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ABCP

AmBase Corp

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7563
SEC CIK
0000020639
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40

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 16, 2017 Filed Nov 14, 2017 21:41 UTC PurchaseCommon Stock, $0.01 par value 37,315 $0.29 $10,634.78
Disclosure

SEC source: 0001140361-17-042834 · doc1.xml · nonDerivative · entry 3

ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IsZo Capital LP

Disclosed balance after: 8,072,951

F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.

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October 13, 2017 Filed Nov 14, 2017 21:41 UTC PurchaseCommon Stock, $0.01 par value 153,491 $0.30 $46,384.98
Disclosure

SEC source: 0001140361-17-042834 · doc1.xml · nonDerivative · entry 2

ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IsZo Capital LP

Disclosed balance after: 8,035,636

F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.

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October 11, 2017 Filed Nov 14, 2017 21:41 UTC PurchaseCommon Stock, $0.01 par value 39,360 $0.28 $10,824.00
Disclosure

SEC source: 0001140361-17-042834 · doc1.xml · nonDerivative · entry 1

ISZO CAPITAL MANAGEMENT LP · CIK 0001607925 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IsZo Capital LP

Disclosed balance after: 7,882,145

F1 · security: This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").

F2 · security: Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.direct: Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.

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December 09, 2016 Filed Dec 12, 2016 19:31 UTC PurchaseCommon Stock 7,000 $0.87 $6,090.00
Disclosure

SEC source: 0000020639-16-000072 · primary_doc.xml · nonDerivative · entry 1

Bianco Joseph R · CIK 0001430083 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
December 07, 2016 Filed Dec 8, 2016 20:40 UTC PurchaseCommon Stock 9,900 $0.86 $8,514.00
Disclosure

SEC source: 0000020639-16-000071 · primary_doc.xml · nonDerivative · entry 2

Bianco Joseph R · CIK 0001430083 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Read SEC document
December 07, 2016 Filed Dec 8, 2016 20:40 UTC PurchaseCommon Stock 100 $0.85 $85.00
Disclosure

SEC source: 0000020639-16-000071 · primary_doc.xml · nonDerivative · entry 1

Bianco Joseph R · CIK 0001430083 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,100

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.