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AAT

American Assets Trust, Inc.

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Tapewire entity
647
SEC CIK
0001500217
Parsed reports
278

Last 12 months

Inside the activity.

48 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026110
Mar 202600
Apr 202600
May 2026130
Jun 202660
Jul 202600
Aug 2026150
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2016 Filed Dec 15, 2016 21:15 UTC
RADY ERNEST SDirector · Chairman, CEO & President · 10% owner
GiftCommon Stock, par value $0.01 92,023 $0.00 $0.00
Disclosure

SEC source: 0001500217-16-000224 · wf-form4_148183652184449.xml · nonDerivative · entry 2

RADY ERNEST S · CIK 0001221359 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By ERT

Disclosed balance after: 4,865,718

F3 · shares: Represents transfer of shares from ERT (as defined below) to the RFF (as defined below).

F4 · ownership.nature: Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

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December 15, 2016 Filed Dec 15, 2016 21:15 UTC
RADY ERNEST SDirector · Chairman, CEO & President · 10% owner
GiftCommon Stock, par value $0.01 181,805 $0.00 $0.00
Disclosure

SEC source: 0001500217-16-000224 · wf-form4_148183652184449.xml · nonDerivative · entry 1

RADY ERNEST S · CIK 0001221359 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AAI

Disclosed balance after: 176,743

F1 · shares: Represents transfer of shares from AAI (as defined below) to the RFF (as defined below).

F2 · ownership.nature: Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

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December 06, 2016 Filed Dec 7, 2016 21:24 UTC
RADY ERNEST SDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock, par value $0.01 1,506 $39.98 $60,203.40
Disclosure

SEC source: 0001500217-16-000216 · wf-form4_148114583018498.xml · nonDerivative · entry 1

RADY ERNEST S · CIK 0001221359 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By ERT

Disclosed balance after: 4,946,022

F1 · ownership.nature: Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

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December 06, 2016 Filed Dec 8, 2016 21:52 UTC
Barton Robert F.Executive Vice President & CFO
Tax withholdingCommon Stock, par value $0.01 6,638 $40.06 $265,918.28
Disclosure

SEC source: 0001500217-16-000222 · wf-form4_148123395736813.xml · nonDerivative · entry 1

Barton Robert F. · CIK 0001508170 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,974

Read SEC document
December 06, 2016 Filed Dec 8, 2016 21:50 UTC
Wyll AdamSenior VP, Gen Counsel and Sec
Tax withholdingCommon Stock, par value $0.01 2,845 $40.06 $113,970.70
Disclosure

SEC source: 0001500217-16-000220 · wf-form4_148123384665179.xml · nonDerivative · entry 1

Wyll Adam · CIK 0001508167 · Senior VP, Gen Counsel and Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,948

Read SEC document
December 06, 2016 Filed Dec 8, 2016 21:49 UTC
Gammieri JerryV. P. Construction and Devlp
Tax withholdingCommon Stock, par value $0.01 1,892 $40.06 $75,793.52
Disclosure

SEC source: 0001500217-16-000218 · wf-form4_148123376637331.xml · nonDerivative · entry 1

Gammieri Jerry · CIK 0001627316 · V. P. Construction and Devlp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,261

Read SEC document
December 01, 2016 Filed Dec 2, 2016 12:33 UTC
RADY ERNEST SDirector · Chairman, CEO & President · 10% owner
GrantCommon Stock, par value $0.01 56,533 $0.00 $0.00
Disclosure

SEC source: 0001500217-16-000214 · wf-form4_148068202545058.xml · nonDerivative · entry 1

RADY ERNEST S · CIK 0001221359 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,208

F1 · kind: Shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 12:32 UTC
Barton Robert F.Executive Vice President & CFO
GrantCommon Stock, par value $0.01 21,671 $0.00 $0.00
Disclosure

SEC source: 0001500217-16-000212 · wf-form4_148068193116467.xml · nonDerivative · entry 1

Barton Robert F. · CIK 0001508170 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,341

F1 · kind: Shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 12:30 UTC
Wyll AdamSenior VP, Gen Counsel and Sec
GrantCommon Stock, par value $0.01 13,191 $0.00 $0.00
Disclosure

SEC source: 0001500217-16-000210 · wf-form4_148068183899695.xml · nonDerivative · entry 1

Wyll Adam · CIK 0001508167 · Senior VP, Gen Counsel and Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,259

F1 · kind: Shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 12:29 UTC
Gammieri JerryV. P. Construction and Devlp
GrantCommon Stock, par value $0.01 9,422 $0.00 $0.00
Disclosure

SEC source: 0001500217-16-000208 · wf-form4_148068174325180.xml · nonDerivative · entry 1

Gammieri Jerry · CIK 0001627316 · V. P. Construction and Devlp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,508

F1 · kind: Shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 21:53 UTC
RADY ERNEST SDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock, par value $0.01 10,000 $39.22 $392,208.00
Disclosure

SEC source: 0001500217-16-000206 · wf-form4_147881480167027.xml · nonDerivative · entry 2

RADY ERNEST S · CIK 0001221359 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AAI

Disclosed balance after: 358,548

F1 · ownership.nature: Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:53 UTC
RADY ERNEST SDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock, par value $0.01 50,000 $39.62 $1,980,820.00
Disclosure

SEC source: 0001500217-16-000206 · wf-form4_147881480167027.xml · nonDerivative · entry 1

RADY ERNEST S · CIK 0001221359 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AAI

Disclosed balance after: 348,548

F1 · ownership.nature: Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
November 07, 2016 Filed Nov 7, 2016 18:26 UTC
NELLES DUANEDirector
PurchaseCommon Stock, par value $0.01 24,000 $39.46 $947,056.80
Disclosure

SEC source: 0001500217-16-000204 · wf-form4_147856116703162.xml · nonDerivative · entry 1

NELLES DUANE · CIK 0001179885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 99,533

F1 · ownership.nature: The shares are held by Nelles Intervivos Trust dtd. 3/29/1976, Duane A. Nelles and Gail G. Nelles, Trustees. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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September 12, 2016 Filed Sep 12, 2016 21:05 UTC
RADY ERNEST SDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock, par value $0.01 15,000 $42.75 $641,250.00
Disclosure

SEC source: 0001500217-16-000196 · wf-form4_147371432815986.xml · nonDerivative · entry 4

RADY ERNEST S · CIK 0001221359 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICW

Disclosed balance after: 624,572

F3 · ownership.nature: Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
September 09, 2016 Filed Sep 12, 2016 21:05 UTC
RADY ERNEST SDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock, par value $0.01 15,000 $43.15 $647,250.00
Disclosure

SEC source: 0001500217-16-000196 · wf-form4_147371432815986.xml · nonDerivative · entry 3

RADY ERNEST S · CIK 0001221359 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICW

Disclosed balance after: 609,572

F3 · ownership.nature: Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
September 09, 2016 Filed Sep 12, 2016 21:05 UTC
RADY ERNEST SDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock, par value $0.01 33,000 $43.15 $1,423,950.00
Disclosure

SEC source: 0001500217-16-000196 · wf-form4_147371432815986.xml · nonDerivative · entry 2

RADY ERNEST S · CIK 0001221359 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AAI

Disclosed balance after: 298,548

F2 · ownership.nature: Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

Read SEC document
September 09, 2016 Filed Sep 12, 2016 21:05 UTC
RADY ERNEST SDirector · Chairman, CEO & President · 10% owner
PurchaseCommon Stock, par value $0.01 2,000 $43.15 $86,300.00
Disclosure

SEC source: 0001500217-16-000196 · wf-form4_147371432815986.xml · nonDerivative · entry 1

RADY ERNEST S · CIK 0001221359 · Director · Chairman, CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,175

F1 · balance_after: Amount includes (a) 26,000 shares held by Ernest Rady IRA and (b) 44,175 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.