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ABBV

AbbVie Inc.

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2800
SEC CIK
0001551152
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872

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0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202604
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
ALBAN CARLOSVice Chairman
GrantCommon stock, $0.01 par value 14,340 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002369 · edgar.xml · nonDerivative · entry 3

ALBAN CARLOS · CIK 0001474632 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,787

F3 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
ALBAN CARLOSVice Chairman
GrantCommon stock, $0.01 par value 13,350 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002369 · edgar.xml · nonDerivative · entry 2

ALBAN CARLOS · CIK 0001474632 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,447

F2 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on adjusted earnings per share and relative total shareholder return measures. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
ALBAN CARLOSVice Chairman
GrantCommon stock, $0.01 par value 18,545 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002369 · edgar.xml · nonDerivative · entry 1

ALBAN CARLOS · CIK 0001474632 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,097

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
SEVERINO MICHAELVice Chairman
GrantOption (right to buy) · Derivative 64,485 $0.00 Strike: $79.02 $0.00
Disclosure

SEC source: 0001179110-19-002370 · edgar.xml · derivative · entry 5

SEVERINO MICHAEL · CIK 0001609447 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,485

Underlying: Common Stock · 64,485 shares

Expires 2029-02-20

F5 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 21,495 on February 21, 2020, 21,495 on February 21, 2021, and 21,495 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
SEVERINO MICHAELVice Chairman
GrantCommon stock, $0.01 par value 8,565 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002370 · edgar.xml · nonDerivative · entry 4

SEVERINO MICHAEL · CIK 0001609447 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,567

F4 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
SEVERINO MICHAELVice Chairman
GrantCommon stock, $0.01 par value 14,989 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002370 · edgar.xml · nonDerivative · entry 3

SEVERINO MICHAEL · CIK 0001609447 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,002

F3 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
SEVERINO MICHAELVice Chairman
GrantCommon stock, $0.01 par value 15,375 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002370 · edgar.xml · nonDerivative · entry 2

SEVERINO MICHAEL · CIK 0001609447 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,013

F2 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
SEVERINO MICHAELVice Chairman
GrantCommon stock, $0.01 par value 21,357 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002370 · edgar.xml · nonDerivative · entry 1

SEVERINO MICHAEL · CIK 0001609447 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,638

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
CHASE WILLIAM JEVP, Finance & Administration
GrantOption (right to buy) · Derivative 60,747 $0.00 Strike: $79.02 $0.00
Disclosure

SEC source: 0001179110-19-002371 · edgar.xml · derivative · entry 6

CHASE WILLIAM J · CIK 0001563572 · EVP, Finance & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,747

Underlying: Common Stock · 60,747 shares

Expires 2029-02-20

F6 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 20,249 on February 21, 2020, 20,249 on February 21, 2021, and 20,249 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
CHASE WILLIAM JEVP, Finance & Administration
GrantCommon Stock, $0.01 par value 8,481 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002371 · edgar.xml · nonDerivative · entry 4

CHASE WILLIAM J · CIK 0001563572 · EVP, Finance & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,428

F4 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
CHASE WILLIAM JEVP, Finance & Administration
GrantCommon Stock, $0.01 par value 14,989 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002371 · edgar.xml · nonDerivative · entry 3

CHASE WILLIAM J · CIK 0001563572 · EVP, Finance & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,947

F3 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
CHASE WILLIAM JEVP, Finance & Administration
GrantCommon Stock, $0.01 par value 15,945 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002371 · edgar.xml · nonDerivative · entry 2

CHASE WILLIAM J · CIK 0001563572 · EVP, Finance & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,958

F2 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on adjusted earnings per share and relative total shareholder return measures. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:20 UTC
CHASE WILLIAM JEVP, Finance & Administration
GrantCommon Stock, $0.01 par value 22,150 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002371 · edgar.xml · nonDerivative · entry 1

CHASE WILLIAM J · CIK 0001563572 · EVP, Finance & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,013

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:21 UTC
Schumacher Laura JVice Chairman
GrantOption (Right to buy) · Derivative 68,535 $0.00 Strike: $79.02 $0.00
Disclosure

SEC source: 0001179110-19-002372 · edgar.xml · derivative · entry 5

Schumacher Laura J · CIK 0001319245 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,535

Underlying: Common Stock · 68,535 shares

Expires 2029-02-20

F5 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 22,845 on February 21, 2020, 22,845 on February 21, 2021, and 22,845 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:21 UTC
Schumacher Laura JVice Chairman
GrantCommon stock, $0.01 par value 8,481 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002372 · edgar.xml · nonDerivative · entry 4

Schumacher Laura J · CIK 0001319245 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,113

F4 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:21 UTC
Schumacher Laura JVice Chairman
GrantCommon stock, $0.01 par value 14,989 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002372 · edgar.xml · nonDerivative · entry 3

Schumacher Laura J · CIK 0001319245 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,632

F3 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:21 UTC
Schumacher Laura JVice Chairman
GrantCommon stock, $0.01 par value 13,110 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002372 · edgar.xml · nonDerivative · entry 2

Schumacher Laura J · CIK 0001319245 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,643

F2 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:21 UTC
Schumacher Laura JVice Chairman
GrantCommon stock, $0.01 par value 18,211 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002372 · edgar.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,533

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:24 UTC
GONZALEZ RICHARD ADirector · Chairman of the Board and CEO
GrantOption (right to buy) · Derivative 179,127 $0.00 Strike: $79.02 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · derivative · entry 9

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,127

Underlying: Common Stock · 179,127 shares

Expires 2029-02-20

F6 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 59,709 on February 21, 2020, 59,709 on February 21, 2021, and 59,709 on February 21, 2022.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:24 UTC
GONZALEZ RICHARD ADirector · Chairman of the Board and CEO
GrantCommon stock, $0.01 par value 23,605 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · nonDerivative · entry 4

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,812

F4 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on adjusted earnings per share and relative total shareholder return measures. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:24 UTC
GONZALEZ RICHARD ADirector · Chairman of the Board and CEO
GrantCommon stock, $0.01 par value 39,109 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · nonDerivative · entry 3

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,207

F3 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on adjusted earnings per share and relative total shareholder return measures. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:24 UTC
GONZALEZ RICHARD ADirector · Chairman of the Board and CEO
GrantCommon stock, $0.01 par value 42,649 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · nonDerivative · entry 2

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,098

F2 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on adjusted earnings per share and relative total shareholder return measures. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:24 UTC
GONZALEZ RICHARD ADirector · Chairman of the Board and CEO
GrantCommon stock, $0.01 par value 59,246 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,449

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

Read SEC document
January 09, 2019 Filed Feb 22, 2019 17:24 UTC
GONZALEZ RICHARD ADirector · Chairman of the Board and CEO
GiftCommon stock, $0.01 par value 2,964 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002374 · edgar.xml · nonDerivative · entry 5

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,848

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:52 UTC
Donoghoe NicholasSVP, Enterprise Innovation
GrantCommon Stock, $0.01 par value 5,565 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000444 · edgar.xml · nonDerivative · entry 1

Donoghoe Nicholas · CIK 0001762951 · SVP, Enterprise Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,565

F1 · shares: These securities represent restricted stock units granted under the AbbVie 2013 Incentive Stock Program. They vest in annual increments of 1,855 on 01/02/2020, 1,855 on 01/02/2021, and 1,855 on 01/02/2022, and include the right to have stock withheld for tax purposes.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:50 UTC GrantStock Equivalent Units · Derivative 74 $92.19 Strike: $0.00 $6,822.06
Disclosure

SEC source: 0001179110-19-000231 · edgar.xml · derivative · entry 1

Alpern Robert J · CIK 0001448074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.exercise_date: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.expiration_date: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:50 UTC GrantStock Equivalent Units · Derivative 368 $92.19 Strike: $0.00 $33,925.92
Disclosure

SEC source: 0001179110-19-000232 · edgar.xml · derivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,296

Underlying: Common Stock · 368 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.exercise_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.expiration_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in AbbVie stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:51 UTC GrantStock Equivalent Units · Derivative 352 $92.19 Strike: $0.00 $32,450.88
Disclosure

SEC source: 0001179110-19-000235 · edgar.xml · derivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,768

Underlying: Common Stock · 352 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.exercise_date: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.expiration_date: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 21:49 UTC
Schumacher Laura JVice Chairman
SaleCommon Stock, $0.01 par value 25,000 $90.00 $2,250,000.00
Disclosure

SEC source: 0001179110-19-000048 · edgar.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,322

Read SEC document
December 24, 2018 Filed Dec 28, 2018 17:01 UTC
Schumacher Laura JVice Chairman
GiftCommon stock, $0.01 par value 119 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014289 · edgar.xml · nonDerivative · entry 2

Schumacher Laura J · CIK 0001319245 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,322

Read SEC document
December 21, 2018 Filed Dec 28, 2018 17:01 UTC
Schumacher Laura JVice Chairman
GiftCommon stock, $0.01 par value 1,495 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014289 · edgar.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,441

Read SEC document
December 13, 2018 Filed Dec 14, 2018 22:13 UTC
Schumacher Laura JExecutive Vice President
Tax withholdingCommon stock, $0.01 par value 49,852 $88.60 $4,416,887.20
Disclosure

SEC source: 0001179110-18-013894 · edgar.xml · nonDerivative · entry 2

Schumacher Laura J · CIK 0001319245 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,936

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December 13, 2018 Filed Dec 14, 2018 22:13 UTC
Schumacher Laura JExecutive Vice President
GrantCommon stock, $0.01 par value 112,530 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013894 · edgar.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,788

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2, above, upon certification by the Compensation Committee of AbbVie's Board of Directors of the achievement of specified strategic milestones.

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December 12, 2018 Filed Dec 14, 2018 22:12 UTC
CHASE WILLIAM JEVP, Finance & Administration
SaleCommon Stock, $0.01 par value 60,000 $90.00 $5,400,000.00
Disclosure

SEC source: 0001179110-18-013893 · edgar.xml · nonDerivative · entry 1

CHASE WILLIAM J · CIK 0001563572 · EVP, Finance & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,863

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December 11, 2018 Filed Dec 13, 2018 16:56 UTC
GONZALEZ RICHARD ADirector · Chairman of the Board and CEO
SaleCommon Stock, $0.01 par value 16,850 $88.75 $1,495,437.50
Disclosure

SEC source: 0001179110-18-013835 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,203

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December 10, 2018 Filed Dec 12, 2018 23:17 UTC
Stewart Jeffrey RyanSVP, US Commercial Operations
GrantCommon stock, $0.01 par value 11,595 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013777 · edgar.xml · nonDerivative · entry 1

Stewart Jeffrey Ryan · CIK 0001761675 · SVP, US Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,073

F1 · shares: These securities represent restricted stock units granted under the AbbVie 2013 Incentive Stock Program. They vest in annual increments of 21,514 on 12/09/2016, 21,513 on 12/09/2017, and 21,513 on 12/09/2018, and include the right to have stock withheld for tax purposes.

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December 10, 2018 Filed Dec 13, 2018 01:38 UTC Amendment
Stewart Jeffrey RyanSVP, US Commercial Operations
GrantCommon stock, $0.01 par value 11,595 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013808 · edgar.xml · nonDerivative · entry 1

Stewart Jeffrey Ryan · CIK 0001761675 · SVP, US Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,073

F1 · shares: These securities represent restricted stock units granted under the AbbVie 2013 Incentive Stock Program. They vest in annual increments of 3,865 shares on each of 12/10/2019, 12/10/2020 and 12/10/2021, and include the right to have stock withheld for tax purposes.

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December 09, 2018 Filed Dec 11, 2018 21:59 UTC
Gosebruch Henry OEVP, Chief Strategy Officer
Tax withholdingCommon stock, $0.01 par value 13,446 $86.96 $1,169,264.16
Disclosure

SEC source: 0001179110-18-013700 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,904

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December 04, 2018 Filed Dec 7, 2018 22:15 UTC
Schumacher Laura JExecutive Vice President
Exercise / conversionOption (Right to buy) · Derivative 94,140 $0.00 Strike: $51.42 $0.00
Disclosure

SEC source: 0001179110-18-013566 · edgar.xml · derivative · entry 6

Schumacher Laura J · CIK 0001319245 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,140 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

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December 04, 2018 Filed Dec 7, 2018 22:15 UTC
Schumacher Laura JExecutive Vice President
SaleCommon stock, $0.01 par value 9,300 $91.77 $853,502.85
Disclosure

SEC source: 0001179110-18-013566 · edgar.xml · nonDerivative · entry 5

Schumacher Laura J · CIK 0001319245 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,258

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.515 to $92.97, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 04, 2018 Filed Dec 7, 2018 22:15 UTC
Schumacher Laura JExecutive Vice President
SaleCommon stock, $0.01 par value 10,000 $92.37 $923,705.00
Disclosure

SEC source: 0001179110-18-013566 · edgar.xml · nonDerivative · entry 4

Schumacher Laura J · CIK 0001319245 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,558

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.98 to $92.97, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 04, 2018 Filed Dec 7, 2018 22:15 UTC
Schumacher Laura JExecutive Vice President
SaleCommon stock, $0.01 par value 41,642 $93.66 $3,900,385.44
Disclosure

SEC source: 0001179110-18-013566 · edgar.xml · nonDerivative · entry 3

Schumacher Laura J · CIK 0001319245 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,558

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.00 to $93.97, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 04, 2018 Filed Dec 7, 2018 22:15 UTC
Schumacher Laura JExecutive Vice President
SaleCommon stock, $0.01 par value 33,198 $94.34 $3,131,959.08
Disclosure

SEC source: 0001179110-18-013566 · edgar.xml · nonDerivative · entry 2

Schumacher Laura J · CIK 0001319245 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,200

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.98 to $94.98, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 04, 2018 Filed Dec 7, 2018 22:15 UTC
Schumacher Laura JExecutive Vice President
Exercise / conversionCommon stock, $0.01 par value 94,140 $51.42 $4,840,678.80
Disclosure

SEC source: 0001179110-18-013566 · edgar.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 29, 2018 Filed Nov 30, 2018 17:12 UTC
GONZALEZ RICHARD ADirector · Chairman of the Board and CEO
GiftCommon Stock, $0.01 par value 4,237 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013330 · edgar.xml · nonDerivative · entry 1

GONZALEZ RICHARD A · CIK 0001239127 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,053

Read SEC document
November 29, 2018 Filed Nov 30, 2018 22:22 UTC
Gosebruch Henry OEVP, Chief Strategy Officer
SaleCommon stock, $0.01 par value 42,450 $90.10 $3,824,940.27
Disclosure

SEC source: 0001179110-18-013337 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,350

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.24, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 27, 2018 Filed Nov 30, 2018 22:13 UTC
Schumacher Laura JExecutive Vice President
GiftCommon Stock, $0.01 par value 59 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013331 · edgar.xml · nonDerivative · entry 1

Schumacher Laura J · CIK 0001319245 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,258

Read SEC document
September 30, 2018 Filed Oct 2, 2018 14:06 UTC GrantStock Equivalent Units · Derivative 343 $94.58 $32,440.94
Disclosure

SEC source: 0001179110-18-011829 · edgar.xml · derivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,190

Underlying: Common Stock · 343 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.exercise_date: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.expiration_date: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

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September 30, 2018 Filed Oct 2, 2018 18:07 UTC GrantStock Equivalent Units · Derivative 359 $94.58 Strike: $0.00 $33,954.22
Disclosure

SEC source: 0001179110-18-011830 · edgar.xml · derivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,780

Underlying: Common Stock · 359 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.exercise_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.expiration_date: Director fees credited to a stock equivalent unit account under a grantor trust established by the director and paid, in cash, generally at age 65 or upon retirement from the board. The stock equivalent units earn the same return as if the fees were invested in AbbVie stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

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September 30, 2018 Filed Oct 2, 2018 18:07 UTC GrantStock Equivalent Units · Derivative 72 $94.58 Strike: $0.00 $6,809.76
Disclosure

SEC source: 0001179110-18-011832 · edgar.xml · derivative · entry 1

Alpern Robert J · CIK 0001448074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,082

Underlying: Common Stock · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.exercise_date: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F1 · derivative.expiration_date: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.

F2 · balance_after: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.