Tapewire

Nasdaq · USD

ABAT

AMERICAN BATTERY TECHNOLOGY Co

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Tapewire entity
5759
SEC CIK
0001576873
Parsed reports
273

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 28, 2023 Filed Jul 28, 2023 15:24 UTC
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 8,000 $0.66 $5,288.00
Disclosure

SEC source: 0001493152-23-025839 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 867,667

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 15:24 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-025839 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,667

F1 · shares: Represents Common Stock awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 20, 2023 Filed Jul 20, 2023 15:29 UTC
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 39,443 $0.68 $26,624.03
Disclosure

SEC source: 0001493152-23-025064 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 844,417

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
July 20, 2023 Filed Jul 20, 2023 18:28 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 31,555 $0.68 $21,299.63
Disclosure

SEC source: 0001493152-23-025041 · ownership.xml · nonDerivative · entry 2

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,248,391

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
July 20, 2023 Filed Jul 20, 2023 18:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
Tax withholdingCommon Stock 39,890 $0.67 $26,606.63
Disclosure

SEC source: 0001493152-23-025039 · ownership.xml · nonDerivative · entry 4

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,540,939

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
July 20, 2023 Filed Jul 20, 2023 18:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
Tax withholdingCommon Stock 39,443 $0.68 $26,624.03
Disclosure

SEC source: 0001493152-23-025039 · ownership.xml · nonDerivative · entry 3

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,580,829

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 15:29 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 156,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-025064 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 883,860

F1 · shares: Represents the vesting of Common Stock previously awarded to the Reporting Person under the Company's employee equity compensation plan.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 18:28 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-025041 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,279,946

F1 · shares: Represents the vesting of Common Stock previously awarded to the Reporting Person under the Company's employee equity compensation plan.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 18:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 156,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-025039 · ownership.xml · nonDerivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,620,272

F1 · shares: Represents the vesting of Common Stock previously awarded to the Reporting Person under the Company's employee equity compensation plan.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 18:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 156,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-025039 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,464,022

F1 · shares: Represents the vesting of Common Stock previously awarded to the Reporting Person under the Company's employee equity compensation plan.

Read SEC document
June 17, 2023 Filed Jun 21, 2023 18:09 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 19,879 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-021966 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,307,772

F1 · shares: Represents the issuance of Common Stock pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:31 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 142,856 $0.80 Strike: $0.80 $114,284.80
Disclosure

SEC source: 0001493152-23-020551 · ownership.xml · derivative · entry 3

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,712

Underlying: Common Stock · 142,856 shares

Expires 2028-03-31

F2 · derivative.exercise_price: Represents warrants issued pursuant to the Reporting Person's purchase of four (4) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:31 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 142,856 $0.70 Strike: $0.70 $99,999.20
Disclosure

SEC source: 0001493152-23-020551 · ownership.xml · derivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,856

Underlying: Common Stock · 142,856 shares

Expires 2024-10-01

F2 · derivative.exercise_price: Represents warrants issued pursuant to the Reporting Person's purchase of four (4) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 15:31 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 142,856 $0.70 $99,999.20
Disclosure

SEC source: 0001493152-23-020551 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 727,610

F1 · shares: Represents the purchase of four (4) units of Common Stock, without registration under the Securities Act of 1933, pursuant to an executed subscription agreement ("Subscription Agreement"), where each $25,000 unit consists of 35,714 shares of Common Stock of the Company.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:13 UTC
Deutsch Jesse SamuelChief Financial Officer
PurchaseWarrants · Derivative 142,856 $0.80 Strike: $0.80 $114,284.80
Disclosure

SEC source: 0001493152-23-020468 · ownership.xml · derivative · entry 3

Deutsch Jesse Samuel · CIK 0001978642 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,712

Underlying: Common Stock · 142,856 shares

Expires 2028-03-31

F2 · derivative.exercise_price: Represents warrants issued pursuant to the Reporting Person's purchase of four (4) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:13 UTC
Deutsch Jesse SamuelChief Financial Officer
PurchaseWarrants · Derivative 142,856 $0.70 Strike: $0.70 $99,999.20
Disclosure

SEC source: 0001493152-23-020468 · ownership.xml · derivative · entry 2

Deutsch Jesse Samuel · CIK 0001978642 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,856

Underlying: Common Stock · 142,856 shares

Expires 2024-10-01

F2 · derivative.exercise_price: Represents warrants issued pursuant to the Reporting Person's purchase of four (4) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:13 UTC
Deutsch Jesse SamuelChief Financial Officer
GrantCommon Stock 142,856 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-020468 · ownership.xml · nonDerivative · entry 1

Deutsch Jesse Samuel · CIK 0001978642 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,856

F1 · shares: Represents the purchase of four (4) units of Common Stock, where each $25,000 unit consists of 35,714 shares of Common Stock of the Company without registration under the Securities Act of 1933, pursuant to an executed Subscription Agreement ("Subscription Agreement").

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:53 UTC Amendment
Deutsch Jesse SamuelChief Financial Officer
GrantCommon Stock 142,856 $0.70 $99,999.20
Disclosure

SEC source: 0001493152-23-020588 · ownership.xml · nonDerivative · entry 1

Deutsch Jesse Samuel · CIK 0001978642 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,856

F1 · shares: Represents the purchase of four (4) units of Common Stock, where each $25,000 unit consists of 35,714 shares of Common Stock of the Company without registration under the Securities Act of 1933, pursuant to an executed Subscription Agreement ("Subscription Agreement").

F2 · price: This Form 4 amendment is being filed solely to correct an administrative error in column 4 of the Form 4 filed on June 7, 2023, which reported the incorrect purchase price.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 19:06 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 428,568 $0.80 Strike: $0.80 $342,854.40
Disclosure

SEC source: 0001493152-23-020542 · ownership.xml · derivative · entry 3

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,857,136

Underlying: Common Stock · 428,568 shares

Expires 2028-03-31

F2 · derivative.exercise_price: Represents warrants issued pursuant to the Reporting Person's purchase of twelve (12) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 19:06 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 428,568 $0.70 Strike: $0.70 $299,997.60
Disclosure

SEC source: 0001493152-23-020542 · ownership.xml · derivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,428,568

Underlying: Common Stock · 428,568 shares

Expires 2024-10-01

F2 · derivative.exercise_price: Represents warrants issued pursuant to the Reporting Person's purchase of twelve (12) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 19:06 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 428,568 $0.70 $299,997.60
Disclosure

SEC source: 0001493152-23-020542 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,287,893

F1 · shares: Represents the purchase of twelve (12) units of Common Stock of the Company, without registration under the Securities Act of 1933, pursuant to an executed subscription agreement ("Subscription Agreement"), where each $25,000 unit consists of 35,714 shares of Common Stock of the Company.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 00:06 UTC GrantCommon Stock 7,987 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-020330 · ownership.xml · nonDerivative · entry 2

Blunden Julia · CIK 0001918769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,380

F2 · shares: Represents the vesting of RSUs for the third quarter of fiscal year 2023, granted under the terms of the Employment Agreement. Pursuant to the Employment Agreement, Ms. Blunden receives a quarterly professional cash fee of $8,750. Under the Employment Agreement, Ms. Blunden has the right to, and did, elect to receive the foregoing fees in the form of RSUs instead of cash, calculated by dividing the applicable fee by the volume weighted average price (VWAP) of the twenty (20) trading days prior to the applicable end of the quarter.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 00:06 UTC GrantCommon Stock 18,054 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-020330 · ownership.xml · nonDerivative · entry 1

Blunden Julia · CIK 0001918769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,393

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs") for the second quarter of fiscal year 2023, granted under the terms of the employment agreement dated February 22, 2022 (the "Employment Agreement"). Pursuant to the Employment Agreement, Ms. Blunden receives a quarterly professional cash fee of $8,750. Under the Employment Agreement, Ms. Blunden has the right to, and did, elect to receive the foregoing fees in the form of RSUs instead of cash, calculated by dividing the applicable fee by the volume weighted average price (VWAP) of the twenty (20) trading days prior to the applicable end of the quarter.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 21:13 UTC GrantCommon Stock 9,128 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-020314 · ownership.xml · nonDerivative · entry 2

Fezell Donald Richard JR · CIK 0001917953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,234

F2 · shares: Represents the vesting of RSUs for the third quarter of fiscal year 2023, granted under the terms of the Employment Agreement. Pursuant to the Employment Agreement, Mr. Fezell receives a quarterly professional cash fee of $10,000. Under the Employment Agreement, Mr. Fezell has the right to, and did, elect to receive the foregoing fees in the form of RSUs instead of cash, calculated by dividing the applicable fee by the volume weighted average price (VWAP) of the twenty (20) trading days prior to the applicable end of the quarter.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 21:13 UTC GrantCommon Stock 20,633 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-020314 · ownership.xml · nonDerivative · entry 1

Fezell Donald Richard JR · CIK 0001917953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,106

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs") for the second quarter of fiscal year 2023, granted under the terms of the employment agreement dated February 22, 2022 (the "Employment Agreement"). Pursuant to the Employment Agreement, Mr. Fezell receives a quarterly professional cash fee of $10,000. Under the Employment Agreement, Mr. Fezell has the right to, and did, elect to receive the foregoing fees in the form of RSUs instead of cash, calculated by dividing the applicable fee by the volume weighted average price (VWAP) of the twenty (20) trading days prior to the applicable end of the quarter.

Read SEC document
May 30, 2023 Filed May 31, 2023 00:23 UTC Tax withholdingCommon Stock 120,000 $0.77 $92,448.00
Disclosure

SEC source: 0001493152-23-019516 · ownership.xml · nonDerivative · entry 1

Fezell Donald Richard JR · CIK 0001917953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,473

F1 · shares: Represents the sale of Common Stock to cover the estimated tax liability associated with the previously-vested shares of Common Stock awarded to the Reporting Person granted under the terms of the employment agreement dated February 22, 2022.

Read SEC document
April 27, 2023 Filed Apr 27, 2023 21:03 UTC
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 7,836 $0.78 $6,112.08
Disclosure

SEC source: 0001493152-23-014033 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,254

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
April 27, 2023 Filed May 15, 2023 14:58 UTC Amendment
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 7,836 $0.78 $6,112.08
Disclosure

SEC source: 0001493152-23-017193 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 584,754

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

F3 · balance_after: The Form 4 filed April 27, 2023, is being amended solely to correct an error in the beneficial ownership previously reported on the original Form 4 filing.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:03 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-014033 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,090

F1 · shares: Represents Common Stock awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 26, 2023 Filed May 15, 2023 14:58 UTC Amendment
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-017193 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592,590

F1 · shares: Represents Common Stock awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 16:40 UTC
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 38,178 $0.84 $32,222.23
Disclosure

SEC source: 0001493152-23-013100 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,340

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 20:34 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 35,567 $0.84 $30,018.55
Disclosure

SEC source: 0001493152-23-013093 · ownership.xml · nonDerivative · entry 2

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,154,946

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
April 19, 2023 Filed Apr 20, 2023 20:38 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
Tax withholdingCommon Stock 76,620 $0.84 $64,667.28
Disclosure

SEC source: 0001493152-23-013096 · ownership.xml · nonDerivative · entry 3

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,859,325

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 16:40 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 156,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-013100 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 599,518

F1 · shares: Represents the vesting of Common Stock previously awarded to the Reporting Person under the Company's employee equity compensation plan.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:34 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-013093 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,190,513

F1 · shares: Represents the vesting of Common Stock previously awarded to the Reporting Person under the Company's employee equity compensation plan.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:38 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 156,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-013096 · ownership.xml · nonDerivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,935,945

F1 · shares: Represents the vesting of Common Stock previously awarded to the Reporting Person under the Company's employee equity compensation plan.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:38 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 156,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-013096 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,779,695

F1 · shares: Represents the vesting of Common Stock previously awarded to the Reporting Person under the Company's employee equity compensation plan.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:22 UTC GrantCommon Stock 14,326 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010720 · ownership.xml · nonDerivative · entry 4

Blunden Julia · CIK 0001918769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,339

F2 · shares: Represents the vesting of RSUs granted under the equity election terms of the Employment Agreement, by the VWAP of the twenty (20) trading days prior to the applicable end of quarter grant date, and the RSUs will vest on the last day of the fiscal quarter following the first-year anniversary of hire. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:22 UTC GrantCommon Stock 12,047 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010720 · ownership.xml · nonDerivative · entry 3

Blunden Julia · CIK 0001918769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,013

F2 · shares: Represents the vesting of RSUs granted under the equity election terms of the Employment Agreement, by the VWAP of the twenty (20) trading days prior to the applicable end of quarter grant date, and the RSUs will vest on the last day of the fiscal quarter following the first-year anniversary of hire. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:22 UTC GrantCommon Stock 2,564 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010720 · ownership.xml · nonDerivative · entry 2

Blunden Julia · CIK 0001918769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,966

F2 · shares: Represents the vesting of RSUs granted under the equity election terms of the Employment Agreement, by the VWAP of the twenty (20) trading days prior to the applicable end of quarter grant date, and the RSUs will vest on the last day of the fiscal quarter following the first-year anniversary of hire. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:22 UTC GrantCommon Stock 225,402 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010720 · ownership.xml · nonDerivative · entry 1

Blunden Julia · CIK 0001918769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,402

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs") granted under the terms of the employment agreement dated February 22, 2022 (the "Employment Agreement"). Pursuant to the Employment Agreement, Ms. Blunden was granted an annual award of RSUs equal to $150,000 divided by the volume weighted average price (the "VWAP") of the twenty (20) trading days prior to the applicable grant day. The RSUs vested on the last day of the fiscal quarter following the first-year anniversary of hire. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 12:20 UTC GrantCommon Stock 16,372 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010719 · ownership.xml · nonDerivative · entry 4

Fezell Donald Richard JR · CIK 0001917953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,473

F2 · shares: Represents the vesting of RSUs granted under the equity election terms of the Employment Agreement, by the VWAP of the twenty (20) trading days prior to the applicable end of quarter grant date, and the RSUs will vest on the last day of the fiscal quarter following the first-year anniversary of hire. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

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March 31, 2023 Filed Apr 4, 2023 12:20 UTC GrantCommon Stock 13,768 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010719 · ownership.xml · nonDerivative · entry 3

Fezell Donald Richard JR · CIK 0001917953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,101

F2 · shares: Represents the vesting of RSUs granted under the equity election terms of the Employment Agreement, by the VWAP of the twenty (20) trading days prior to the applicable end of quarter grant date, and the RSUs will vest on the last day of the fiscal quarter following the first-year anniversary of hire. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

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March 31, 2023 Filed Apr 4, 2023 12:20 UTC GrantCommon Stock 2,931 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010719 · ownership.xml · nonDerivative · entry 2

Fezell Donald Richard JR · CIK 0001917953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,333

F2 · shares: Represents the vesting of RSUs granted under the equity election terms of the Employment Agreement, by the VWAP of the twenty (20) trading days prior to the applicable end of quarter grant date, and the RSUs will vest on the last day of the fiscal quarter following the first-year anniversary of hire. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

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March 31, 2023 Filed Apr 4, 2023 12:20 UTC GrantCommon Stock 225,402 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010719 · ownership.xml · nonDerivative · entry 1

Fezell Donald Richard JR · CIK 0001917953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,402

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs") granted under the terms of the employment agreement dated February 22, 2022 (the "Employment Agreement"). Pursuant to the Employment Agreement, Mr. Fezell was granted an annual award of RSUs equal to $150,000 divided by the volume weighted average price (the "VWAP") of the twenty (20) trading days prior to the applicable grant day. The RSUs vested on the last day of the fiscal quarter following the first-year anniversary of hire. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

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March 31, 2023 Filed Apr 4, 2023 12:19 UTC GrantCommon Stock 225,402 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010718 · ownership.xml · nonDerivative · entry 1

Lowery Elizabeth Ann · CIK 0001919838 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Lowery and Associates, LLC

Disclosed balance after: 225,402

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs") granted under the terms of the employment agreement dated February 22, 2022. Pursuant to the Employment Agreement, Ms. Lowery was granted an annual award of RSUs equal to $150,000 divided by the volume weighted average price (the "VWAP") of the twenty (20) trading days prior to the applicable grant day. The RSUs vested on the last day of the fiscal quarter following the first-year anniversary of hire. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

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March 31, 2023 Filed Apr 4, 2023 12:17 UTC GrantCommon Stock 225,402 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010717 · ownership.xml · nonDerivative · entry 1

MARAKBY SHERIF · CIK 0001919166 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Tek LLC

Disclosed balance after: 225,402

F1 · shares: Pursuant to the Employment Agreement, Mr. Marakby was granted an annual award of RSUs equal to $150,000 divided by the volume weighted average price (the "VWAP") of the twenty (20) trading days prior to the applicable grant day. The RSUs vested on the last day of the fiscal quarter following the first-year anniversary of hire. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

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March 15, 2023 Filed Mar 15, 2023 19:53 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 200,000 $0.87 $173,980.00
Disclosure

SEC source: 0001493152-23-007724 · ownership.xml · nonDerivative · entry 3

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,065,513

F1 · shares: Represents the sale of Common Stock to cover tax liability associated with the vested shares of Common Stock awarded to the Reporting Person under the Company's employee equity compensation plan.

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March 14, 2023 Filed Mar 15, 2023 19:53 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 280,000 $1.05 $294,000.00
Disclosure

SEC source: 0001493152-23-007724 · ownership.xml · nonDerivative · entry 2

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,265,513

F1 · shares: Represents the sale of Common Stock to cover tax liability associated with the vested shares of Common Stock awarded to the Reporting Person under the Company's employee equity compensation plan.

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March 13, 2023 Filed Mar 15, 2023 19:53 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 170,000 $1.10 $186,830.00
Disclosure

SEC source: 0001493152-23-007724 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,545,513

F1 · shares: Represents the sale of Common Stock to cover tax liability associated with the vested shares of Common Stock awarded to the Reporting Person under the Company's employee equity compensation plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.