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Nasdaq · USD

ABAT

AMERICAN BATTERY TECHNOLOGY Co

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Tapewire entity
5759
SEC CIK
0001576873
Parsed reports
273

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2024 Filed Oct 8, 2024 21:14 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 4,106 $1.01 $4,147.06
Disclosure

SEC source: 0001493152-24-040475 · ownership.xml · nonDerivative · entry 3

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,027

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
October 08, 2024 Filed Oct 8, 2024 21:17 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,552 $1.01 $9,647.52
Disclosure

SEC source: 0001493152-24-040480 · ownership.xml · nonDerivative · entry 3

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,558,071

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 17:14 UTC
Meza Leal Andres ManuelFormer Chief Operating Officer
PurchaseWarrants · Derivative 12,576 $4.33 Strike: $4.33 $54,454.08
Disclosure

SEC source: 0001493152-24-040477 · ownership.xml · derivative · entry 6

Meza Leal Andres Manuel · CIK 0001877860 · Former Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,576

Underlying: Common Stock · 12,576 shares

Expires 2029-10-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's resignation and general release agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 17:14 UTC
Meza Leal Andres ManuelFormer Chief Operating Officer
PurchaseWarrants · Derivative 907 $6.53 Strike: $6.53 $5,922.71
Disclosure

SEC source: 0001493152-24-040477 · ownership.xml · derivative · entry 5

Meza Leal Andres Manuel · CIK 0001877860 · Former Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 907

Underlying: Common Stock · 907 shares

Expires 2029-10-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's resignation and general release agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 17:14 UTC
Meza Leal Andres ManuelFormer Chief Operating Officer
PurchaseWarrants · Derivative 2,554 $6.60 Strike: $6.60 $16,856.40
Disclosure

SEC source: 0001493152-24-040477 · ownership.xml · derivative · entry 4

Meza Leal Andres Manuel · CIK 0001877860 · Former Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,554

Underlying: Common Stock · 2,554 shares

Expires 2029-10-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's resignation and general release agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 17:14 UTC
Meza Leal Andres ManuelFormer Chief Operating Officer
GrantCommon Stock 21,875 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-040477 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Former Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,803

F2 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 17:14 UTC
Meza Leal Andres ManuelFormer Chief Operating Officer
GrantCommon Stock 4,008 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-040477 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Former Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,928

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:14 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 7,534 $4.29 Strike: $4.29 $32,320.86
Disclosure

SEC source: 0001493152-24-040475 · ownership.xml · derivative · entry 6

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,534

Underlying: Common Stock · 7,534 shares

Expires 2027-10-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:14 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 453 $6.53 Strike: $6.53 $2,958.09
Disclosure

SEC source: 0001493152-24-040475 · ownership.xml · derivative · entry 5

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453

Underlying: Common Stock · 453 shares

Expires 2027-10-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:14 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 795 $6.60 Strike: $6.60 $5,247.00
Disclosure

SEC source: 0001493152-24-040475 · ownership.xml · derivative · entry 4

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 795

Underlying: Common Stock · 795 shares

Expires 2027-10-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:14 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-040475 · ownership.xml · nonDerivative · entry 2

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,133

F2 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:14 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 2,012 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-040475 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,883

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:17 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 37,691 $4.33 Strike: $4.33 $163,202.03
Disclosure

SEC source: 0001493152-24-040480 · ownership.xml · derivative · entry 6

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,691

Underlying: Common Stock · 37,691 shares

Expires 2029-10-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:17 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 2,951 $10.49 Strike: $10.49 $30,955.99
Disclosure

SEC source: 0001493152-24-040480 · ownership.xml · derivative · entry 5

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 2,951 shares

Expires 2029-10-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:17 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 8,173 $10.50 Strike: $10.50 $85,816.50
Disclosure

SEC source: 0001493152-24-040480 · ownership.xml · derivative · entry 4

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,173

Underlying: Common Stock · 8,173 shares

Expires 2029-10-04

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:17 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 31,772 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-040480 · ownership.xml · nonDerivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,567,623

F2 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 21:17 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 6,690 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-040480 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,535,851

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
August 05, 2024 Filed Aug 6, 2024 13:00 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantSeries A Warrant · Derivative 200,000 Not disclosed Strike: $1.13 Not disclosed
Disclosure

SEC source: 0001493152-24-030375 · ownership.xml · derivative · entry 3

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2025-04-30

F3 · price: Represents an amendment of an outstanding warrant to extend the expiration date under the outstanding warrant from October 31, 2024 to April 30, 2025. The outstanding warrant was originally granted on January 20, 2020.

F3 · derivative.exercise_date: Represents an amendment of an outstanding warrant to extend the expiration date under the outstanding warrant from October 31, 2024 to April 30, 2025. The outstanding warrant was originally granted on January 20, 2020.

Read SEC document
August 05, 2024 Filed Aug 6, 2024 13:00 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseSeries A Warrant · Derivative 781,240 $1.03 Strike: $1.03 $804,677.20
Disclosure

SEC source: 0001493152-24-030375 · ownership.xml · derivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781,240

Underlying: Common Stock · 781,240 shares

Expires 2029-07-23

F2 · shares: Represents warrants issued pursuant to the Reporting Person's purchase of twenty (20) units under the Subscription Agreement, where each unit includes 39,062 Series A Warrants to purchase common stock of the Issuer.

Read SEC document
August 05, 2024 Filed Aug 6, 2024 13:00 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 390,620 $1.28 $499,993.60
Disclosure

SEC source: 0001493152-24-030375 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,529,161

F1 · shares: Represents the Reporting Person's purchase of twenty (20) units of the Issuer with $500,000 of private funds, without registration under the Securities Act of 1933 and subject to minimum holding time restrictions under SEC Rule 144, pursuant to an executed subscription agreement ("Subscription Agreement") between the Issuer and the Reporting Person, where each $25,000 unit consists of 19,531 restricted shares of common stock of the Issuer.

Read SEC document
July 19, 2024 Filed Jul 22, 2024 21:00 UTC GrantCommon Stock 31,923 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-028714 · ownership.xml · nonDerivative · entry 1

MARAKBY SHERIF · CIK 0001919166 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Tek LLC

Disclosed balance after: 81,074

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Read SEC document
July 19, 2024 Filed Jul 22, 2024 21:00 UTC GrantCommon Stock 31,923 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-028716 · ownership.xml · nonDerivative · entry 1

Lowery Elizabeth Ann · CIK 0001919838 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Lowery and Associates, LLC

Disclosed balance after: 81,074

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Read SEC document
July 19, 2024 Filed Jul 22, 2024 21:00 UTC GrantCommon Stock 65,974 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-028713 · ownership.xml · nonDerivative · entry 1

Fezell Donald Richard JR · CIK 0001917953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,379

F1 · shares: Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Read SEC document
July 05, 2024 Filed Jul 5, 2024 16:26 UTC
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 4,054 $1.01 $4,094.54
Disclosure

SEC source: 0001493152-24-026373 · ownership.xml · nonDerivative · entry 3

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,920

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
July 05, 2024 Filed Jul 5, 2024 20:26 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 2,501 $1.01 $2,526.01
Disclosure

SEC source: 0001493152-24-026371 · ownership.xml · nonDerivative · entry 3

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,871

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
July 05, 2024 Filed Jul 5, 2024 20:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,341 $1.01 $5,394.41
Disclosure

SEC source: 0001493152-24-026372 · ownership.xml · nonDerivative · entry 3

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,138,541

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
July 05, 2024 Filed Jul 5, 2024 20:26 UTC
Deutsch Jesse SamuelChief Financial Officer
Tax withholdingCommon Stock 12,326 $1.01 $12,449.26
Disclosure

SEC source: 0001493152-24-026370 · ownership.xml · nonDerivative · entry 2

Deutsch Jesse Samuel · CIK 0001978642 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,532

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 16:26 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 12,577 $4.33 Strike: $4.33 $54,458.41
Disclosure

SEC source: 0001493152-24-026373 · ownership.xml · derivative · entry 6

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,259

Underlying: Common Stock · 12,577 shares

Expires 2029-07-01

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 16:26 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 907 $6.53 Strike: $6.53 $5,922.71
Disclosure

SEC source: 0001493152-24-026373 · ownership.xml · derivative · entry 5

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,682

Underlying: Common Stock · 907 shares

Expires 2029-07-01

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 16:26 UTC
Meza Leal Andres ManuelChief Operating Officer
PurchaseWarrants · Derivative 2,554 $6.60 Strike: $6.60 $16,856.40
Disclosure

SEC source: 0001493152-24-026373 · ownership.xml · derivative · entry 4

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,775

Underlying: Common Stock · 2,554 shares

Expires 2029-07-01

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 16:26 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 9,375 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026373 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,974

F2 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 16:26 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 4,009 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026373 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,599

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 7,534 $4.29 Strike: $4.29 $32,320.86
Disclosure

SEC source: 0001493152-24-026371 · ownership.xml · derivative · entry 6

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,935

Underlying: Common Stock · 7,534 shares

Expires 2027-07-01

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 453 $6.53 Strike: $6.53 $2,958.09
Disclosure

SEC source: 0001493152-24-026371 · ownership.xml · derivative · entry 5

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,401

Underlying: Common Stock · 453 shares

Expires 2027-07-01

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
JOLCOVER SCOTTChief Resource Officer
PurchaseWarrants · Derivative 795 $6.60 Strike: $6.60 $5,247.00
Disclosure

SEC source: 0001493152-24-026371 · ownership.xml · derivative · entry 4

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,948

Underlying: Common Stock · 795 shares

Expires 2027-07-01

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026371 · ownership.xml · nonDerivative · entry 2

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,372

F2 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 2,012 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026371 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,122

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 37,691 $4.33 Strike: $4.33 $163,202.03
Disclosure

SEC source: 0001493152-24-026372 · ownership.xml · derivative · entry 6

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,292

Underlying: Common Stock · 37,691 shares

Expires 2029-07-01

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 2,951 $10.49 Strike: $10.49 $30,955.99
Disclosure

SEC source: 0001493152-24-026372 · ownership.xml · derivative · entry 5

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,601

Underlying: Common Stock · 2,951 shares

Expires 2029-07-01

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
PurchaseWarrants · Derivative 8,173 $10.50 Strike: $10.50 $85,816.50
Disclosure

SEC source: 0001493152-24-026372 · ownership.xml · derivative · entry 4

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588,650

Underlying: Common Stock · 8,173 shares

Expires 2029-07-01

F4 · shares: Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 10,937 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026372 · ownership.xml · nonDerivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143,882

F2 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
GrantCommon Stock 6,690 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026372 · ownership.xml · nonDerivative · entry 1

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,132,945

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
July 01, 2024 Filed Jul 5, 2024 20:26 UTC
Deutsch Jesse SamuelChief Financial Officer
GrantCommon Stock 33,334 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-026370 · ownership.xml · nonDerivative · entry 1

Deutsch Jesse Samuel · CIK 0001978642 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,858

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 12:30 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 37,000 $1.26 $46,620.00
Disclosure

SEC source: 0001493152-24-023412 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,110

F1 · shares: Represents the sale of Common Stock to cover tax liability associated with vested shares of Common Stock awarded to the Reporting Person under the Company's employee equity compensation plan and employment agreement.

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May 06, 2024 Filed May 7, 2024 16:30 UTC
Meza Leal Andres ManuelChief Operating Officer
Tax withholdingCommon Stock 3,011 $1.34 $4,034.74
Disclosure

SEC source: 0001493152-24-018101 · ownership.xml · nonDerivative · entry 3

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,590

F3 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

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May 06, 2024 Filed May 7, 2024 20:30 UTC
JOLCOVER SCOTTChief Resource Officer
Tax withholdingCommon Stock 2,007 $1.34 $2,689.38
Disclosure

SEC source: 0001493152-24-018103 · ownership.xml · nonDerivative · entry 2

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,110

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

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May 06, 2024 Filed May 7, 2024 20:30 UTC
Melsert Ryan MitchellDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,016 $1.34 $6,721.44
Disclosure

SEC source: 0001493152-24-018106 · ownership.xml · nonDerivative · entry 2

Melsert Ryan Mitchell · CIK 0001823522 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,126,255

F2 · shares: Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

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May 03, 2024 Filed May 7, 2024 16:30 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 2,083 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-018101 · ownership.xml · nonDerivative · entry 2

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,601

F2 · shares: Represents the vesting of Common Stock previously awarded pursuant to the terms of the Reporting Person's employment agreement.

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May 03, 2024 Filed May 7, 2024 16:30 UTC
Meza Leal Andres ManuelChief Operating Officer
GrantCommon Stock 10,416 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-018101 · ownership.xml · nonDerivative · entry 1

Meza Leal Andres Manuel · CIK 0001877860 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,518

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

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May 03, 2024 Filed May 7, 2024 20:30 UTC
JOLCOVER SCOTTChief Resource Officer
GrantCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-018103 · ownership.xml · nonDerivative · entry 1

JOLCOVER SCOTT · CIK 0001426863 · Chief Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,117

F1 · shares: Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.