Tapewire

Nasdaq · USD

ABAT

AMERICAN BATTERY TECHNOLOGY Co

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Tapewire entity
5759
SEC CIK
0001576873
Parsed reports
273

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2024 Filed May 7, 2024 20:30 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 20,832 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-018106 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,131,271

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
April 10, 2024 Filed Apr 10, 2024 16:30 UTC
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 941 $1.80 $1,693.80
Disclosure

SEC source: 0001493152-24-014223 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,102

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
April 10, 2024 Filed Apr 10, 2024 20:30 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 544 $1.80 $979.20
Disclosure

SEC source: 0001493152-24-014219 · ownership.xml · nonDerivative · entry 2

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,784

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
April 10, 2024 Filed Apr 10, 2024 20:30 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,635 $1.80 $4,743.00
Disclosure

SEC source: 0001493152-24-014222 · ownership.xml · nonDerivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,110,439

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 16:30 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 24,041 $4.33 Strike: $4.33 $104,097.53
Disclosure

SEC source: 0001493152-24-014223 · ownership.xml · derivative · entry 3

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,221

Underlying: Common Stock · 24,041 shares

Expires 2029-04-09

F3 · shares: Represents the vesting of Warrants awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:30 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 17,031 $4.29 Strike: $4.29 $73,062.99
Disclosure

SEC source: 0001493152-24-014219 · ownership.xml · derivative · entry 3

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,153

Underlying: Common Stock · 17,031 shares

Expires 2027-04-09

F3 · shares: Represents vesting of Warrants awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:30 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 71,969 $4.33 Strike: $4.33 $311,625.77
Disclosure

SEC source: 0001493152-24-014222 · ownership.xml · derivative · entry 3

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580,477

Underlying: Common Stock · 71,969 shares

Expires 2029-04-09

F3 · shares: Represents the vesting of Warrants awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 17:28 UTC
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 2,892 $1.83 $5,292.36
Disclosure

SEC source: 0001493152-24-013962 · ownership.xml · nonDerivative · entry 3

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,369

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 21:24 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 2,229 $1.83 $4,079.07
Disclosure

SEC source: 0001493152-24-013957 · ownership.xml · nonDerivative · entry 3

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,125

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 21:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,781 $1.83 $6,919.23
Disclosure

SEC source: 0001493152-24-013959 · ownership.xml · nonDerivative · entry 3

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,102,786

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 16:30 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 3,674 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014223 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,043

F1 · shares: Represents the vesting of Common Stock awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:30 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 2,203 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014219 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,328

F1 · shares: Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:30 UTC GrantCommon Stock 18,857 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014220 · ownership.xml · nonDerivative · entry 1

Lowery Elizabeth Ann · CIK 0001919838 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Lowery and Associates, LLC

Disclosed balance after: 49,151

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:30 UTC GrantCommon Stock 38,971 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014218 · ownership.xml · nonDerivative · entry 1

Fezell Donald Richard JR · CIK 0001917953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,405

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:30 UTC GrantCommon Stock 18,857 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014221 · ownership.xml · nonDerivative · entry 1

MARAKBY SHERIF · CIK 0001919166 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Tek LLC

Disclosed balance after: 49,151

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 20:30 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 10,288 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-014222 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,113,074

F1 · shares: Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 17:28 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-013962 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,261

F2 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 17:28 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 3,274 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-013962 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,886

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:24 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-013957 · ownership.xml · nonDerivative · entry 2

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,354

F2 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:24 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-013957 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,104

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 10,938 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-013959 · ownership.xml · nonDerivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,106,567

F2 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 21:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 5,221 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-013959 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,095,629

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 17:28 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 6,566 $4.33 Strike: $4.33 $28,430.78
Disclosure

SEC source: 0001493152-24-013962 · ownership.xml · derivative · entry 6

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,180

Underlying: Common Stock · 6,566 shares

Expires 2029-04-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 17:28 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 907 $6.53 Strike: $6.53 $5,922.71
Disclosure

SEC source: 0001493152-24-013962 · ownership.xml · derivative · entry 5

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,614

Underlying: Common Stock · 907 shares

Expires 2029-04-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 17:28 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 2,553 $6.60 Strike: $6.60 $16,849.80
Disclosure

SEC source: 0001493152-24-013962 · ownership.xml · derivative · entry 4

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,707

Underlying: Common Stock · 2,553 shares

Expires 2029-04-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 21:24 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 3,276 $4.29 Strike: $4.29 $14,054.04
Disclosure

SEC source: 0001493152-24-013957 · ownership.xml · derivative · entry 6

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,122

Underlying: Common Stock · 3,276 shares

Expires 2027-04-04

F4 · shares: Represents vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 21:24 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 453 $6.53 Strike: $6.53 $2,958.09
Disclosure

SEC source: 0001493152-24-013957 · ownership.xml · derivative · entry 5

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,846

Underlying: Common Stock · 453 shares

Expires 2027-04-04

F4 · shares: Represents vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 21:24 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 795 $6.60 Strike: $6.60 $5,247.00
Disclosure

SEC source: 0001493152-24-013957 · ownership.xml · derivative · entry 4

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,393

Underlying: Common Stock · 795 shares

Expires 2027-04-04

F4 · shares: Represents vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 21:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 19,699 $4.33 Strike: $4.33 $85,296.67
Disclosure

SEC source: 0001493152-24-013959 · ownership.xml · derivative · entry 6

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,508

Underlying: Common Stock · 19,699 shares

Expires 2029-04-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 21:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 2,951 $10.49 Strike: $10.49 $30,955.99
Disclosure

SEC source: 0001493152-24-013959 · ownership.xml · derivative · entry 5

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,809

Underlying: Common Stock · 2,951 shares

Expires 2029-04-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 21:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 8,173 $10.50 Strike: $10.50 $85,816.50
Disclosure

SEC source: 0001493152-24-013959 · ownership.xml · derivative · entry 4

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,858

Underlying: Common Stock · 8,173 shares

Expires 2029-04-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

F5 · balance_after: The number of warrants beneficially owned following the reported transaction is as of April 8, 2024 and reflects a correction to the total number of warrants that was previously underreported due to administrative error on the Reporting Persons Form 4/A dated April 3, 2024.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 16:30 UTC
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 12,250 $1.99 $24,377.50
Disclosure

SEC source: 0001493152-24-010667 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,612

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 20:30 UTC
JOLCOVER SCOTTDirector · Chief Resource Officer
Tax withholdingCommon Stock 3,454 $1.99 $6,873.46
Disclosure

SEC source: 0001493152-24-010670 · ownership.xml · nonDerivative · entry 2

JOLCOVER SCOTT · CIK 0001426863 · Director · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,531

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 20:30 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,503 $1.99 $36,820.97
Disclosure

SEC source: 0001493152-24-010669 · ownership.xml · nonDerivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,090,408

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 16:30 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 50,000 $2.00 Strike: $2.00 $100,000.00
Disclosure

SEC source: 0001493152-24-010667 · ownership.xml · derivative · entry 3

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,677

Underlying: Common Stock · 50,000 shares

Expires 2029-03-18

F3 · shares: Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 16:30 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-010667 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,862

F1 · shares: Represents Common Stock awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:30 UTC
JOLCOVER SCOTTDirector · Chief Resource Officer
PurchaseWarrants · Derivative 11,500 $2.00 Strike: $2.00 $23,000.00
Disclosure

SEC source: 0001493152-24-010670 · ownership.xml · derivative · entry 3

JOLCOVER SCOTT · CIK 0001426863 · Director · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,390

Underlying: Common Stock · 11,500 shares

Expires 2029-03-18

F3 · shares: Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:30 UTC
JOLCOVER SCOTTDirector · Chief Resource Officer
GrantCommon Stock 11,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-010670 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Director · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,985

F1 · shares: Represents Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:30 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 75,000 $2.00 Strike: $2.00 $150,000.00
Disclosure

SEC source: 0001493152-24-010669 · ownership.xml · derivative · entry 3

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,852

Underlying: Common Stock · 75,000 shares

Expires 2029-03-18

F3 · shares: Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:30 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-010669 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,108,911

F1 · shares: Represents Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 16:13 UTC
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 1,307 $2.03 $2,653.21
Disclosure

SEC source: 0001493152-24-009669 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,862

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 20:08 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 806 $2.03 $1,636.18
Disclosure

SEC source: 0001493152-24-009664 · ownership.xml · nonDerivative · entry 2

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,485

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 20:11 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,180 $2.03 $4,425.40
Disclosure

SEC source: 0001493152-24-009667 · ownership.xml · nonDerivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,033,911

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 16:13 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 26,265 $4.33 Strike: $4.33 $113,727.45
Disclosure

SEC source: 0001493152-24-009669 · ownership.xml · derivative · entry 3

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,677

Underlying: Common Stock · 26,265 shares

Expires 2029-03-08

F3 · shares: Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 16:13 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 4,409 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-009669 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,169

F1 · shares: Represents Common Stock awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:08 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 13,106 $4.29 Strike: $4.29 $56,224.74
Disclosure

SEC source: 0001493152-24-009664 · ownership.xml · derivative · entry 3

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,890

Underlying: Common Stock · 13,106 shares

Expires 2027-03-08

F3 · shares: Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement.

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March 08, 2024 Filed Mar 12, 2024 20:08 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 2,644 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-009664 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,291

F1 · shares: Represents Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

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March 08, 2024 Filed Mar 12, 2024 20:11 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 78,796 $4.33 Strike: $4.33 $341,186.68
Disclosure

SEC source: 0001493152-24-009667 · ownership.xml · derivative · entry 3

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,852

Underlying: Common Stock · 78,796 shares

Expires 2029-03-08

F3 · shares: Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement.

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March 08, 2024 Filed Mar 12, 2024 20:11 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 8,819 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-009667 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036,091

F1 · shares: Represents Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

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March 06, 2024 Filed Mar 8, 2024 21:13 UTC GrantCommon Stock 15,267 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-009397 · ownership.xml · nonDerivative · entry 1

MARAKBY SHERIF · CIK 0001919166 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Tek LLC

Disclosed balance after: 30,294

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.