector
SaleCommon Stock 13,093 $5.86 $76,668.68
Disclosure

SEC source: 0001641172-25-018599 · ownership.xml · nonDerivative · entry 1

Alvino Mark · CIK 0001356828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,252

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.78 to $5.92 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 08, 2025 Filed Jul 10, 2025 20:30 UTC SaleCommon Stock 5,176 $5.82 $30,147.09
Disclosure

SEC source: 0001641172-25-018603 · ownership.xml · nonDerivative · entry 1

Wuchterl Donald A. · CIK 0001857854 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,436

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.74 to $5.87 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 06, 2025 Filed Jun 6, 2025 22:04 UTC
Vazzano Joseph WalterChief Financial Officer
SaleCommon Stock 17,795 $6.76 $120,294.20
Disclosure

SEC source: 0001641172-25-014178 · ownership.xml · nonDerivative · entry 1

Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,246

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.76 to $6.79 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 06, 2025 Filed Jun 6, 2025 22:00 UTC
Seshadri VishwasDirector · Chief Executive Officer
SaleCommon Stock 50,676 $6.76 $342,569.76
Disclosure

SEC source: 0001641172-25-014172 · ownership.xml · nonDerivative · entry 1

Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,303,761

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.76 to $6.79 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 06, 2025 Filed Jun 6, 2025 21:56 UTC
O'Malley Brendan M.SVP, General Counsel
SaleCommon Stock 10,470 $6.76 $70,777.20
Disclosure

SEC source: 0001641172-25-014167 · ownership.xml · nonDerivative · entry 1

O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,245

F1 · kind: The sale reported in this Form 4 was to cover tax obligations associated with the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.76 to $6.79 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:31 UTC
Vazzano Joseph WalterChief Financial Officer
GrantCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-014321 · ownership.xml · nonDerivative · entry 1

Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504,579

F1 · shares: The restricted stock will vest one-third on each of June 5, 2026, June 5, 2027, and June 5, 2028.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:05 UTC
Seshadri VishwasDirector · Chief Executive Officer
Tax withholdingCommon Stock 885 $6.24 $5,522.40
Disclosure

SEC source: 0001641172-25-013428 · ownership.xml · nonDerivative · entry 1

Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,354,437

F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).

Read SEC document
May 27, 2025 Filed May 27, 2025 23:57 UTC
Alvino MarkDirector
SaleCommon Stock 2,000 $6.38 $12,760.00
Disclosure

SEC source: 0001641172-25-012556 · ownership.xml · nonDerivative · entry 1

Alvino Mark · CIK 0001356828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,435

Read SEC document
May 16, 2025 Filed May 16, 2025 21:23 UTC
Alvino MarkDirector
SaleCommon Stock 8,000 $5.68 $45,440.00
Disclosure

SEC source: 0001641172-25-011289 · ownership.xml · nonDerivative · entry 1

Alvino Mark · CIK 0001356828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,435

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.63 to $5.77 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 31, 2025 Filed Mar 31, 2025 23:17 UTC
Seshadri VishwasDirector · Chief Executive Officer
SaleCommon Stock 25,000 $4.78 $119,500.00
Disclosure

SEC source: 0001641172-25-001922 · ownership.xml · nonDerivative · entry 1

Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,355,322

F1 · shares: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 18, 2024.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.71 to $4.81 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 20:30 UTC
Vazzano Joseph WalterChief Financial Officer
Tax withholdingCommon stock 685 $5.29 $3,623.65
Disclosure

SEC source: 0001493152-25-010591 · ownership.xml · nonDerivative · entry 1

Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,041

F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).

Read SEC document
March 03, 2025 Filed Mar 4, 2025 21:30 UTC
O'Malley Brendan M.SVP, General Counsel
Tax withholdingCommon Stock 181 $5.24 $948.44
Disclosure

SEC source: 0001493152-25-009056 · ownership.xml · nonDerivative · entry 1

O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,715

F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).

Read SEC document
January 31, 2025 Filed Feb 4, 2025 01:37 UTC GrantCommon Stock 36,101 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004751 · ownership.xml · nonDerivative · entry 1

Charles Faith L. · CIK 0001853985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,832

F1 · kind: Upon vesting, a portion of the restricted stock may be surrendered to satisfy the reporting person's tax withholding obligation. Any deemed disposition of the withheld shares would be exempt pursuant to Rule 16b-3(e).

F2 · shares: All of the restricted stock will vest on January 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 01:37 UTC GrantCommon Stock 36,101 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004750 · ownership.xml · nonDerivative · entry 1

Amoroso Michael · CIK 0001830874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,466

F1 · kind: Upon vesting, a portion of the restricted stock may be surrendered to satisfy the reporting person's tax withholding obligation. Any deemed disposition of the withheld shares would be exempt pursuant to Rule 16b-3(e).

F2 · shares: All of the restricted stock will vest on January 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 01:37 UTC GrantCommon Stock 36,101 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004754 · ownership.xml · nonDerivative · entry 1

Wuchterl Donald A. · CIK 0001857854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,612

F1 · kind: Upon vesting, a portion of the restricted stock may be surrendered to satisfy the reporting person's tax withholding obligation. Any deemed disposition of the withheld shares would be exempt pursuant to Rule 16b-3(e).

F2 · shares: All of the restricted stock will vest on January 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 01:37 UTC
Crombez EricDirector
GrantCommon Stock 36,101 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004753 · ownership.xml · nonDerivative · entry 1

Crombez Eric · CIK 0001653052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,145

F1 · kind: Upon vesting, a portion of the restricted stock may be surrendered to satisfy the reporting person's tax withholding obligation. Any deemed disposition of the withheld shares would be exempt pursuant to Rule 16b-3(e).

F2 · shares: All of the restricted stock will vest on January 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 01:37 UTC GrantCommon Stock 36,101 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004752 · ownership.xml · nonDerivative · entry 1

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,572

F1 · kind: Upon vesting, a portion of the restricted stock may be surrendered to satisfy the reporting person's tax withholding obligation. Any deemed disposition of the withheld shares would be exempt pursuant to Rule 16b-3(e).

F2 · shares: All of the restricted stock will vest on January 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 01:37 UTC GrantCommon Stock 36,101 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004755 · ownership.xml · nonDerivative · entry 1

Zeiher Bernhardt G · CIK 0001971421 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,145

F1 · kind: Upon vesting, a portion of the restricted stock may be surrendered to satisfy the reporting person's tax withholding obligation. Any deemed disposition of the withheld shares would be exempt pursuant to Rule 16b-3(e).

F2 · shares: All of the restricted stock will vest on January 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 01:37 UTC
Alland LeilaDirector
GrantCommon Stock 36,101 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004748 · ownership.xml · nonDerivative · entry 1

Alland Leila · CIK 0001825216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,366

F1 · kind: Upon vesting, a portion of the restricted stock may be surrendered to satisfy the reporting person's tax withholding obligation. Any deemed disposition of the withheld shares would be exempt pursuant to Rule 16b-3(e).

F2 · shares: All of the restricted stock will vest on January 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 01:37 UTC
Alvino MarkDirector
GrantCommon Stock 36,101 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004749 · ownership.xml · nonDerivative · entry 1

Alvino Mark · CIK 0001356828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,435

F1 · kind: Upon vesting, a portion of the restricted stock may be surrendered to satisfy the reporting person's tax withholding obligation. Any deemed disposition of the withheld shares would be exempt pursuant to Rule 16b-3(e).

F2 · shares: All of the restricted stock will vest on January 31, 2026.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 21:30 UTC
Alvino MarkDirector
SaleCommon Stock 4,000 $5.38 $21,520.00
Disclosure

SEC source: 0001493152-25-004437 · ownership.xml · nonDerivative · entry 1

Alvino Mark · CIK 0001356828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,334

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.41 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 21, 2025 Filed Jan 21, 2025 21:30 UTC
Alvino MarkDirector
SaleCommon Stock 4,000 $5.10 $20,400.00
Disclosure

SEC source: 0001493152-25-003052 · ownership.xml · nonDerivative · entry 1

Alvino Mark · CIK 0001356828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,334

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.08 to $5.12 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 23:58 UTC
O'Malley Brendan M.SVP, General Counsel
GrantCommon Stock 115,607 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003465 · ownership.xml · nonDerivative · entry 1

O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,896

F1 · shares: The restricted stock will vest one-third on each of January 21, 2026, January 21, 2027 and January 21, 2028.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 23:56 UTC
Vazzano Joseph WalterChief Financial Officer
GrantCommon stock 144,509 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003464 · ownership.xml · nonDerivative · entry 1

Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,726

F1 · shares: The restricted stock will vest one-third on each of January 21, 2026, January 21, 2027 and January 21, 2028.

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January 21, 2025 Filed Jan 23, 2025 23:54 UTC
Seshadri VishwasDirector · Chief Executive Officer
GrantCommon Stock 476,435 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003463 · ownership.xml · nonDerivative · entry 1

Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,380,322

F1 · shares: The restricted stock will vest one-third on each of January 21, 2026, January 21, 2027 and January 21, 2028.

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October 16, 2024 Filed Oct 17, 2024 20:30 UTC
Seshadri VishwasDirector · Chief Executive Officer
Tax withholdingCommon Stock 251 $6.54 $1,641.54
Disclosure

SEC source: 0001493152-24-041421 · ownership.xml · nonDerivative · entry 1

Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 903,887

F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).

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September 28, 2024 Filed Sep 30, 2024 20:30 UTC
O'Malley Brendan M.SVP, General Counsel
Tax withholdingCommon Stock 6,579 $5.89 $38,750.31
Disclosure

SEC source: 0001493152-24-038800 · ownership.xml · nonDerivative · entry 1

O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,289

F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).

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September 28, 2024 Filed Sep 30, 2024 20:30 UTC
Seshadri VishwasDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,798 $5.89 $110,720.22
Disclosure

SEC source: 0001493152-24-038802 · ownership.xml · nonDerivative · entry 1

Seshadri Vishwas · CIK 0001865131 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 904,138

F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).

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September 28, 2024 Filed Sep 30, 2024 20:30 UTC
Vazzano Joseph WalterChief Financial Officer
Tax withholdingCommon stock 6,388 $5.89 $37,625.32
Disclosure

SEC source: 0001493152-24-038799 · ownership.xml · nonDerivative · entry 1

Vazzano Joseph Walter · CIK 0001715291 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,217

F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).

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September 20, 2024 Filed Sep 24, 2024 20:30 UTC
O'Malley Brendan M.SVP, General Counsel
Tax withholdingCommon Stock 496 $6.02 $2,985.92
Disclosure

SEC source: 0001493152-24-037961 · ownership.xml · nonDerivative · entry 1

O'Malley Brendan M. · CIK 0001884342 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,868

F1 · kind: Represents shares of restricted stock surrendered to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).

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August 26, 2024 Filed Aug 27, 2024 23:10 UTC GrantCommon Stock 11,797 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034058 · ownership.xml · nonDerivative · entry 1

Wuchterl Donald A. · CIK 0001857854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,511

F1 · kind: The acquisition was exempt pursuant to Rule 16b-3(d).

F2 · shares: This stock grant represents the remainder of the 2024 annual grant to board of directors. This portion of the annual stock grant was withheld until all employees/management were allocated their shares and in order to enable onboarding of two new Board members. All of the restricted stock will vest on August 26, 2025.

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August 26, 2024 Filed Aug 27, 2024 23:09 UTC GrantCommon Stock 11,797 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034056 · ownership.xml · nonDerivative · entry 1

Silverstein Christine Berni · CIK 0001772546 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,471

F1 · kind: The acquisition was exempt pursuant to Rule 16b-3(d).

F2 · shares: This stock grant represents the remainder of the 2024 annual grant to board of directors. This portion of the annual stock grant was withheld until all employees/management were allocated their shares and in order to enable onboarding of two new Board members. All of the restricted stock will vest on August 26, 2025.

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August 26, 2024 Filed Aug 27, 2024 23:08 UTC GrantCommon Stock 11,797 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034054 · ownership.xml · nonDerivative · entry 1

Charles Faith L. · CIK 0001853985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,731

F1 · kind: The acquisition was exempt pursuant to Rule 16b-3(d).

F2 · shares: This stock grant represents the remainder of the 2024 annual grant to board of directors. This portion of the annual stock grant was withheld until all employees/management were allocated their shares and in order to enable onboarding of two new Board members. All of the restricted stock will vest on August 26, 2025.

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August 26, 2024 Filed Aug 27, 2024 23:07 UTC GrantCommon Stock 11,797 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034052 · ownership.xml · nonDerivative · entry 1

Amoroso Michael · CIK 0001830874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,365

F1 · kind: The acquisition was exempt pursuant to Rule 16b-3(d).

F2 · shares: This stock grant represents the remainder of the 2024 annual grant to board of directors. This portion of the annual stock grant was withheld until all employees/management were allocated their shares and in order to enable onboarding of two new Board members. All of the restricted stock will vest on August 26, 2025.

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August 26, 2024 Filed Aug 27, 2024 23:06 UTC
Alvino MarkDirector
GrantCommon Stock 11,797 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034050 · ownership.xml · nonDerivative · entry 1

Alvino Mark · CIK 0001356828 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,334

F1 · kind: The acquisition was exempt pursuant to Rule 16b-3(d).

F2 · shares: This stock grant represents the remainder of the 2024 annual grant to board of directors. This portion of the annual stock grant was withheld until all employees/management were allocated their shares and in order to enable onboarding of two new Board members. All of the restricted stock will vest on August 26, 2025.

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August 26, 2024 Filed Aug 27, 2024 23:05 UTC
Alland LeilaDirector
GrantCommon Stock 11,797 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-034048 · ownership.xml · nonDerivative · entry 1

Alland Leila · CIK 0001825216 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,265

F1 · kind: The acquisition was exempt pursuant to Rule 16b-3(d).

F2 · shares: This stock grant represents the remainder of the 2024 annual grant to board of directors. This portion of the annual stock grant was withheld until all employees/management were allocated their shares and in order to enable onboarding of two new Board members. All of the restricted stock will vest on August 26, 2025.

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August 13, 2024 Filed Aug 14, 2024 21:10 UTC
Crombez EricDirector
GrantCommon Stock 11,044 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-032395 · ownership.xml · nonDerivative · entry 1

Crombez Eric · CIK 0001653052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,044

F1 · kind: Upon vesting, a portion of the restricted stock may be surrendered to satisfy the reporting person's tax withholding obligation. Any deemed disposition of the withheld shares would be exempt pursuant to Rule 16b-3(e).

F2 · shares: All of the restricted stock will vest on August 13, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.