Tapewire

Nasdaq · USD

AAL

American Airlines Group Inc.

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Tapewire entity
3599
SEC CIK
0000006201
Parsed reports
445

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202607
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2017 Filed Feb 21, 2017 21:22 UTC
Nocella Andrew PSVP Chief Marketing Officer
Disposition to issuerCommon Stock 13,019 $47.54 $618,923.26
Disclosure

SEC source: 0001225208-17-003943 · doc4.xml · nonDerivative · entry 4

Nocella Andrew P · CIK 0001314824 · SVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,044

F3 · shares: Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 21:22 UTC
Nocella Andrew PSVP Chief Marketing Officer
SaleCommon Stock 492 $47.50 $23,370.00
Disclosure

SEC source: 0001225208-17-003943 · doc4.xml · nonDerivative · entry 3

Nocella Andrew P · CIK 0001314824 · SVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,063

Read SEC document
February 16, 2017 Filed Feb 21, 2017 21:22 UTC
Nocella Andrew PSVP Chief Marketing Officer
Tax withholdingCommon Stock 239 $47.54 $11,362.06
Disclosure

SEC source: 0001225208-17-003943 · doc4.xml · nonDerivative · entry 2

Nocella Andrew P · CIK 0001314824 · SVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,555

F2 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 21:22 UTC
Nocella Andrew PSVP Chief Marketing Officer
Exercise / conversionCommon Stock 13,750 $45.01 $618,887.50
Disclosure

SEC source: 0001225208-17-003943 · doc4.xml · nonDerivative · entry 1

Nocella Andrew P · CIK 0001314824 · SVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:07 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,125 $0.00 Strike: $32.45 $0.00
Disclosure

SEC source: 0001225208-17-003226 · doc4.xml · derivative · entry 3

OLEARY DENISE M · CIK 0001145159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,125 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The reporting person is exercising the stock options prior to expiration on May 15, 2017.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:07 UTC Disposition to issuerCommon Stock 2,882 $46.45 $133,868.90
Disclosure

SEC source: 0001225208-17-003226 · doc4.xml · nonDerivative · entry 2

OLEARY DENISE M · CIK 0001145159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,669

F1 · shares: Shares disposed to the issuer to cover the exercise price of the exercised stock options.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:07 UTC Exercise / conversionCommon Stock 4,125 $32.45 $133,856.25
Disclosure

SEC source: 0001225208-17-003226 · doc4.xml · nonDerivative · entry 1

OLEARY DENISE M · CIK 0001145159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:33 UTC SaleCommon Stock 7,800 $45.22 $352,716.00
Disclosure

SEC source: 0001225208-17-002658 · doc4.xml · nonDerivative · entry 2

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,277

Read SEC document
February 07, 2017 Filed Feb 8, 2017 21:33 UTC SaleCommon Stock 200 $45.23 $9,046.00
Disclosure

SEC source: 0001225208-17-002658 · doc4.xml · nonDerivative · entry 1

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,077

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:33 UTC Exercise / conversionStock Appreciation Rights · Derivative 117,287 $0.00 Strike: $7.62 $0.00
Disclosure

SEC source: 0001225208-17-002657 · doc4.xml · derivative · entry 6

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 117,287 shares

Expires 2019-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:33 UTC SaleCommon Stock 59,727 $45.00 $2,687,715.00
Disclosure

SEC source: 0001225208-17-002657 · doc4.xml · nonDerivative · entry 5

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,179

F2 · shares: This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:33 UTC Tax withholdingCommon Stock 37,668 $45.00 $1,695,060.00
Disclosure

SEC source: 0001225208-17-002657 · doc4.xml · nonDerivative · entry 4

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,906

F4 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:33 UTC Disposition to issuerCommon Stock 19,861 $45.00 $893,745.00
Disclosure

SEC source: 0001225208-17-002657 · doc4.xml · nonDerivative · entry 3

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,574

F3 · shares: Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:33 UTC SaleCommon Stock 31 $45.32 $1,404.77
Disclosure

SEC source: 0001225208-17-002657 · doc4.xml · nonDerivative · entry 2

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,435

F2 · shares: This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:33 UTC Exercise / conversionCommon Stock 117,287 $7.62 $893,726.94
Disclosure

SEC source: 0001225208-17-002657 · doc4.xml · nonDerivative · entry 1

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 21:15 UTC
PARKER W DOUGLASDirector · Chairman and CEO
Exercise / conversionStock Appreciation Rights · Derivative 90,000 $0.00 Strike: $45.01 $0.00
Disclosure

SEC source: 0001225208-17-001032 · doc4.xml · derivative · entry 5

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2017-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. The reporting person is exercising the stock -settled stock appreciation rights prior to expiration.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 21:15 UTC
PARKER W DOUGLASDirector · Chairman and CEO
Disposition to issuerCommon Stock 82,672 $49.00 $4,050,928.00
Disclosure

SEC source: 0001225208-17-001032 · doc4.xml · nonDerivative · entry 4

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541,370

F4 · shares: Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 21:15 UTC
PARKER W DOUGLASDirector · Chairman and CEO
SaleCommon Stock 4,129 $49.00 $202,321.00
Disclosure

SEC source: 0001225208-17-001032 · doc4.xml · nonDerivative · entry 3

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624,042

F3 · shares: This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 21:15 UTC
PARKER W DOUGLASDirector · Chairman and CEO
Tax withholdingCommon Stock 3,199 $49.00 $156,751.00
Disclosure

SEC source: 0001225208-17-001032 · doc4.xml · nonDerivative · entry 2

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628,171

F2 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 21:15 UTC
PARKER W DOUGLASDirector · Chairman and CEO
Exercise / conversionCommon Stock 90,000 $45.01 $4,050,900.00
Disclosure

SEC source: 0001225208-17-001032 · doc4.xml · nonDerivative · entry 1

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
December 28, 2016 Filed Dec 30, 2016 21:06 UTC
PARKER W DOUGLASDirector · Chairman and CEO
Exercise / conversionStock Appreciation Rights · Derivative 231,060 $0.00 Strike: $7.42 $0.00
Disclosure

SEC source: 0001225208-16-043758 · doc4.xml · derivative · entry 6

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 231,060 shares

Expires 2017-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. The reporting person is exercising the stock- settled stock appreciation rights prior to expiration.

Read SEC document
December 28, 2016 Filed Dec 30, 2016 21:06 UTC
PARKER W DOUGLASDirector · Chairman and CEO
Tax withholdingCommon Stock 82,171 $48.73 $4,004,192.83
Disclosure

SEC source: 0001225208-16-043758 · doc4.xml · nonDerivative · entry 5

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541,370

F6 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
December 28, 2016 Filed Dec 30, 2016 21:06 UTC
PARKER W DOUGLASDirector · Chairman and CEO
SaleCommon Stock 69,824 $47.89 $3,343,613.01
Disclosure

SEC source: 0001225208-16-043758 · doc4.xml · nonDerivative · entry 4

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623,541

F3 · shares: This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $48.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 28, 2016 Filed Dec 30, 2016 21:06 UTC
PARKER W DOUGLASDirector · Chairman and CEO
SaleCommon Stock 43,882 $48.48 $2,127,535.39
Disclosure

SEC source: 0001225208-16-043758 · doc4.xml · nonDerivative · entry 3

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,365

F3 · shares: This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.16 to $48.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 28, 2016 Filed Dec 30, 2016 21:06 UTC
PARKER W DOUGLASDirector · Chairman and CEO
Disposition to issuerCommon Stock 35,183 $48.73 $1,714,467.59
Disclosure

SEC source: 0001225208-16-043758 · doc4.xml · nonDerivative · entry 2

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,737,247

F2 · shares: Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
December 28, 2016 Filed Dec 30, 2016 21:06 UTC
PARKER W DOUGLASDirector · Chairman and CEO
Exercise / conversionCommon Stock 231,060 $7.42 $1,714,465.20
Disclosure

SEC source: 0001225208-16-043758 · doc4.xml · nonDerivative · entry 1

PARKER W DOUGLAS · CIK 0001249552 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:39 UTC SaleCommon Stock 20,000 $48.61 $972,182.00
Disclosure

SEC source: 0001225208-16-043522 · doc4.xml · nonDerivative · entry 1

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,179

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.60 to $48.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:59 UTC
KERR DEREK JExecutive VP and CFO
GiftCommon Stock 5,140 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043335 · doc4.xml · nonDerivative · entry 1

KERR DEREK J · CIK 0001249565 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,171

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:59 UTC
Leibman MayaEVP Chief Information Officer
SaleCommon Stock 9,915 $47.95 $475,424.25
Disclosure

SEC source: 0001225208-16-043334 · doc4.xml · nonDerivative · entry 1

Leibman Maya · CIK 0001659564 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,339

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:58 UTC
EBERWEIN ELISE REVP People and Communications
Exercise / conversionStock Appreciation Rights · Derivative 39,096 $0.00 Strike: $7.62 $0.00
Disclosure

SEC source: 0001225208-16-042913 · doc4.xml · derivative · entry 5

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,096 shares

Expires 2019-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:58 UTC
EBERWEIN ELISE REVP People and Communications
SaleCommon Stock 19,062 $47.62 $907,732.44
Disclosure

SEC source: 0001225208-16-042913 · doc4.xml · nonDerivative · entry 4

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,031

F4 · shares: This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:58 UTC
EBERWEIN ELISE REVP People and Communications
Tax withholdingCommon Stock 13,777 $47.62 $656,060.74
Disclosure

SEC source: 0001225208-16-042913 · doc4.xml · nonDerivative · entry 3

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,093

F3 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:58 UTC
EBERWEIN ELISE REVP People and Communications
Disposition to issuerCommon Stock 6,257 $47.62 $297,958.34
Disclosure

SEC source: 0001225208-16-042913 · doc4.xml · nonDerivative · entry 2

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,870

F2 · shares: Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 21:58 UTC
EBERWEIN ELISE REVP People and Communications
Exercise / conversionCommon Stock 39,096 $7.62 $297,911.52
Disclosure

SEC source: 0001225208-16-042913 · doc4.xml · nonDerivative · entry 1

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:32 UTC
GOULET, BEVERLY K.EVP Chief Integration Officer
SaleCommon Stock 5,000 $46.20 $231,000.00
Disclosure

SEC source: 0001225208-16-042510 · doc4.xml · nonDerivative · entry 1

GOULET, BEVERLY K. · CIK 0001491916 · EVP Chief Integration Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,604

F1 · shares: This sale is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:33 UTC Exercise / conversionStock Appreciation Rights · Derivative 70,000 $0.00 Strike: $31.14 $0.00
Disclosure

SEC source: 0001225208-16-042511 · doc4.xml · derivative · entry 5

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2017-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:33 UTC Disposition to issuerCommon Stock 46,717 $46.66 $2,179,815.22
Disclosure

SEC source: 0001225208-16-042511 · doc4.xml · nonDerivative · entry 4

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,179

F4 · shares: Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:33 UTC SaleCommon Stock 13,515 $46.61 $629,957.13
Disclosure

SEC source: 0001225208-16-042511 · doc4.xml · nonDerivative · entry 3

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,896

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.52 to $46.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:33 UTC Tax withholdingCommon Stock 9,768 $46.66 $455,774.88
Disclosure

SEC source: 0001225208-16-042511 · doc4.xml · nonDerivative · entry 2

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,411

F2 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:33 UTC Exercise / conversionCommon Stock 70,000 $31.14 $2,179,800.00
Disclosure

SEC source: 0001225208-16-042511 · doc4.xml · nonDerivative · entry 1

Isom Robert D Jr · CIK 0001300047 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

Read SEC document
November 23, 2016 Filed Nov 23, 2016 21:26 UTC
GOULET, BEVERLY K.EVP Chief Integration Officer
SaleCommon Stock 5,000 $46.18 $230,924.50
Disclosure

SEC source: 0001225208-16-042214 · doc4.xml · nonDerivative · entry 1

GOULET, BEVERLY K. · CIK 0001491916 · EVP Chief Integration Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,604

Read SEC document
November 23, 2016 Filed Nov 23, 2016 21:25 UTC
Leibman MayaEVP Chief Information Officer
Tax withholdingCommon Stock 1,653 $46.34 $76,600.02
Disclosure

SEC source: 0001225208-16-042213 · doc4.xml · nonDerivative · entry 2

Leibman Maya · CIK 0001659564 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,254

F1 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the vesting of restricted stock units.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 21:25 UTC
Leibman MayaEVP Chief Information Officer
SaleCommon Stock 10,000 $46.35 $463,500.00
Disclosure

SEC source: 0001225208-16-042213 · doc4.xml · nonDerivative · entry 1

Leibman Maya · CIK 0001659564 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,907

Read SEC document
November 17, 2016 Filed Nov 18, 2016 00:55 UTC
EBERWEIN ELISE REVP People and Communications
Exercise / conversionStock Appreciation Rights · Derivative 12,500 $0.00 Strike: $45.01 $0.00
Disclosure

SEC source: 0001225208-16-041950 · doc4.xml · derivative · entry 7

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2017-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: This exercise is pursuant to a written plan for trading securities that complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. The reporting person is exercising the stock-settled stock appreciation rights prior to expiration.

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November 17, 2016 Filed Nov 18, 2016 00:55 UTC
EBERWEIN ELISE REVP People and Communications
SaleCommon Stock 45,456 $45.25 $2,056,747.63
Disclosure

SEC source: 0001225208-16-041950 · doc4.xml · nonDerivative · entry 6

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,031

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.54 to $45.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 17, 2016 Filed Nov 18, 2016 00:55 UTC
EBERWEIN ELISE REVP People and Communications
Disposition to issuerCommon Stock 12,366 $45.50 $562,653.00
Disclosure

SEC source: 0001225208-16-041950 · doc4.xml · nonDerivative · entry 5

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,487

F5 · shares: Shares disposed to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights.

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November 17, 2016 Filed Nov 18, 2016 00:55 UTC
EBERWEIN ELISE REVP People and Communications
Tax withholdingCommon Stock 57 $45.50 $2,593.50
Disclosure

SEC source: 0001225208-16-041950 · doc4.xml · nonDerivative · entry 4

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,853

F4 · shares: Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights.

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November 17, 2016 Filed Nov 18, 2016 00:55 UTC
EBERWEIN ELISE REVP People and Communications
Exercise / conversionCommon Stock 12,500 $45.01 $562,625.00
Disclosure

SEC source: 0001225208-16-041950 · doc4.xml · nonDerivative · entry 3

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares acquired upon the exercise of stock-settled stock appreciation rights.

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November 16, 2016 Filed Nov 18, 2016 00:55 UTC
EBERWEIN ELISE REVP People and Communications
SaleCommon Stock 24,100 $44.21 $1,065,487.51
Disclosure

SEC source: 0001225208-16-041950 · doc4.xml · nonDerivative · entry 2

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,410

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.97 to $44.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 15, 2016 Filed Nov 18, 2016 00:55 UTC
EBERWEIN ELISE REVP People and Communications
SaleCommon Stock 20,000 $44.73 $894,692.00
Disclosure

SEC source: 0001225208-16-041950 · doc4.xml · nonDerivative · entry 1

EBERWEIN ELISE R · CIK 0001251875 · EVP People and Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,510

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.52 to $44.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.